Sesries 65 Flashcards & Quizzes

Series 65

Series 65

Flashcard Maker: Heather Gallagher

1,617 Cards –

85 Decks –

145 Learners

Sample Decks: Chapter 1 Part 1, Chapter 1 Part 2, Chapter 1 Part 3

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Series 66

Series 66

Flashcard Maker: Leo O'Connor

1,364 Cards –

12 Decks –

65 Learners

Sample Decks: Laws, Regulations and Guidelines Overview, State Registration of Securities, State Regulation Governing Broker-Dealers and Agents

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Series 66

Series 66

Flashcard Maker: ray Offenburger

1,242 Cards –

12 Decks –

65 Learners

Sample Decks: 66 - 1, 66-2, 66-3

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Series 66 take 2

Series 66 take 2

Flashcard Maker: brett mayne

643 Cards –

28 Decks –

1 Learner

Sample Decks: videos series 7, Videos section 6, Unit 1

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Series 66 Self Study

Series 66 Self Study

Flashcard Maker: Griffin Horne

554 Cards –

22 Decks –

19 Learners

Sample Decks: Chapter 1- Federal Securities Regulations-5 Questions, Chapter 2 Sections 1-6- state Regulation under The uniform securities Act- 23 questions, Chapter 2 Continued

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Series 65

Series 65

Flashcard Maker: Cullen Criswell

1,129 Cards –

15 Decks –

29 Learners

Sample Decks: Investment Vehicle Characteristics, Investment Recommendations - Clients, Investment Recommendations - Risk and Returns

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Series 66

Series 66

Flashcard Maker: A. Herr.

406 Cards –

12 Decks –

106 Learners

Sample Decks: Federal Securities Acts, Uniform Securities Act, Investment Vehicles Quiz

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Series 65

Series 65

Flashcard Maker: Cole Woolsey

1,561 Cards –

85 Decks –

3 Learners

Sample Decks: Chapter 1 Part 1, Chapter 1 Part 2, Chapter 1 Part 3

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Series 63

Series 63

Flashcard Maker: Ben Gurley

356 Cards –

12 Decks –

85 Learners

Sample Decks: Chapter 1 - Investment Advisers, Chapter 2 - Investment Adviser Representatives , Chapter 3 - Regulation of Broker-Dealers

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Series 65

Series 65

Flashcard Maker: Kay topia

414 Cards –

8 Decks –

53 Learners

Sample Decks: 1 - Federal Securities Regulations, 2 - State Regulation Under the Uniform Securities Act, 3 - Federal and State Regulation of Investment Advisers and Their Representatives

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Wills Series 65

Wills Series 65

Flashcard Maker: Carl Ton

1,708 Cards –

12 Decks –

3 Learners

Sample Decks: Get Some, Get some more, GET SOME TRES

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Series 65 Exam

Series 65 Exam

Flashcard Maker: Justin Bettinger

324 Cards –

13 Decks –

117 Learners

Sample Decks: Financial Profile Of A Client, Portfolio Management Styles/Techniques, Exam One

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Series 66

Series 66

Flashcard Maker: Patrick H

990 Cards –

22 Decks –

1 Learner

Sample Decks: Unit 17 (3), Unit 19 (6), Unit 18 (5)

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Series 63

Series 63

Flashcard Maker: Leo O'Connor

466 Cards –

7 Decks –

25 Learners

Sample Decks: Overview, State Registration of Securities, State Regulations Governing Broker-Dealers and Agents

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Series 66

Series 66

Flashcard Maker: Justin Bettinger

244 Cards –

12 Decks –

63 Learners

Sample Decks: Chapter 1, Chapter 2, 66 Key Concepts

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Series 65

Series 65

Flashcard Maker: Deanna Belsky

1,166 Cards –

7 Decks –

4 Learners

Sample Decks: Series 65, Series 65 w2, Series 65 wk 3

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Series 65

Series 65

Flashcard Maker: Ben Gurley

520 Cards –

10 Decks –

24 Learners

Sample Decks: Economics & Analysis, Investment Vehicles, Investment Recommendations

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Series 63 - Personal Cards

Series 63 - Personal Cards

Flashcard Maker: David wehrle

128 Cards –

8 Decks –

45 Learners

Sample Decks: Unit 1 Questions, Unit 2 Questions, Simulated Exam 1 Questions Missed

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Series 63

Series 63

Flashcard Maker: Adam Gravitt

452 Cards –

8 Decks –

1 Learner

Sample Decks: Ch. 1 Overview, Ch. 2 State Registration of Securities, Ch. 3 State Regulations Governing Broker-Dealers and Agents

