Human Resources Flashcards

(244 cards)

1
Q

Main steps of the recruitment and selection process

A
  1. Identify a vacancy
  2. Draw up job description
  3. Draw up person specification
  4. Advertise job
  5. Review applications
  6. Shortlist candidates
  7. Interview
  8. Appoint new employee
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2
Q

Why might a new job vacancy arise?

A

Current employee leaves for a new job
Current employee leaves to retire
Current employee is promoted within the business
Current employee is dismissed
Current employee becomes ill (creating temporary post)
Current employee goes on maternity leave (creating temporary post)
Current employee passes away
The business is growing and needs more employees (ie they are opening new shops)
The business needs employees with new skills (ie employees with cyber security skills)

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3
Q

Job description

A

A document that describes the duties that a worker is required to carry out
(Eg duties could include writing letters and answering the telephone)

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4
Q

Person specification

A

A document that lists the qualifications, skills and experience that a worker needs to be able to carry out a particular job
(Eg having good communication skills and an English Language GCSE)

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5
Q

Internal recruitment

A

When a vacancy is filled with someone who already works in the organisation

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6
Q

External recruitment

A

When the organisation fills a post with someone from outside of the organisation

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7
Q

Benefits of internal recruitment

A

It’s good for morale when someone within the organisation is promoted
The organisation already knows the employee and the employee already knows how things are done within the organisation
It frees up another vacancy for a different employee to be promoted into
It is often cheaper because expensive advertising methods aren’t needed

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8
Q

Disadvantages of internal recruitment

A

Existing staff may not add new ideas to help the business to improve
There may not be many people willing and able to apply, so the choice is limited
The job of the person appointed to the post will need to be filled so further recruitment is needed
If an employee is promoted within the business, other workers may be jealous and it can cause resentment

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9
Q

Benefits of external recruitment

A

It usually means that there is a larger pool of candidates to choose from
It can help to stop resentment amongst the existing team
It brings new ideas into a business

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10
Q

Disadvantages of external recruitment

A

It usually takes a longer time to recruit using this method
It usually costs more (eg because of having to advertise the job)
It can be riskier because managers don’t know the candidates as well

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11
Q

Recruitment

A

The process of searching for new employees and trying to get them to apply for jobs
(Ie through a job advert)
It involves finding a suitable pool of candidates for a vacancy

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12
Q

Selection

A

Involves screening of the candidates who have applied (ie through a face-to-face interview) so that the most suitable person for the job can be chosen

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13
Q

Ideally, the following information should be included in a job advertisement…

A

Duties (or link to the job description)
Qualifications, experience needed, skills needed (or link to the person specification)
Salary details
Days and hours of work
Place of work
Closing date and start date
Contact address
How to apply for the job

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14
Q

Methods of recruitment

A

Local newspapers
National newspapers
Shop window
Own websites
Recruitment agency websites
Word of mouth
Social media

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15
Q

Why is an effective recruitment strategy important to a business

A

To find the most appropriate pool of candidates
To gain enough candidates to choose from
To save time for the selection process
To ensure only right candidates apply
To ensure the HR department operates within budget
Businesses don’t want to sort through candidates that aren’t suitable

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16
Q

CV (Curriculum Vitae)

A

A document that applicants provide to a business, including details such as personal details and education.
It allows the firm to see if the applicant matches the person specification.

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17
Q

What information should ideally be included in a CV?

A

Personal details
Education history
Previous employment history
Suitablity and reasons for applying for a job
Names of referees

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18
Q

Advantages of CVs

A

Using a CV saves time for both the employer and the candidate
CVs can be sent in without any delay
CVs allow candidates to highlight their assets and businesses are able to get an insight into their personality
It can be easier to choose and examine people
Can encourage more people to apply - larger pool of candidates

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19
Q

Disadvantages of CVs

A

Formats for CVs are looser and more informal than application forms
There may be outside interference with CVs
May take a long time to read through
May be formatted on a different app or computer which may become rearranged

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20
Q

How does an application form differ to a CV?

