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Flashcards in Chapter 2 Deck (8)
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1

Ch2
A

General principles of securities regulation

2

Ch2
B

Key players involved in securities regulation

3

Ch2
C

Self regulatory organizations (SRO's)

4

Ch2
D

The exchanges and marketplaces in canada

5

Ch2
E

Designated stock exchanges

6

Ch2
F

Dealing with money laundering and terrorist financing in the securities industry

7

Ch2
G

Investor protection funds

8

Ch2
H

Protection for depositors