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  • Chapter 3.4 - 3.5. The Regulation Of Financial Markets And Institutions
    Chapter 3.4 - 3.5. The Regulation Of Financial Markets And Institutions

    Chapter 3.4 - 3.5. The Regulation Of Financial Markets And Institutions

    By: Vemula Shravya
    Regulation Of Investment Exchanges And Clearing Houses, The London Stock Exchange, Ice Future Europe And Ice Clear Europe ...
    26
    Decks
    223
    Flashcards
    1
    Learner
  • ATT - Ethics CBE
    ATT - Ethics CBE

    ATT - Ethics CBE

    By: Ben Beard
    Chapter 2 (PRPG) - Fundamental Principles And Members Obligations, Chapter 3 (PRPG) - Practice Governance, Chapter 4 PRPG New Clients and Engagements ...
    30
    Decks
    201
    Flashcards
    47
    Learners
  • Professional Conduct
    Professional Conduct

    Professional Conduct

    By: Emma Tucker
    Client Relationships, Regulation of Firms, Money laundering
    3
    Decks
    112
    Flashcards
    1
    Learner
  • APC Autumn 24
    APC Autumn 24

    APC Autumn 24

    By: Rhianne Robertson
    Ethics - Background Of RICS, Ethics - Role of the RICS, Ethics - The Future Of The RICS ...
    61
    Decks
    547
    Flashcards
    3
    Learners
  • Professional Conduct
    Professional Conduct

    Professional Conduct

    By: H K
    Regulatory and Legal Environment, Managing Client Relationships, Regulation of Firms ...
    10
    Decks
    222
    Flashcards
    1
    Learner
  • Sam Bott - Ethics
    Sam Bott - Ethics

    Sam Bott - Ethics

    By: Sam Bott
    Ethics - Background / General RICS, Terms of Engagement, Conflict of Interest ...
    11
    Decks
    108
    Flashcards
    1
    Learner
  • FLK 2: Solicitor's Accounts
    FLK 2: Solicitor's Accounts

    FLK 2: Solicitor's Accounts

    By: Samiyah Hussein
    Topic 1 - SRA Account Rules, Topic 2 - Client Money, Topic 3 - Double entry book-keeping
    3
    Decks
    279
    Flashcards
    1
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  • General Principles of Financial Planning
    General Principles of Financial Planning

    General Principles of Financial Planning

    By: Christopher Marrone
    Financial Planning Process, Financial Statements, Cash Flow Management ...
    9
    Decks
    49
    Flashcards
    1
    Learner
  • IAD Level 1
    IAD Level 1

    IAD Level 1

    By: Helen Chua
    Chapter 1: The UK Financial Services Sector, Chapter 2: UK Financial Services and Consumer Relationships, Chapter 3: UK Contract and Trust Legislation ...
    17
    Decks
    369
    Flashcards
    4
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  • SQE1 - Ethics
    SQE1 - Ethics

    SQE1 - Ethics

    By: Fadila Omar
    1. Seven Mandatory Principles, 2. Maintaining Trust and Acting Fairly, 3. Dispute Resolution and Proceedings ...
    9
    Decks
    119
    Flashcards
    3
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  • Legal Services
    Legal Services

    Legal Services

    By: Noor Shaban
    Regulatory and legal environment, Managing Client Relationships - 3 C's, Regulation of Firms ...
    5
    Decks
    53
    Flashcards
    1
    Learner
  • MPRE
    MPRE

    MPRE

    By: Flashcard Studying
    Lawyer Client Relationship, Candor, Representing Organizations ...
    19
    Decks
    136
    Flashcards
    2
    Learners
  • CFA L1 - Module (Custom) Quizzes
    CFA L1 - Module (Custom) Quizzes

    CFA L1 - Module (Custom) Quizzes

    By: John Herrmann
    Quant - Rates & Returns, Quant - Time-Value of Money, Quant - Stat. Measures of Asset Returns ...
    12
    Decks
    295
    Flashcards
    1
    Learner
  • CII R01 - Financial Services, Regulation & Ethics
    CII R01 - Financial Services, Regulation & Ethics

    CII R01 - Financial Services, Regulation & Ethics

    By: Karishma Hirani
    Pt 2. Serving the Retail Consumer - Budgeting, Managing Debt and Borrowing, Pt 2. Serving the Retail Consumer - Mortgages and Loans, Pt 2. Serving the Retail Consumer - Protection ...
    23
    Decks
    428
    Flashcards
    62
    Learners
  • Solicitors Accounts
    Solicitors Accounts