A

A CV is a document created by the candidate whereas an application form is designed by the employer to send out to applicants to fill out.
An application form is specific to the vacancy.

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21
Q

Advantages of application forms

A

Application forms guarantee consistency
Application forms can enable the business to compare candidates evenly and quickly
The business can tailor the questions asked

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22
Q

Disadvantages of application forms

A

Candidates may see application forms in a negative way as it is not a document that they already have completed to forward on to the employer - smaller pool of candidates
Application forms are time consuming

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23
Q

Letter of application (cover letter)

A

A document sent with a CV or application form to provide additional information

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24
Q

Reasons that sending a letter of application with a CV or application form may help a candidate to proceed to the next stage of the selection process

A

It helps the candidate to stand out from other applicants
It helps create a good first impression
Helps to express your interest in the business
It may show that the candidate has good written skills
Makes the application more personal

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25
Work trial
When a candidate comes into the workplace to meet their prospective team and complete an assigned challenge. This usually occurs after a phone screening or interview and before they are offered a job contract.
26
Reasons that work trials can be useful for the employer
Verification of skill and cultural fit Insights into the candidates’ decision-making skills Gives the employer and candidate a genuine experience of working together Helps identify whether they have been truthful about their skikls
27
Why can work trials be useful to the employee?
The candidate is able to see whether they would be a good fit for the role
28
Why might a candidate not work well in a work trial?
The candidate may not feel prepared for the work trial as they do not know what to expect and do not know if they have been asked to do the trial because they performed well or not in the interview. They may feel nervous about being under supervision.
29
Why might work trials not be useful to the employer?
They may not have an experience which truly reflects how the candidate works (unprepared or anxious that they did something bad in the interview) Difficult to gain a complete understanding of whether the candidate is suitable in just one day Candidates will be trying hard to impress the employer (may not reflect what they would be like when not under direct supervision)
30
Reference
A statement from a previous or current employer or other responsible person about the suitability of the applicant for the job.
31
What is included in a reference?
Basic facts such as employment dates, absence levels and details about the applicant’s skills and abilities.
32
Why can job references be useful to an employer?
They confirm whether the information that a candidate has given is true. This can help them to decide whether make a job offer or not.
33
Which industries have to give a references?
Only certain industries such as those regulated by the Financial Service Authority have to legally give references. This means that the use of references can be limited as previous or current employers may choose not to give a reference.
34
What is a character reference?
A reference provided by someone who is in a responsible position in society. These may provide details about the applicant’s character, strengths and weaknesses.
35
What is a problem with a character reference?
The applicant can choose who gives the reference, so is likely to choose someone who likes them.
36
Why might an interview be useful for an employer?
Can validate information from application form / CV Can query information from application form / CV Can see how candidates perform under pressure Can find answers to specific questions Can establish whether the candidate would fit in with the organisation / the team Can see if the candidate matches up to their CV / application form (ie are they a good communicator?) Non-verbal aspects can be considered (ie how they dress, punctuality, confidence)
37
How are interviews useful to candidates?
They can assess the culture of the business (eg company values) They can meet the other team members and line manager They can ask questions (eg the company’s growth strategy)
38
Limitations of interviews
They assess performance in an interview, rather than long term performance in the job They are only a short period of time, so cannot gain a full overview of the candidate Candidates can be affected by nerves so may not perform as well It can be difficult to compare candidates if they are asked different questions
39
How can testing be useful when selecting the most suitable candidate for a job?
It is testing the candidate’s initiative It allows the business to see how the candidate works under pressure
40
What are psychometric tests?
They are often used as part of the selection process to assess capabilities (intelligence), aptitude for the job (skills) and whether your personality fits in with the vision of the organisation you are hoping to join
41
Why are tests (ie scenario, psychometric, pen/paper) useful?