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Series 63

Series 63

Flashcard Maker: Amanda Bruggink

343 Cards –

2 Decks –

36 Learners

Sample Decks: 63, T/F Exempt Non Exempt

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Series 65 - Kaplan Review

Series 65 - Kaplan Review

Flashcard Maker: David L. Giles

341 Cards –

24 Decks –

1 Learner

Sample Decks: Unit 1: Regulation Of investment Advisors, Unit 2: Regulation of Investment Adviser Representatives, Unit 3: Regulation of Broker-Dealers and their Agents

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Series 62

Series 62

Flashcard Maker: Frank Lampen

452 Cards –

16 Decks –

3 Learners

Sample Decks: Opening Customer Accounts, Taxation, Equity Securities

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Series 66

Series 66

Flashcard Maker: Donovan Kattner

331 Cards –

13 Decks –

7 Learners

Sample Decks: Chapter 1, Chapter 2, Chapter 3

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Series 63

Series 63

Flashcard Maker: Harrison Powell

170 Cards –

7 Decks –

1 Learner

Sample Decks: Overview of Registration and Licensing, Registration & Licensing - Requirements, Registration & Licensing - Procedure

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Series 65 Mine

Series 65 Mine

Flashcard Maker: Janet Lopez

321 Cards –

7 Decks –

1 Learner

Sample Decks: Winning 65, PASSING 82, Thanksgiving week

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Series 65 CLM Flashcards

Series 65 CLM Flashcards

Flashcard Maker: Carole Meitler

181 Cards –

4 Decks –

1 Learner

Sample Decks: Part 1 Laws, Regs, Guidelines (Units 1-7), Cleint Investment Recommendations and Strategies (Units 18-24), Economic Factors and Business Information (Units 8-11)

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Series 65: Uniform Investment Advisor Law Exam

Series 65: Uniform Investment Advisor Law Exam

Flashcard Maker: Hannah Shink

983 Cards –

9 Decks –

1 Learner

Sample Decks: Unit 1 QBank, Unit 2, Terminology & Lingo

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Series 63 - Based on Class Book

Series 63 - Based on Class Book

Flashcard Maker: lexie samantha

78 Cards –

1 Decks –

3 Learners

Sample Decks: Series 63 - Based on Class Book

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Series 63 exam prep

Series 63 exam prep

Flashcard Maker: Andrew Rosen

182 Cards –

5 Decks –

4 Learners

Sample Decks: Chapter one, Chapter two, Chapter 3

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Series 65

Series 65

Flashcard Maker: leo Gottlieb

289 Cards –

2 Decks –

1 Learner

Sample Decks: Exam Wrong Answers, Exam 2 Wrong Anwers

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Series 65 - My Notes

Series 65 - My Notes

Flashcard Maker: Betsy Lee

216 Cards –

5 Decks –

5 Learners

Sample Decks: First Mock Exam, Second Mock Exam, Third Mock Exam

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Series 66 Kap

Series 66 Kap

Flashcard Maker: brett mayne

198 Cards –

2 Decks –

1 Learner

Sample Decks: 66 Kap, From the book 66 part 1 unit 4

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Series 63

Series 63

Flashcard Maker: j ss

437 Cards –

4 Decks –

5 Learners

Sample Decks: Flashcard 1, flashcars 2, flashcards tres

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Series 63 Notes

Series 63 Notes

Flashcard Maker: Michael Martynowicz

69 Cards –

1 Decks –

1 Learner

Sample Decks: Series 63

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Series 63

Series 63

Flashcard Maker: Chris Chaves

144 Cards –

4 Decks –

9 Learners

Sample Decks: Unit 1 (40% of exam), Unit 2 (10% of exam), Unit 3 (10% of exam)

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KAPLAN Series 65

KAPLAN Series 65

Flashcard Maker: Ashleigh Baratta

119 Cards –

5 Decks –

1 Learner

Sample Decks: Unit 16, Unit 14, Unit 19

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Series 65

Series 65

Flashcard Maker: Libby Berens

151 Cards –

4 Decks –

1 Learner

Sample Decks: Part 1, Part 2, Part 3

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Series 66

Series 66

Flashcard Maker: David Foster

170 Cards –

1 Decks –

1 Learner

Sample Decks: S66 Crunch Time Facts

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Series 66

Series 66

Flashcard Maker: Madison Doughty

166 Cards –

6 Decks –

5 Learners

Sample Decks: Series 66 Chapter 1, Series 66 Chapter 2, Series 66 Chapter 3: Registration of Persons

