Contracting Test 1 Flashcards

1
Q

Heart of the American Legal System

A

Constitution

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2
Q

3 Branches of Government

A

Legislative
Executive
Judicial

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3
Q

Which Branch of Government is Contracting under

A

Executive Branch

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4
Q

Legislative Branch

A

Authorize and appropriate the budget

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5
Q

Judicial Branch

A

Interprets the law

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6
Q

Executive Branch

A

Appoints the head

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7
Q

OFPP

A

Office of Federal Procurement Policy

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8
Q

What does the OFPP do?

A

provide overall direction for government-wide procurement policies, regulations and procedures and to promote economy, efficiency and effectiveness in the acquisition processes

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9
Q

DPAP

A

Director of Defense Procurement and Acquisition Policy (DPAP)

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10
Q

DPAP oversees the…

A

Defense Acquisitions Regulations (DAR) Council

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11
Q

DAR council has the sole responsibility for….

A

maintaining the DoD Federal Acquisition Regulation Supplement (DFARS) and the Procedures, Guidance, and Information (PGI)

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12
Q

Two councils that maintain the FAR

A
  1. DAR Council

2.

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13
Q

4 Major Categories of AC

A

Supplies and equipment
Services
Construction
Research and Development

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14
Q

3 Phases of Contracting

A

Contract Planning
Contract Formation
Contract Administration

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15
Q

Contract Planning (working with the customer) includes

A

Market Research
Planning for Competition
Describing agency needs

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16
Q

Contract Formation (Execution)

A

Solicitation
Negotiation of contract terms
Prepare and award

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17
Q

Contract Administration (Assessment)

A

All post award activities

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18
Q

Types of Contracting Officers

A

Procuring Contract. Off
Administrative Contract. Off
Termination Contract. Off

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19
Q

Procuring Contracting Officer

A

Engaged in awarding contracts

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20
Q

Administrative Contracting Officer

A

Engaged in administering the contract

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21
Q

Termination Contracting Officer

A

Engaged in terminating contracts

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22
Q

Eyes and Ears of the KO

A

Contracting Officer’s Representative

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23
Q

COR is nominated by who?

A

PM

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24
Q

COR is appointed by who?