Can determine what candidates will do in real situations Can establish if a candidates personality fits with the organisation Responses are less likely to be impacted by nerves
42
Why might tests be limited in their usefulness?
Candidates may give the answers that they think the interviewer is looking for - not how they would really respond Tests can only assess a handful of traits
43
Impacts of a business having an effective selection process
Helps to find a candidate with the right skills Helps to find a candidate who is a good fit for the organisation in terms of personality Saves time and money in the long run re-recruiting positions
44
Organisational chart
A diagram that shows the hierarchy in a business, usually from top to bottom in terms of seniority
45
What does an organisational chart show us?
Who each employee reports to The hierarchy The most senior and most junior roles Promotion routes How communication travels up and down Horizontal lines of communication Sown of control Chain of command Line relationships Staff relationships
46
How are organisational charts useful to people within the organisation?
Employees can know who to report to and where they fit in in the business Employees can identify those with authority
47
Span of control
The number of employees (or subordinates) for who a manager is responsible for
48
Advantage of a narrow span of control
Manager gets to spend more time giving staff clear/direct instructions
49
Disadvantage of a narrow span of control
Staff may feel ‘watched over’
50
Advantage of a wide span of control
Independence and less supervision may be more motivating for staff
51
Disadvantage of a wide span of control
Staff members may perform badly as manager loses control
52
Chain of command
The order of authority and delegation within a business
53
Levels of hierarchy
This refers to the number of layers in a business organisation
54
Line relationship
The vertical relationships (in the organisational hierarchy) between managers and subordinates
55
Tall / hierarchal structure
An organisation with many levels of hierarchy
56
Flat structure
An organisation with few levels of hierarchy
57
Features of a tall structure
Narrow span of control Long chain of command More promotion opportunities - more motivating for staff Communication is more bureaucratic
58
Features of a flat structure
Wide span of control Short chain of command Communication will be quicker
59
Reasons for tall structures
Employees know who to report to Managers know who they are responsible for -> clear lines of communication Leadership and guidance for employees
60
Reasons for flat structures
More empowering - employees feel greater sense of control Better sense of teamwork and trust Ideas are more likely to be shared - quicker improvement More accurate communication Leaner - less staff - saving costs
61
Delayering
A process of reducing the number of levels in an organisational structure
62
Delegation
Where responsibility for carrying out a task or role is passed on to someone else in the business
63
Empowerment
Giving employees the power to do their job (Eg the authority to make decisions, plan their own work, and solve their own problems)
64
Advantages of delayering
Reduces was costs (long term) More employee responsibility because of increased delegation Faster communication and therefore decisions will also be made more quickly
65
Disadvantages of delayering
Spans of control will widen -> this will mean an investment of time and training possibly to get employees used to working more independently) Redundancy payments (short term cost) Damage to staff morale (colleagues leaving and anxieties about further cuts)
66
Centralised structure
When businesses keep decision-making firmly at the top of the hierarchy (amongst the most senior management)
67
Benefits of centralisation
Easier to implement common policies and practices for the whole business Prevents other parts of the business from becoming too independent Easier to do-ordinate and control from the centre (eg with budgets) Economies of scale and overhead savings easier to achieve Quicker decision-making (usually) - easier to show strong leadership
68
Drawbacks of centralisation
More bureaucratic - often extra layer in the hierarchy (often tall structures) Local or junior managers are likely to be much closer to customer needs Lack of authority down the hierarchy may reduce manager motivation Customer service: lost flexibility and speed of local decision-making (eg dealing with customer complaints and layout of the store)
69
Decentralised structure
Some (not all) decision-making is spread out to include more junior managers and lower levels of the hierarchy. It is up to the business how far decisions are spread out
70
Benefits of decentralised structures
Decisions are made closer to the customer Better able to respond to local circumstances Improved level of customer service Can enable a flatter hierarchy Good way of training and developing junior ,management Facilitates empowerment: should improve staff motivation
71
Drawbacks of decentralised structures
Decision-making not necessarily ‘strategic’ Harder to ensure consistent practices and policies at each location May be some diseconomies of scale (eg duplication of roles) Who provides strong leadership when needed? (Eg in a crisis) Harder to achieve tight financial control - risk of cost-overruns
72
Organisation by function
The business is arranged into specialist/functional areas. This means that each function has some input into the output of the business’ product(s)/service(s)