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Series 63 QuickSheet

Series 63 QuickSheet

Flashcard Maker: Daniel Grance

47 Cards –

2 Decks –

3 Learners

Sample Decks: Regulation of Persons, Regulations of Securities and Issuers

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Series 66 Study

Series 66 Study

Flashcard Maker: Michael Ruel

42 Cards –

1 Decks –

3 Learners

Sample Decks: Weak points

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Series 65 Study Guide

Series 65 Study Guide

Flashcard Maker: Jaypaul Singh

34 Cards –

1 Decks –

3 Learners

Sample Decks: Economic Factors & Business Information

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Series 63

Series 63

Flashcard Maker: Jordan McKinnie

461 Cards –

2 Decks –

4 Learners

Sample Decks: STC Cards, Test 2 Review

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Series 63

Series 63

Flashcard Maker: Liliana Benavides

52 Cards –

2 Decks –

2 Learners

Sample Decks: Chapter 1, Chapter 3

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Series 65

Series 65

Flashcard Maker: Brian Cotroneo

220 Cards –

11 Decks –

1 Learner

Sample Decks: Unit 1 - Regulation of Investment Advisors, Including State-Registered and Federal Covered Advisors, Unit 2 - Regulation of Investment Adviser Representatives, Unit 3 - Regulation of Broker-Dealers and their Agents

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Series 65

Series 65

Flashcard Maker: jesse thurman

214 Cards –

1 Decks –

6 Learners

Sample Decks: Glossary

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Series 65

Series 65

Flashcard Maker: Crystal Nwokorie

20 Cards –

1 Decks –

1 Learner

Sample Decks: Unit 1: Regulation of Investment Advisers, Incl. State-Registered and Federal Covered Advisers

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Series 65.

Series 65.

Flashcard Maker: Noah Schwab

24 Cards –

1 Decks –

1 Learner

Sample Decks: Regulation of Securities and Issuers

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Series 63

Series 63

Flashcard Maker: Clive Senior

25 Cards –

1 Decks –

1 Learner

Sample Decks: USA- Definitions

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Series 65

Series 65

Flashcard Maker: Sunny Springer

32 Cards –

1 Decks –

1 Learner

Sample Decks: Unit 5

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Brainscape's Knowledge GenomeTM

Learn Sesries 65

Top Sesries 65 Flashcards Ranked by Quality

Series 65

Flashcard Maker: Heather Gallagher

Series 66

Flashcard Maker: Leo O'Connor

Series 66

Flashcard Maker: ray Offenburger

Series 66 take 2

Flashcard Maker: brett mayne

Series 66 Self Study

Flashcard Maker: Griffin Horne

Series 65

Flashcard Maker: Cullen Criswell

Series 66

Flashcard Maker: A. Herr.

Series 65

Flashcard Maker: Cole Woolsey

Series 63

Flashcard Maker: Ben Gurley

Series 65

Flashcard Maker: Kay topia

Wills Series 65

Flashcard Maker: Carl Ton

Series 65 Exam

Flashcard Maker: Justin Bettinger

Series 66

Flashcard Maker: Patrick H

Series 63

Flashcard Maker: Leo O'Connor

Series 66

Flashcard Maker: Justin Bettinger

Series 65

Flashcard Maker: Deanna Belsky

Series 65

Flashcard Maker: Ben Gurley

Series 63 - Personal Cards

Flashcard Maker: David wehrle

Series 63

Flashcard Maker: Adam Gravitt

Series 63

Flashcard Maker: Amanda Bruggink

Series 65 - Kaplan Review

Flashcard Maker: David L. Giles

Series 62

Flashcard Maker: Frank Lampen

Series 66

Flashcard Maker: Donovan Kattner

Series 63

Flashcard Maker: Harrison Powell

Series 65 Mine

Flashcard Maker: Janet Lopez

Series 65 CLM Flashcards

Flashcard Maker: Carole Meitler

Series 65: Uniform Investment Advisor Law Exam

Flashcard Maker: Hannah Shink

Series 63 - Based on Class Book

Flashcard Maker: lexie samantha

Series 63 exam prep

Flashcard Maker: Andrew Rosen

Series 65

Flashcard Maker: leo Gottlieb

Series 65 - My Notes

Flashcard Maker: Betsy Lee

Series 66 Kap

Flashcard Maker: brett mayne

Series 63

Flashcard Maker: j ss

Series 63 Notes

Flashcard Maker: Michael Martynowicz

Series 63

Flashcard Maker: Chris Chaves

KAPLAN Series 65

Flashcard Maker: Ashleigh Baratta

Series 65

Flashcard Maker: Libby Berens

Series 66

Flashcard Maker: David Foster

Series 66

Brainscape's Knowledge Genome^TM