Chapter 2: Constitutional Conventions Flashcards
(38 cards)
What academic provides the definition of constitutional conventions?
A.V Dicey: ‘…understandings, habits or practices which, though they may regulate the… conduct of several members of the sovereign power… are not in reality laws at all since they are not enforceable by courts.
How does one academic describe the convention as?
Sir Ivor Jennings - The Law and the Constitution
“Constitutional conventions provide the flesh which clothe the dry bones of the law; they make the legal constitutions work; they keep in touch with the growth of ideas.”
What are the nature/characteristics of conventions?
They are based on consent or acquiescence of those whom they bind and not any legal basis
What are the 4 purposes of conventions? (relevant academic views)
1) Prescribed
- A.V Dicey stated: ‘conventions are rules for determining the mode in which the discretionary powers of the the Crown ought to be exercised and these are intended to secure the ultimate supremacy of the electorate as the true political sovereign of the State’
- unwritten rules that guide how the Crown’s discretionary powers should be exercised. These conventions are not legally enforceable by courts but are considered binding within the political system.
2) Regulate
- According to Marshall and Moodie: ‘To define the use of constitutional discretion… non-legal rules regulating the way in which legal rules shall be applied’
3) Keep in touch
- O’Hood and Phillips: ‘Conventions are means of bringing about constitutional developments without formal changes to the law.’
4) Supplement
- Fills in the gaps where needed
P.R.K.S
What are 10 examples of constitutional conventions
- Acts of Parliament are technically enacted by the King in Parliament (King gives Royal Assent)
- Monarch appoints the Prime Minister
- Government must maintain the confidence of the HOC. If a ‘vote of confidence’ on a matter central to government policy is lost, the government must resign
- Ministers must be members of either the HOC or HOL
- In times of conflict between the HOC and HOL, latter House should ultimately defer to the will of the elected HOC
- Parliament must be summoned to meet at least once a year
- Civil servants must be politcally neutral. Opinion of law officers of the Crown is confidential, shouldn’t disclose which party they support in office.
- Ministers of the Crown are individually and collectively responsible to Parliament (Ministerial responsibility)
- The Sovereign should act on the advice of her ministers as tendered through the PM (seen in Miller I)
- The Fixed-term Parliament Act 2011 has been totally repealed (like it was never passed) by the Dissolution and Calling of Parliament act 2022
What is the 7 binding nature of conventions?
- Conventions are rules prescribing conduct, then they impose an obligation, though not legal, on those who are regulated by the rule
- Deviating (going astray) from accepted conduct would be said to be unconstitutional rather than illegal
- It’s not totally accurate to state that conventions are habits or practices as failure to follow habit does not attract the type of critism, which arises from the breach of conventions
- Conventions, which are non-written rules, must be normative (deriving from a standard of norm)
- Conventions are different from legal rules
- Conventions are more flexible
- According to N.W. Barber in Laws and Constitutional Conventions (2005) Law Quarterly Review, laws and conventions should be placed upon a spectrum of types of social rules - spectrum in terms of the formalisation of rules
Who are bound by conventions?
Cabinet ministers
Prime Ministers
What are the 2 conventions that cabinet ministers exercise?
1) Speak in public - united & disclosed
- Doctrine of CMR in Parliament that all members of Cabinet speak in public with a united voice
- In order to reinforce public confidence in government, cabinet members cannot disclose the contents of Cabinet discussions
2) Honest discolsure between members
- Collective cabinet responsibility which are full and frank disclosure between its members
- Disclosed in order that consensus appears to exist, that decisions are collectively reached
What was the occurance where Collective Ministerial Responsibility (CMR) was not adhered to?
who are bound - ministers
Mrs. Thatcher’s Government where she deviated slightly from the convention (1979-1989)
1) 1st occurence - not all participated
- Where a small group of ministers in the ‘inner-Cabinet’ were bound under CMR but didn’t all participate in the decision-making process
2) 2nd occurence - PM took advice from an economist
- PM took advice on financial and economic policy from an economist who was neither a Cabinet nor even a MP
- Effect was a non-elected and democratically unaccountable individual was involved in decision-making with the PM and whose decision provided she could get the support of Cabinet would bind all Ministers outside the Cabinet
- The effect of this practice was to reduce the power and influence of the Chancellor of the Exchequer, Nigel Lawson
How are Prime Ministers bound to conventions?
- Resign when no confidence
- CMR
What were the 2 times PM did not adhere to conventions?
1) David Cameron resigns - May 2015
- Coalition did not last as in May 2015, the Conservatives led by David Cameron won by majority and formed the Conservative Government
- Resigned on 13 July 2016 after the Brexit referendum and Theresa May became the PM
- Convention was if PM makes a stand on a referendum for a particular outcome and loses it, he resigns (sign of loss of political and personal authority)
2) Theresa May & cabinet members resign
- CMR came under severe strain in 2017-2019 during premiership of Theresa May on the terms of Brexit
- Where there was a sharp divide in her cabinet punctuated by many resignations
What is the normal outcome of a breach of convention?