73
Advantages of organisation by function
Specialists can concentrate on what they do best and share ideas with each other Less duplication (ie multiple teams/employees are not recruiting staff)
74
Disadvantages of organisation by function
Conflict may occur over goals, budgets etc Segregation of functions means that communication about products different different functions are working on is ineffective It can be difficult to accredit succes and/or blame about product performance Departments are often doing a lot of work, but can’t really identify the outcome of their work
75
Organisation by product
The business is organised according to the different products made Each product becomes a ‘mini company’ with its own finance, marketing, HR departments etc
76
Advantages of organisation by product
Easy to see which products and ‘profit centres’ are performing well Each centre has a lot of autonomy (independence), which increases motivation Teams can see the direct result of their work Communication barriers are broken down for specialists
77
Disadvantages of organisation by product
Different products compete for resources (ie finance), which can cause conflict Duplication of departments (ie HR) can waste resources Teams may lose sight of overall direction of the business
78
Matrix structure
Where individuals work across teams and projects as well as within their own department or function. Each team member can find themselves with two managers - their normal functional manager as well as the team leader of the project These teams can be temporary or permanent depending on the tasks they are asked to complete.
79
Advantages of matrix structures
Can help to break down traditional department barriers, improving communication across the entire organisation Can allow individuals to use particular skills within a variety of contexts Avoid the need for several functional departments to meet regularly, so reducing costs and improving coordination Likely to result in greater motivation.amongst the team members Encourages cross-fertilisation of ideas across departments (eg helping to share good practice and ideas) A good way of sharing resources across departments - which can make a project more cost-effective
80
Disadvantages of matrix structure
Members of project teams may have divided loyalties as they report to two line managers Can put project team members under a heavy pressure of work Difficult to co-ordinate/communication can be problematic It takes time for matrix team members to get used to working in this kind of structure and to build relationships with the colleagues that they are working with Team members may neglect their functional responsibilities
81
Organisation by division
A large or multinational organisation where there are divisions which can be geographically separated or by the product/service the company produces
82
Advantages of organisation by division
Each region has a lot of autonomy, which increases motivation Easy to see which regions are performing well Have a better understanding of customers in that region
83
Disadvantages of organisation by division
Regions may lose sight of overall direction of the business Might be difficult to adapt to different cultures in each region Conflict for resources Losing consistency with your brand Duplication of roles
84
What can organisation by function also be called?
Organisation by system
85
Appraisal
A formal assessment of an employee’s performance
86
What is often included in an appraisal?
Strengths Development areas Performance targets
87
What might the purpose of appraisals be
Helps make the business more efficient and productive Could make employees feel valued Could prevent the need to employ more staff Motivates staff to work towards a reward Improved relationships with employer and employees To give staff a focus To set the standard/expectations To make pay/training decisions To record any issues (collect evidence)
88
Managerial appraisal
A method of appraisal where a manager examines and evaluates an employee’s performance
89
Advantages of managerial appraisals
Employees receive expert input from manager Makes subsequent actions such as deciding about promotion, rewards and disciplinary procedures seem fairer
90
Disadvantages of managerial appraisals
Manager may not work closely with employees to know their strengths and development areas Input is limited to one point of view (the manager’s)
91
Self assessment
Employees assess their own performance, often a tick sheet to grade aspects of their work This can be used as a stand alone method or in advance of a managerial appraisal
92
Benefit of using self appraisal as a stand alone method
Individuals often feel in the best position to identify their strengths and development areas because a manager may not work closely enough with them
93
Drawback of using self assessment as a stand alone method
The employee may be biased when completing their assessment due to having a lack of objectivity
94
Why is a self assessment often used before a managerial appraisal?
The manager can prepare what to say to the employee The employee can feel less anxious as they know what to expect
95
360 degree appraisal
Involves an employee receiving feedback from several people in the organisation This is more appropriate for staff who work in large businesses with multiple teams
96
Peer assessment
This is when the appraisal is carried out by a work colleague
97