    Solicitors Accounts

    By: Hannah Buck
    SRA accounts rules, Client money, Double entry book keeping ...
    4
    Decks
    49
    Flashcards
    2
    Learners
  • Solicitors Accounts
    Solicitors Accounts

    Solicitors Accounts

    By: Kyle Coates
    Double Entry Bookkeeping and SRA Accounts Rules, Client Money and Client Accounts, Common Accounting Entries ...
    11
    Decks
    90
    Flashcards
    1
    Learner
  • UK Regulation and Professional Integrity
    UK Regulation and Professional Integrity

    UK Regulation and Professional Integrity

    By: joshua hale
    Glossary, Chapter 1 The UK Financial Services Sector, Chapter 2 UK Financial Services and Consumer Relationships ...
    12
    Decks
    148
    Flashcards
    8
    Learners
  • AAA
    AAA

    AAA

    By: eee da
    Practice Management: Advertising, ISQM 1, Business Risk ...
    9
    Decks
    83
    Flashcards
    1
    Learner
  • NY Professional Responsibility
    NY Professional Responsibility

    NY Professional Responsibility

    By: Brittney Renzulli
    Regulating Lawyers: The Process & The Punishment, Restrictions on Lawyers, The Lawyer Client Relationship ...
    10
    Decks
    82
    Flashcards
    2
    Learners
  • SQE 1 - FLK 2
    SQE 1 - FLK 2

    SQE 1 - FLK 2

    By: Chloe Amies
    Land Law - The Nature of Land, Land Law - Estates and Interest in Land, Land Law - The Principles of Unregistered Title to Land ...
    66
    Decks
    686
    Flashcards
    6
    Learners
  • Occupational specialism
    Occupational specialism

    Occupational specialism

    By: chloe blackmore
    Legal And Regulatory Framework, Anti Money Laundering, Client Confidentiality & GDPR ...
    13
    Decks
    152
    Flashcards
    1
    Learner
  • JK's Vedic Astrology Study
    JK's Vedic Astrology Study

    JK's Vedic Astrology Study

    By: Jared King
    Surya/Sun, Chandra/Moon, Budha/Mercury ...
    25
    Decks
    66
    Flashcards
    3
    Learners
  • Ethics and Professional Conduct
    Ethics and Professional Conduct

    Ethics and Professional Conduct

    By: Eb Docrat
    7 Mandatory Principles, Maintaining Trust and Acting Fairly, Dispute Resolution and Proceedings Before Courts, Tribunals and Inquiries ...
    9
    Decks
    116
    Flashcards
    1
    Learner
  • SRA
    SRA

    SRA

    By: Chloe Ince
    1. Maintaining trust and acting fairly, 2. Dispute Resolution and Proceedings Before Courts, Tribunals And Inquiries, 3. Service And Competence ...
    8
    Decks
    55
    Flashcards
    1
    Learner
  • Solicitors Accounts
    Solicitors Accounts

    Solicitors Accounts

    By: Abigail Noakes
    Foundations, Client Money, Interest ...
    4
    Decks
    41
    Flashcards
    1
    Learner
  • PR
    PR

    PR

    By: Samira Knight
    General, Regulating Lawyers: The process and the Punishment, What does the Practice of Law Mean? ...
    10
    Decks
    71
    Flashcards
    1
    Learner
  • Assurance - ICAEW
    Assurance - ICAEW

    Assurance - ICAEW

    By: Verity Russell
    1.1 - Definition, 1.2 - Levels of Assurance, 2.1 - Users ...
    68
    Decks
    419
    Flashcards
    1
    Learner
  • Apc
    Apc

    Apc

    By: Luke Gaffney
    Conduct Rules, Ethics And Professional Practice, Handling Client’s Money, Accounting Principles
    3
    Decks
    34
    Flashcards
    1
    Learner
  • Solicitors Accounts
    Solicitors Accounts

    Solicitors Accounts

    By: Clara Grinyer
    Misc, Client money and client accounts, Business Money ...
    5
    Decks
    36
    Flashcards
    1
    Learner
  • Solicitor Accounts
    Solicitor Accounts

    Solicitor Accounts

    By: Natasha Mcgrath
    Double entry book keeping and SRA Rules, Client money and client accounts, Common Solicitors Accounting entries ...
    10
    Decks
    101
    Flashcards
    1
    Learner

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