Ch. 2 - HR & Organizational Policies Flashcards
(43 cards)
Human Resources (HR) policies and procedures
Encapsulate a broad field of information, requirements, and restrictions that assist employees in doing their jobs well; assist management in training, managing, and disciplining employees; ensure consistency in how companies interact with employees; and ensure that companies are following the law when it comes to the treatment of their employees.
Government Mandate
A law that an employer must follow in order to ensure fair treatment and safety of employees.
Why are HR policies and procedures important?
Human Resource policies play an important role in helping an organization remain in compliance with federal and state laws. They provide written guidance for employees and managers on how to deal with employee-related issues in the workplace.
What are examples of human resource policies?
There are several human resource policies an organization may have in order to aid in recruiting, disciplining, and training employees. Some HR policies include time off, hiring and recruiting, discrimination, and social media policies.
HR guidelines
The policies and procedures instituted by the HR department help the organization to provide protection, ensure government compliance, and provide guidance. There are several other reasons why having clear guidelines in the organization is important:
- They give the employees a clear picture of what is expected of them, the benefits that are available through the organization, and their rights.
- They codify the organization’s commitment to following any applicable federal and state laws and regulations.
- They provide guidance for disciplinary actions to ensure everyone is being treated fairly.
Why Do We Need HR Policies?
HR Policies
- help the company stay in compliance with state and federal law and regulations;
- establish and reinforce company and manager expectations of staff;
- ensure consistency in process, so that Employee 1 does not receive different treatment than Employee 2;
- help guide managers to make consistent decisions;
- can lead to stronger employment retention because expectations are clear;
- offer transparency in company decision making;
- can reduce legal risk and expenses.
Employee handbook
A book or document provided to employees that contains employment-related policies and procedures. These policies may include topics like compensation, benefits, labor relations, and technology. They may cover dress code, business hours, lunch breaks, paid time off, and maternity leave. The handbook should cover both legal requirements and employment expectations.
Human resources management
the management of the planning and staffing of intellectual and physical inputs, or people of different skill levels, needed for an organization to meet its objectives. This means hiring the right people for each job in the organization.
Recruitment
The process of attracting the right people to apply for jobs in an organization.
External recruitment
involves recruiting candidates who are not part of the organization. This can be done in several ways:
- Posting jobs in a local newspaper or job board
- Company website
- Employee referral
- Local unemployment offices
- College and university recruitment
- Employment agencies
- Temporary employment agencies
Internal recruiting
involves promoting existing employees into a new position within the organization. There are many benefits to recruiting from within the organization:
- Employees strive to advance to higher positions
- Employees do not need orientation into the company
- Employees are familiar with policy and procedures
There are a few disadvantages to internal recruiting:
- The promotion creates a gap in staffing
- The company does not benefit from new ideas or new ways of doing things
Onboarding
The process of making sure, at the start of an employee’s tenure, that they are supplied with the tools that will allow them to succeed.
Promoting employees
Involves moving an existing employee to a new position, generally with more responsibility and higher pay.
Turnover
Downsizing
Is the planned elimination of jobs in an organization.
Job redesign
Is a restructuring of the tasks involved in a job to enhance the job, satisfaction, and/or productivity.
Termination
is involuntary separation of employment.
HR Forecasting?
is the process of determining or predicting the needs of the company by means of data and models. Forecasting is used to understand the skills and performance level of the current staff to help identify any gaps where hiring or restructuring needs to occur. By looking at past data and company statistics, the HR department can determine future needs.
How to predict future needs or forecast human resources needs:
- Create an overview of the company; need to determine the current level of your company. Understand each job and the tasks that position is required to complete. Determine the current output vs. desired output level.
- Ask management to complete a survey and create a report based on their combined responses, known as the Delphi technique. By having management express their opinions about future needs of the company, the HR department will be better equipped with the knowledge of the departments that are struggling and the ones that are adequately staffed.
- Using raw data, conduct calculations to determine the company’s average statistics. This data can help the HR department forecast the future needs.
- Watch for industry trends. Looking at the data of the overall trends in the industry can help the company narrow down where to start.
Trend analysis
This is the technique where a company looks at past trends to predict future trends.
Ratio analysis
calculate the number of employees needed based on a particular business variable.
Management opinion
This is the technique when the company relies on the requirements of departmental managers
Business crime (white-collar crime)
is a type of non-violent, financially motivated criminal activity that typically occurs within the context of business or professional settings. These crimes are often committed by individuals in positions of trust or authority, and they involve illegal actions carried out to gain financial benefits, manipulate markets, defraud individuals or organizations, or otherwise exploit opportunities for personal or corporate gain. Business crimes can have a significant impact on the economy, consumers, investors, and other stakeholders.
This can include crimes such as fraud, embezzlement, insider trading, bribery and corruption, money laundering, antitrust violations, environmental crimes, tax evasion, cybercrime, and forgery.
Business crimes are often investigated and prosecuted by law enforcement agencies, regulatory bodies, and other government entities. Penalties for these crimes can vary but often include fines, imprisonment, restitution, and forfeiture of ill-gotten gains. The complexity of business crime cases often requires specialized legal expertise and resources for investigation and prosecution.
Racketeer Influenced and Corrupt Organizations (RICO) Act - 1970
is a federal law in the United States designed to combat organized crime and racketeering activities. Enacted in 1970 as part of the Organized Crime Control Act, RICO provides law enforcement with a powerful tool to prosecute individuals and organizations engaged in a pattern of criminal behavior through the use of enterprise-based charges.
RICO was originally created to target organized crime syndicates like the Mafia, but its application has extended to various other types of criminal enterprises as well. The law enables prosecutors to target not only the individuals directly committing criminal acts but also the larger organizations or “enterprises” that they are a part of, even if those organizations are not traditionally thought of as criminal groups.
The key components of RICO include:
Racketeering Activity: RICO allows for prosecution if an individual or organization engages in at least two acts of a wide range of designated criminal offenses, known as “predicate acts.” These can include various types of illegal activities such as bribery, extortion, fraud, money laundering, and other serious crimes.
Pattern of Racketeering Activity: RICO requires that these predicate acts be part of a pattern of criminal behavior. This pattern must involve a continuity of criminal conduct, indicating an ongoing and systematic criminal enterprise.
Enterprise: RICO targets both legitimate and illegitimate enterprises. An enterprise can be any organization, such as a corporation, partnership, association, or even a group of individuals. The law is broadly written to encompass a variety of entities.
Connection between Racketeering Activity and Enterprise: To prosecute under RICO, there must be a connection between the pattern of racketeering activity and the enterprise. This connection can be direct involvement by members of the enterprise or through the enterprise benefiting from the criminal conduct.
Criminal and Civil Penalties: Violation of RICO can result in severe criminal penalties, including lengthy prison sentences, substantial fines, and the forfeiture of ill-gotten gains. In addition to criminal penalties, RICO also allows for civil lawsuits, where private individuals or organizations harmed by RICO violations can sue for damages.
RICO’s wide-ranging scope and powerful enforcement tools have made it a significant tool in combating organized crime and other forms of racketeering. However, its use has also been criticized for potentially allowing for overly broad prosecutions and for being applied to cases that might not fit the traditional idea of organized crime. Nonetheless, RICO remains an influential and impactful law in the realm of criminal and civil litigation in the United States.