Advantage of 360° appraisals
A broader picture of performance will be obtained
98
Disadvantage of 360° appraisals
Could end up with too much conflicting information to base targets upon
99
Advantage of peer appraisals
Peers have very clear idea on how an employee is contributing to the team
100
Disadvantage of peer appraisals
Appraisal may end up being either overly positive or negative depending on relationships (an issue if appraisal is linked to pay)
101
What are the ways if measuring workforce performance?
Labour turnover Absenteeism Lateness Productivity
102
Labour turnover
A measure of the number of employees who have left the business (usually over the last year) relative to the number of employees employed in that period
103
Labour turnover equation
(Number of employees leaving during the year ÷ average number employed during the year) x 100
104
Absenteeism
When employees are absent from work
105
Absenteeism equation
(Total days absent in the month ÷ total available working days in the month) x 100
106
Short term absence
Where an employee is absent from work for a day or a few days
107
Long term absence
Where an employee is off work for a lengthy period, often due to illness
108
Lateness equation
(Total number of late arrivals ÷ total number of scheduled arrivals) x 100
109
Productivity
A measure of output per employee in a particular period of time
110
Productivity equation
(Output [per week/month/year] ÷ average number of employees)
111
Benefits of improving employee performance
Increased output Increased speed Increased efficiency Reduced waste Reduced training costs Reduced recruitment and selection costs Less resentment amongst the team
112
Limitations of using quantitative data
Averages can be misleading Not all departments employ the same number of people A single figure in isolation is of limited use Numbers do not explain the situation
113
Ways performance can be related to pay
Piece rate Bonuses Commission Pay scale
114
Employee contribution
What an employee gives to the business (eg their expertise and efforts) Their contributions might be discussed during their appraisal
115
The 4 main styles of leadership
Autocratic (more control) Paternalistic Democratic Liaises-fair (less control)
116
Features of autocratic leadership
Full control of decision making Uses power from position to get others to carry out work Employees have little or no input Motivation through rewards (ie piece rate payment) Can be demoralising Can be effective in emergency situations or a crisis
117
Benefits of autocratic leadership
Clear line of control Good for inexperienced or demotivated workers Quicker decision making Increased productivity
118
Limitations of autocratic leadership
Increased work burden Bad for highly skilled and motivated workers Leader dependence Quality of decisions might be poorer as workers might know the working conditions better
119
Features of paternalistic leadership
A softer form of autocratic leadership - leader decides what is best for employees and addresses their needs Still little delegation Typical paternalistic leader explains the specific reason as to why he/she has taken certain actions Leaders balance employee well-being and meeting goals High levels of loyalty and trust Managers listen to employees but make final decision ‘Tough love’
120
Advantages of paternalistic leadership
Manager involves employees in decision making Manager provides feedback and answers questions These elements can keep employees satisfied and motivated
121
Disadvantages of paternalistic leadership
If the wrong decision is made then employees might be dissatisfied with the leader Employees rely on leader Team might become competitive
122
Features of democratic leadership
Focus of power is more with the group as a whole Leadership functions are shared within the group Employees have greater involvement in decision-making Emphasis on delegation and consultation, although leader has final say Seeks input to make decisions
123
Advantages of democratic leadership
Empowering and promotes creativity Employees work hard when leader isn’t present Employees can see their input in decisions Employees know the business well so are better able to make informed decisions Can help to motivate employees, leading to more productivity and higher retention Better quality decisions
124
Disadvantages of democratic leadership
Slows down decision making, which is not useful in emergencies May be conflict in decision making Staff lacking experience and confidence may not feel that they are in a position to make decisions and may want to be told what to do
125
Features of laissez-faire leadership
Gives employees little direction Responsibility for decision making lies with individuals and the group Leaders get employees to choose how to complete objectives, make decisions and resolve problems on their own
126
Examples of jobs that may adopt a laissez-faire style of leadership
Surgeons Creative jobs (eg interior designers)
127
Advantages of laissez-faire leadership
Works best with highly educated and motivated employees Autonomy means high job satisfaction Employees can feel more motivated Decisions can be made quickly
128
Disadvantages of laissez-faire leadership
May be damaging if employees do not manage their time well, are less educated, or less motivated Employees might not be motivated to work, leading to lower productivity and more waste Poor decisions could be made
129
What is the trait theory (theory x and theory y)?
