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R T
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Decks in this class (25)
Topic 1 - FS Industry
What is a medium of exchange 1,
What is a unit of account 2,
What is a store of value 3
28
cards
Topic 2 - Economic Policy & Financial Regulation
Disinflation deflation 1,
Macroeconomic objectives 2,
Recession 3
17
cards
Topic 3 - UK Taxation 1
What are residence and domicile 1,
Residence 2,
Capital gains tax 3
13
cards
Topic 4 - UK Taxation 2
Disposal 1,
How is cgt calculated 2,
Private residence relief 3
17
cards
Topic 5 - State Benefits and HMRC Tax Credits
How does state benefits affect fi...,
Support available for low income 2,
Support available for bringing up...
5
cards
Topic 6 - Direct Investments: Cash And Fixed-Interest Securities
What are the main asset classes 1,
What is capital 2,
Deposit based investments 3
20
cards
Topic 7 - Other Direct Investements
What are equities 1,
Securities meaning 2,
Factors affecting share prices 3
15
cards
Topic 8 - Collective Investement Schemes
Main forms of collective investme...,
Why are collective investments go...,
Diversification 3
31
cards
Topic 9 - Tax Wrappers
What is a tax wrapper 1,
Types of isa 2,
Child trust fund 3
7
cards
Topic 10 - Pension Products
Defined benefit scheme 1,
Defined contribution scheme 2,
Annual allowance 3
19
cards
Topic 11 - Life Assurance
Assurance 1,
What is term assurance 2,
Sum assured 3
23
cards
Topic 12 - Health & General Insurance
What is critical illness cover 1,
What is income protection insuran...,
Deferred period 3
16
cards
Topic 13 - Secured & Unsecured Lending
Secured lending 1,
Unsecured loan 2,
What is a mortgagor 3
20
cards
Topic 14 - Understanding & Satisfying Customer Needs
What is involved 1
1
cards
Topic 15 - The Main Advice Areas
Importance of budgeting 1,
What family protection needs migh...,
What protection needs might busin...
10
cards
Topic 16 - Key Legal Concepts
What is a legal person 1,
Limited liability partnership 2,
Requirements of a binding contrac...
38
cards
Topic 17 - The FCA’s Aims and Activities
Fs aims and regulations 1,
Regulation 2,
Supervision 3
16
cards
Topic 18 - Regulating Firms & Individuals
Regulated activities 1,
Regulated investments 2,
What is the senior managers and c...
14
cards
Topic 19 - Prudential Supervion
What is prudential management 1,
What is capital adequacy 2,
What is solvency 3
15
cards
Topic 20 - Conduct of Business Requirements I
What are the conduct of business ...,
What 3 types of clients are in co...,
What are the different categories...
16
cards
Topic 21 - Conduct of Business Requirements II
How is the provision of mortgage ...,
First charge 2,
Second charge 3
20
cards
Topic 22 - Consumer Credit
Consumer credit act 1974 1,
Apr 2,
Annual percentage rate of charge ...
7
cards
Topic 23 - Anti-Money Laundering
What is money laundering 1,
What is the proceeds of crime act...,
How does the terrorism act 2000 r...
14
cards
Topic 24 - Other Regulation Affecting The Advice Process
Gdpr 1,
What are the data protection prin...,
How is the gdpr enforced 3
17
cards
Topic 25 - Consumer Rights, Complaints And Compensation
What is the consumer rights act 2...,
What is an alternative dispute re...,
How are customers protected withi...
11
cards
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