This class was created by Brainscape user Robert Woerner. Visit their profile to learn more about the creator.
Flashcard maker:
Robert Woerner
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Decks in this class (12)
Chapter 1 - Brokerage office procedures
No deck description has yet been added by the author.
19
cards
The Numbers
No deck description has yet been added by the author.
6
cards
Chapter 2 - Recordkeeping, financial requirements, and reporting
No deck description has yet been added by the author.
35
cards
Chapter 3 - Issuing Corporate Securities
No deck description has yet been added by the author.
30
cards
Chapter 4 - Trading Securities
No deck description has yet been added by the author.
62
cards
Chapter 5 - Recommendations to Customers
No deck description has yet been added by the author.
21
cards
Chapter 6 - General Supervision
No deck description has yet been added by the author.
12
cards
Chapter 7 - Customer Accounts
No deck description has yet been added by the author.
20
cards
Chapter 8 - Margin Accounts
No deck description has yet been added by the author.
21
cards
Chapter 9 - Investment Companies and Other Products
No deck description has yet been added by the author.
28
cards
Chapter 10 - Annuities and Retirement Plans
No deck description has yet been added by the author.
10
cards
Chapter 11 - securities industry rules and regulations
No deck description has yet been added by the author.
29
cards
More about
Series 24
- Full test name Unspecified
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