Two contrasting theories, developed by social psychologist Douglas McGregor, that explain how managers’ beleiefs about what motivates their people can affect their management style
130
Theory X assumes that workers:
Dislike their work Avoid responsibility and need constant direction Have to be controlled, forced and threatened to deliver work Need to be supervised at every step Have no incentive to work or ambition, and therefore need to be enticed by rewards to achieve goals
131
Theory Y assumes that workers are:
Happy to work on their own initiative More involved in decision making Self-motivated to complete their tasks Enjoy taking ownership of their work Seek and accept responsibility and need little direction View work as fulfilling and challenging Solve problems creatively and imaginatively
132
Which style of leadership is a theory X leader likely to adopt?
An autocratic style
133
Are there any situations when it would be effective to adopt a theory X approach?
Larger organisations with more staff Low-skilled jobs, with little opportunity for self-development and labour turnover is high Where staff lack experience and confidence
134
How do you prove that theory X and theory Y are self-fulfilling prophecies? (In exam questions)
Belief Action Conformation of belief
135
Blake and Mouton’s managerial grid
A grid that represents the degree to which managers have a concern for people and the tasks
136
What are the sections of Blake and Mouton’s managerial grid?
Impoverished (low tasks, low people) Authoritarian (high tasks, low people) Country club (low tasks, high people) Team leader (high tasks, high people) Middle of the road
137
Features of an authoritarian leader
Task orientated and hard on their workers (autocratic) Strong schedules Lack of employee attention can lead to resentment, lack of commitment, and other human resource problems
138
Features of an impoverished leader
‘Delegate and disappear’ management style Allows the team to do whatever it wishes Low morality and productivity Unable to ensure work is completed to the desired standard on time
139
Features of a country club leader
Morale is high, but employees may take advantage Fear that using power could jeopardise relationships with other team members
140
Features of a team leader
Leads by positive example Encourages meeting deadlines but also strengthening bonds with team members High levels of motivation and high productivity
141
Features of a middle of the road leader?
Compromises between the two sets of needs Neither set of needs is truly met May be indecisive and timid
142
What is the type of leader from Blake and Mouton’s managerial grid that gives the best results?
A team leader because they are able to balance the people and the team.
143
Carlyle and Galton’s trait theory
The five characteristics exhibited by successful leaders. They believed that leaders are born not made
144
What are the five characteristics of Carlyle and Galton’s trait theory?
Motivational - the ability to motivate others Integrity - the quality having strong moral principles Self-confidence - being assured Creativity - new ideas Intelligence - able to reason, and solve problems
145
Benefit of Carlyle and Galton’s trait theory
It is a simple theory to understand and it is fairly straightforward to identify the characteristics which a leader does/does not possess
146
Limitation of Carlyle and Galton’s trait theory
There is no single set of traits that have been proven to be the most effective and other research suggests that these characteristics cannot be taught
147
Tannenbaum and Schmidt’s continuum
A continuum that depicts four different styles of leadership starting at boss-centred leadership to subordinate-centred leadership.
148
What are the four leadership styles on Tannenbaum and Schmidt’s continuum?
Tell, sell, consult, participate (Boss centred leadership ————> subordinate centred leadership)
149
Features of ‘tell’ leadership
The leader of manager just informs the employees of his or her decision and can be seen as an autocratic approach, as focus is on the leader The employees will be expected to comply This approach does not give the employees an opportunity to be involved in the decision making process
150
Features of ‘sell’ leadership
When a leader or manager makes a decision, but attempts to ‘sell’ the decision to the employees This style suggests that there is some consideration of the employees rather than just ‘telling’ them A degree of persuasion is taking place There is also the opportunity for feedback
151
Features of ‘consult’ leadership
The leader will present his or her ideas to the employees and invite discussion and therefore offers a more collaborative approach The leader will listen to the ideas of the employees and ‘two-way’ communication will be the norm, unlike ‘tell’
152
Features of ‘participate’ leadership
Focus is now on the employees and not the leader The leader or manager will ask the employees to make a decision, although usually within defined limited or boundaries The emphasis is on the employees and is similar to a more democratic style of leadership
153
Adair’s three circle theory
Adair’s ‘action-centred leadership’ highlights the three concerns of manager’s for the task, the team, and individuals
154
Managerial responsibilities: the task
