series 52 group share

This class was created by Brainscape user Charles Amadio. Visit their profile to learn more about the creator.

Decks in this class (24)

Chapter 1 Study Notes
The primary reason that municipal...,
Types of notes that have variable...,
Step up bond
57  cards
Chapter 2 Study Notes
Municipal issuessecurities act of 33,
General obligation go bonds,
Statutory power
103  cards
Chapter 3 Study Notes
Diversifying holdingsgeography,
Diversifying holdingstiming,
Diversifying holdingsmaturity
23  cards
Chapter 4 Study Notes
Issuing general obligation go bonds,
Issuing revenue bondsfeasibility ...,
Role of the underwriter
76  cards
Chapter 5 Study Notes
The business cycle,
Deflation,
Monetary policymonetary economic ...
62  cards
Chapter 6 Study Notes
Registration statement,
A summary of the registration sta...,
Sec registration exemptions
49  cards
Chapter 7 Study Notes P1
Fair dealing rule g 17,
Fair dealing rule g 17 investor t...,
Sophisticated municipal market pr...
82  cards
Chapter 7 Study Notes P2
Guarantees,
A put option,
A repurchase agreement
75  cards
FC Ch 1
Bondholders are also referred to ...,
What is libor,
Define escrowed to maturity etm
69  cards
FC CH 2
What types of bonds may a specula...,
The us treasury reimburses the __...,
Assuming a net revenue pledge bon...
91  cards
FC CH 3
What is the tax consequence if a ...,
What types of municipal bonds are...,
Grandparents contributing to a gr...
65  cards
FC CH 4
What is the disclosure document s...,
What may a trader do to gauge a b...,
An eastern account is also referr...
114  cards
FC CH 5
Changing the ______ requirement w...,
True or false the frb only sets s...,
Changing the _______ requirement ...
30  cards
FC CH 6
Those qualified as municipal rrs ...,
Who enforces the msrb rules for b...,
True or false a general securitie...
53  cards
FC CH 7
What is the consequence of an mfp...,
Records of municipal complaints m...,
True or false in a principal trad...
190  cards
Notes new
What are the issue time frames fo...,
T notest bondspay interest at wha...,
Tom customer receives a call from...
27  cards
final exam 1
A change in interest rates would ...,
Technology fee for both customer ...,
What type of economic indicator i...
35  cards
final exam 2
What does this mean450 less 3 4 f...,
The resolution for a revenue bond...,
Lease rental revenue bonds
31  cards
Final Exam 3
If the fed funds rate is steadily...,
Basis points,
The us treasury normally looks to...
30  cards
Final exam 4
Bond buyer visible supply is comp...,
Given an inverted yield curve wha...,
Municipal bond backed by an insur...
21  cards
Exam 5
The senior syndicate manager of a...,
The price at which a municipal bo...,
Records concerning purchases and ...
8  cards
exam 6
A municipal bond which is issued ...,
Long term debt prices are most in...,
Yields on short term debt are gen...
22  cards
green light
Close outtransmittal,
What is a repruchase agreement,
How does the fed adding money to ...
18  cards
green light 2
Cop,
A dealer buys 10 000 face amount ...,
When asking the amount of points ...
27  cards

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series 52 group share

  • Class purpose General learning

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