Series 66 Flashcards

Decks in this Class (34):

  • Ch 01 Uniform Securities Act Definitions
    43 Cards
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  • Ch 02 1 Usa Registration Of B Ds Agents
    52 Cards
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  • Ch 02 2 Usa Registration Procedures
    23 Cards
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  • Ch 02 3 Usa Registration Of Securities
    27 Cards
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  • Ch 02 4 Usa Exempt Securities And Transa
    37 Cards
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  • Ch 03 Usa Administration Fraudulent Acts
    114 Cards
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  • Ch 04 1 Nasaa Policy And Model Rules Com
    15 Cards
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  • Ch 04 2 Nasaa Policy And Model Rules Inv
    70 Cards
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  • Ch 04 3 Nasaa Policy And Model Rules B D
    36 Cards
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  • Ch 04 4 Nasaa Policy And Model Rules Age
    20 Cards
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  • Ch 05 Uniform Prudent Investor Act Other
    91 Cards
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  • Ch 06 1 3 Federal Acts Investment Advise
    106 Cards
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  • Ch 06 4 7 Federal Acts Ia Act Of 1940 Co
    102 Cards
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  • Ch 06 8 Federal Acts Investment Advisor
    23 Cards
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  • Ch 06 9 Federal Acts The Securities Act
    59 Cards
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  • Ch 06 10 Federal Acts The Securities Exc
    83 Cards
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  • Ch 06 11 Federal Acts The Investment Com
    53 Cards
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  • Ch 07 1 Inv Vehicle Characteristics Gene
    243 Cards
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  • Ch 07 2 Inv Vehicle Characteristics Type
    75 Cards
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  • Ch 07 3 Inv Vehicle Characteristics Deri
    118 Cards
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  • Ch 07 4 Inv Vehicle Characteristics Insu
    167 Cards
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  • Ch 07 5 Inv Vehicle Characteristics Inve
    15 Cards
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  • Ch 08 1 Inv Recs Clients Intro And Types
    143 Cards
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  • Ch 08 2 Inv Recs Clients Client Financia
    66 Cards
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  • Ch 08 3 4 Inv Recs Clients Fed Income Ta
    74 Cards
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  • Ch 09 1 Inv Recs Risks Returns Types And
    60 Cards
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  • Ch 09 2 Inv Recs Risks Returns Returns A
    159 Cards
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  • Ch 10 1 3 Inv Recs Strategies Portfolio
    128 Cards
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  • Ch 10 4 5 Inv Recs Strategies Portfolio
    53 Cards
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  • Ch 11 1 Retirement Plans College Tuition
    109 Cards
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  • Ch 11 2 Retirement Plans College Tuition
    122 Cards
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  • Ch 11 3 Retirement Plans College Tuition
    44 Cards
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  • Ch 11 4 Retirement Plans College Tuition
    13 Cards
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  • Ch 11 5 Retirement Plans College Tuition
    84 Cards
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