Identify aims and vision for the group, purpose, and direction - define the activity (the task) Identify resources, people, processes, systems, and tools (inc. financials, communications, IT) Create the plan to achieve the task - deliverables, measures, timescales, strategy and tactics Establish responsibilities, objectives, accountabilities and measures, by agreement and delegation Set standards, quality, time, and reporting parameters
155
Managerial responsibilities: the team
Establish style, culture, approach of the group - soft skill elements Anticipate and resolve group conflict, struggles or disagreements Assess and change as necessary the balance and composition of the group Develop team-working, cooperation, morale and team-spirit Identify and meet group training needs
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Managerial responsibilities: the individual
Understand the team members as individuals- personality, skills, strengths, needs, aims, and fears Assist and support individuals - plans, problems, challenges, highs and lows Identify and agree appropriate individual responsibilities and objectives Give recognition and praise to individuals - acknowledge effort and good work Where appropriate reward individuals with extra responsibility, advancement and status
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Why do the three circles in Adair’s model overlap?
Each of the functions are interdependent The task needs a team because one person alone cannot accomplish it If the team needs are not met the task will suffer and the individuals will not be satisfied If the individual needs are not met the team will suffer and performance of the task will be impaired
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How is Adair’s three circle theory different to Carlyle and Galton’s?
Carlyle and Galton believed that a leader is born and cannot be taught, whereas Adair’s theory showed that leadership could be taught and didn’t just depend on the traits a person had.
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Benefits of Adair’s three circle theory
Provides a great blueprint for leadership and the management of any team, group or organisation It is a simple leadership and management model, which makes it easy to remember and apply, and to adapt for your own situation It is motivational to believe that you can be taught to become a better leader
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Limitations of Adair’s three circle theory
It was first formulated in the 1970s, so can be seen as out-of-date and too simplistic Conflict may occur between the elements. It is difficult in practice to focus equally on all concerns as they naturally clash
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Trait leadership type
Defined as habitual patterns of behaviour and thought Carlyle and Galton, McGregor
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Behavioural leadership type
Focuses heavily on the actions of the leader Blake and Mouton
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Contingency leadership type
Supposes a leader’s effectiveness is dependent on whether their leadership style suits a particular situation Lewin, Tannenbaum and Schmidt
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Functional leadership type
A leadership style that leads with the belief that a team working together will achieve better results than people working individually Adair
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Characteristics of a manager
Obeyed by subordinates Minimises risk Prefers the status quo ‘Steady state’ Sets an example Tells employees to follow procedure Not very outgoing Task focused
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Characteristics of a leader
Followed by subordinates Risk-taker Embraces change Creative Inspires others to behave in a certain way Encourages new ways of thinking Charismatic People focused on- soft skills, persuasive
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Management
The process of co-ordinating the activities of a business in order to achieve defined objectives
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Functions of management (definition)
The set of core activities which define the role of managers in a business environment
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What are the four functions of management?
Planning, organising, directing, and controlling
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What is the difference between planning and organising?
Planning involves an individual going through a process to decide what they want to achieve (making decisions) Organising involves arrangement (ie taking action) These functions are complimentary
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What is the difference between directing and controlling?
Directing involves giving duties to employees, whereas controlling is the way that a manager ensures that work is done.
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How might a manager’s success be measured?
Customer service reviews / feedback Employee retention Sales levels Absenteeism levels of employees Ability to meet deadlines Staff/line relationships Reputation Quality of tasks completed Meeting objectives Individual targets (from appraisals) Increasing output
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What constraints could prevent a manager from being successful?
Poor communication Insufficient market research Lack of experience / planning / trust Unreliable suppliers Time of year External issues (eg the economy, the pandemic etc) Ability and confidence to make decisions Amount of resources Structure of the organisation Budget of the business Strength of competition Skills or ability to manage