A

KO

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25
Christian Doctrine
Legal rule providing that clauses required by regulation to be included in government contracts will be read into a contract whether or not physically included in the contract, unless a property deviation from the regulations has been obtained
26
Types of Contracting Authority
Express Implied Apparent
27
Express Authority
- Contracting Officer authority through formal appointment - Authority is limited - Appointed on an SF 1402 (warrant)
28
Authority type that is not recognized in the Government
Apparent Authority
29
Unauthorized Commitment
an agreement that is not binding solely because the Government representative who made it lacked the authority to enter into that agreement on behalf of the Government
30
Federal Business Opportunities (FedBizOpps)
Government wide point of entry for posting of Government business opportunities greater than $25,000 to advertise upcoming business opportunities
31
SAM
System for Award Management
32
Primary vendor database for the U.S. Government
SAM
33
CPAR
Contractor's Performance Assessment Review System
34
Paperless Contracting
Wide Area Workflow - Receipts and Acceptance
35
Benefits of e-business
Standardization Saves money and space Increase accuracy Increase accessibility to info
36
Challenges of e-business
Maintenance and system upgrade Training Info Overload Interoperability of systems and software Cross functional coordination and cooperation Security
37
Phases of the Budget Cycle
Planning/Preparation Programming Budgeting Execution
38
Who governs the appropriation process?
Congress
39
Appropriation Act
Provides budgetary authority for a particular purpose Allows federal agencies to incur obligations and authorize payments from Treasury Annual Fiscal Year Basis
40
5 types of Money
Research, Development, Test and Evaluation (2 yrs) Operations and Maintenance (1 year) Military Personnel (1 year) Military Construction (5 years) Procurement (3 years)
41
Anti-Deficiency Act
Basic fiscal law prohibits: - Spending it before Congress approves it (ADA) - Spending more money than approved (ADA)
42
Misappropriation Act
Basic fiscal law prohibits: | - Spending for purposes other than those approved by Congress (Misappropriations Act)
43
Bona Fide Need Rule
A fiscal year appropriation may be obligated only to meet a legitimate, or bona fide, need arising in, or in some cases arising prior to but continuing to exist in, the fiscal year for which the appropriation was made.
44
Violation(s) of the Bona Fide Need Rule
Stockpiling | Wrong year monies
45
Funds holders
RM
46
Payment specialists
DFAS
47
FAR is split into how many subchapters?
8
48
Define implement
adds to information that exists in the FAR already
49
Define supplement
add information that is not already found in the FAR
50
DFARS PGI contains...
mandatory internal DoD procedures non-mandatory internal DoD procedures and guidance and supplemental info that can be used at the discretion of the KO
51
What implements and supplements the FAR?
DFARS
52
Type of Deviations
Individual Deviation | Class Deviation
53
Individual Deviation
Affect only one contract action
54
Class Deviation
Affect more than one contract action
55
Rulemaking Process
The process of creating and issuing federal regulations
56
Goal of the FAR system
Satisfy the customer in terms of cost, quality and timeliness of the delivered product or service
57
How many parts does the FAR contain?
53
58
When does Acquisition Planning begin?
Begin as soon as the agency need is identified
59
Who is responsible?
The agency head, PM or other official designee responsible for the program
60
Market Research
FAR Part 10
61
Types of Market Research
Strategic Market Research | Tactical Market Research
62
Strategic Market Research
On-going, not specific
63
Tactical Market Research
Focused, specific
64
Extent of Market Research will vary depending on....
- Urgency - Estimated Dollar Value - Complexity - Past Experience - Amount of Info already available
65
Results of Market Research
Understanding of the activity's requirements Promotes competition
66
FAR Part 11
Describing Agency Needs
67
FAR Part 12
Commercial Items
68
What is a commercial item?
Any item, other than real property, that is of a type customarily used by the general public or by non-governmental entities for purposes other than governmental purposes, and… - Has been sold, leased, or licensed to the general public; or, - Has been offered for sale, lease or license to the general public - Additional specs for commercial items in FAR Part 10
69
NDI
Non-Developmental Items; An item that was developed expressly for government use, as long as the contractor paid for all developmental costs, and the item is sold in substantial quantities, on a competitive basis to multiple offices
70
Challenges of buying government unique items
1. New specifications may be needed 2. Development time required 3. Technical and cost uncertainties 4. Less competition 5. New technology that has to be tested 6. Fewer quantities 7. Higher cost, more administrative burden
71
Potential Sources of Information
System for Award Management (SAM) FedBizOps Catalogs Tradeshops GSA Advantage Electronic Document Access
72
FAR Part 7
Acquisition Planning
73
Priorities of Gov Sources for Supplies
1. Agency inventories 2. Excess from other agencies 3. Federal Prison Industries (UNICOR) 4. People Who are Blind or Severely Disabled
74
Priorities of Gov Sources for Services
1. People who are Blind or Severely Disabled (NIB/NISH or Ability One) 2. Mandatory Federal Supply Schedule 3. Optional use Federal Supply Schedules
75
MACs
Multi-agency contracts; contracts established by one Agency for use by Government Agencies to obtain a variety of supplies and services, only exception is information technology
76
GWACs
Government-wide acquisition contracts; contracts for information technology
77
Economy Act
Gives us the authority to use another organization to obtain supplies or services that we need
78
Economy Act does not apply to who/what?
GSA and Government Wide Agency Contracts (GWAC)
79
Examples of Small Businesses
- Women Owned SB - Small Disadvantaged Business - HUBZone SB - Veteran Owned SB - Service Disabled Veteran Owned
80
Small Business Policy
...provide maximum practicable opportunities in acquisitions to small businesses
81
Small Business 8(a)
The 8(a) Program provides business development assistance to companies owned by socially and economically disadvantaged individuals
82
Benefits of the 8(a) Program
the opportunity to receive "sole source" contracts
83
Selection Process for 8(a) participation
SBA advises an agency contracting activity through a search letter of an 8(a) firm's capabilities SBA identifies a specific requirement for a particular 8(a) firm or firms and asks the agency contracting activity to offer the acquisition to the 8(a) Program for the firm(s) Agency initiated by reviewing other proposed acquisitions for the purpose of identifying requirements which may be offered to the SBA
84
FAR Part 6
Competition Requirements
85
Competition Policy
KOs SHALL promote and provide for full and open competition in soliciting offers and awarding Government contracts
86
CICA
Competition (in) Contracting Act; established requirement to use "competitive procedures" in acquiring supplies/services
87
Types of competition
1. Full and Open Competition 2. Full and Open Competition After Exclusion of Sources 3. Other Than Full and Open Competition
88
Full and Open Competition
All responsible sources permitted to compete
89
Full and Open Competition After Exclusion of Sources
Small Business Concerns | 8(a) Programs
90
Other than Full and Open Competition
Sole Source
91
How many exceptions to Full and Open Competition?
7
92
Contracting Officer SHALL NOT commence sole source negotiation without a ...
J&A (Justification and Approval)
93
KO must promote competition:
- to the maximum extent practicable | - select offer is the most advantageous to the government
94
What Act provides for full and open competition?
CICA; Competition in Contracting Act
95
What are the dollar thresholds for J&A approval?
Not Exceeding $700K – Contracting Officer Over $700K - $13.5 Million – Competition Advocate for the procuring activity (not delegable) Over $13.5 Million – $93 Million – Head of the Contracting Activity Over $93 Million – Under Secretary of Defense for AL&T
96
What is the Competition Advocate and what are they responsible for?
Designated at the agency and each procuring activity Promotes the acquisition of commercial items Promotes full and open competition Helps the agency to meet their small business goals Recommends a system of personal and organizational accountability for competition
97
Policy for providing full and open competition
FAR 6.1