What are the 6 possible outomes?
Normally
- Considered unconstituional or deemed as an ‘unconstituional act’. But there’s not really a consequence due to there not being a written law.
Note - 6 possible outcomes
1) Often
- ‘unconstitutional conduct’
- no consequences
2) Rare
- May cause a breach of actual law
- Could lead to political choas
- Resignation of PM
- Fine / penalty
What is the most often consequence of a breach of convention?
What are the occurences?
breach of convention
Oftentimes
- Considered unconstitutional or deemed as ‘unconstitutional act’
1975 - Labour Government lifted CMR
- In 1975, convention of CMR was waived temporarily
- Labour Government couldn’t decide on membership with European Community
- Decided that the matter be put to the electorate in a referendum
- Cabinet was deeply divided on the issue and the PM decided to lift the convention in order to facilitate full and free public debate
Outcome
- Convention was set aside only for this purpose and remained effective for all matters before Cabinet
- When the convention was reinstated, there was no adverse consequence but was deemed ‘unconstitutional’
When was there no consequence at all when breaching convention?
Breach of convention
Lloyd George dissolve parliament
- When the PM from 1916-1918, Lloyd George dissolved Parliament without consulting and informing his colleagues in Cabinet
Outcome
- Breaching the convention had no consequences for him at all
Which academic states that breach of convention could lead to breach of law?
Breach of convention
A.V Dicey argued that breach could indirectly lead to breach of law (a domino effect)
- Parliament not meeting anually
- Money granted for maintenance of armed forces won’t be established
- Maintaining an army during peacetime wihtout parliament consent is unlawful
- Article 6 of the Bill of Rights 1689, where raising and keeping an army in peacetime without parliament’s consent is unlawful
What academic states that breach of convention could lead to political choas?
When did such occur?
breach of convention
Sir Ivor Jennings - could lead to political choas
1908 - Finance bill rejected in HOL
- The convention that financial matters in the HOC will prevail over HOL was broken in 1908 when the HOL rejected the Finance Bill
1. After a deadlock with sufficient new peers to secure majority for the bill, the government introduced the Parlaiment Bill 1911 which eventually became the Parliamentary Act 1911
Takeaway
- Possible that if a breach of a convention is deemed sufficiently serious, Parliament may place the convention on a statutory basis
When was resignation of PM a consequence after breaching conventions?
Breach of convention
Resignation of PM
- Boris Johnson resigned as PM on 7 July 2022 due to the doctrine of CMR coming under strain as partly due to breach of convention
- And his controversial appointment of Chris Picher as Deputy Chief Whip of the Conservative Party
- Which caused him a lot of political pressure until he announced his resignation
When was fine/penalty a consequence of breaching conventions?
Breach of convention
Fine/penalty
- In January 2023, Rishi Sunak was fined 100 pounds for not wearing a passenger’s seat belt
What are the 6 differences between convention and law?
- Not legally enforceable
- Conventions vanish if not accepted
- Vague, historical, and unclear
- Easilt adopted or dropped
- Breach of consequences vary
- Conventions can be waived/suspended
U.V.V.A.C.W
(1)
Which academic states that conventions are not legally enforceable?
difference of convention & law
A.V Dicey
- “On one hand there are one set of rules which are in the strictest sense ‘laws’ as they are enforceable by the courts. On the other hand, there are a set of rules consisting of conventions, understandings, and habits or practices which though may regulate the conduct of the Executive, are in reality not laws as they are not legally enforceable - these are what he termed as ‘constitutional morality’.”
(2)
How do conventions vanish if not accepted?
difference between convention & law
If conventions are not accepted by those to whom it purportedly binds, then it simply vanishes
- For laws per se, breach of it does not result in us questioning its validity. It survives on and its existence simply does not rest upon general acquiescence (a reluctant acceptance without protesting)
(3)
What academic states that conventions are vague, historical, and unclear?
difference between convention & law
Hilaire Barnett
- Sources of law are “identifiable and certain”. E.g., Acts of Parliament and case laws.
- The origins of conventions are by large vague and historical. As such, their scope lacks proper demarcation
(4)
Why are conventions more easily adopted or dropped?
difference between convention & law
It would be more difficult to promulgate laws compared to conventions as the latter has to go through certain definite parliamentary process
- Conventions may be more easily adopted or dropped as no strict processes have to be abided by
(5)
How do breach of consequences vary between convention & law?
difference between convention & law
Statute
- Laws are legally enforceable, and when breached, results in illegality and sanctions.
Convention
- Court may enforce conventions but may accord them with recognition.
- If breached, consequences vary on how important the convention is