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Redundancy
Redundancy is a form of dismissal. It happens when employees need to reduce their workforce and so a position no longer exists.
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Dismissal
Termination of the contract of employment of an employee, often as the result of a disciplinary procedure.
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Unfair dismissal
Where an employee is dismissed without a valid reason or the employer fails to follow the proper procedures.
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Fair dismissal
Where an employee is dismissed with a valid reason and the employer follows the proper procedures
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Fair reasons for dismissal
Gross misconduct Gross negligence Repeatedly poor conduct (eg lateness or failing to comply with reasonable requests from a manager) Incapability (eg being too ill to work) Capability (eg repeated inability to do the work required) Redundancy (if the job no longer exists) ‘Some other substantial reason’
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Unfair reasons for dismissal
Pregnancy Whistle blowing Trade union membership Discrimination
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Whistle blowing
If an employee has evidence or ‘reasonably believes’ that malpractice in an organisation is occurring, he or she can bring it to the attention of someone in authority without fear of retribution.
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Dismissal process
First verbal warning First written warning Final written warning Dismissal
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Grievance
Exists when an employee has a concern, complaint, or problem.
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Employment tribunal
A special sort of court dealing only with employment law; for example an employee’s claim for unfair dismissal.
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Do all cases go to an employment tribunal?
Some people think they will find court too stressful There is a lot of paperwork to do They could get a negotiating settlement instead Some people may struggle to find witnesses or evidence
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How would you describe the process of employment tribunal in terms of time and cost for both the claimant (employee) and the business (employer)?
It is free to start a case, but both the employee and the employer will have legal fees A tribunal can take 18 months
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Why might a claimant (employee) choose to take a case to tribunal?
To feel like they have got justice in he situation and can gain closure You can get compensation if you win the case
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What is the purpose of employee tribunals?
To resolve disputes that can’t be settled out of court To clear businesses of wrongdoing or compensate employees for wrongdoing that has occurred
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Impacts to a business of employee tribunals
Time to prepare HR staff costs Legal costs Compensation costs (if applicable) Possible reputation damage Possible changes to practices
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Employee / employer relations
The relationship between workers and managers
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Benefits of positive employee / employer relations
Better communication leads to efficiency in production Low absenteeism as workers want to come to work High staff retention
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Negative impacts of poor employee / employer relations
Difficulty dealing with change More difficult for worker to come to managers about grievances Damaging reputation of the business due to tribunal cases (sometimes)
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What is a ‘written statement of employment particulars’?
An employer has to provide a ‘written statement of employment particulars’ to an employee by law. This document contains a summary of the main terms of employment, such as pay and working hours
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Examples of things included in a ‘written statement of employment particulars’
Description of work Name of the employee / employer Date employment started Previous employment Notice of contract termination Holiday entitlement Hours of work Place of work Pay
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Why do contracts of employment reduce disputes?
Both the employee and the employer are aware of the terms of employment as they have both signed it to agree them. This can be proof in any disagreements.
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Why can leaving terms unchanged on a contract of employment be beneficial for the employer / employee relations
Workers feel secure in their job and do not feel forced into changing their contract. It helps avoid problems or disruptions amongst staff.
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The Equality Act 2010
The Equality Act 2010 legally protects people from discrimination in the workplace and in wider society.
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It is illegal in the UK to discriminate on the basis of any of the following;
Sex Gender reassignment Pregnancy and maternity Marital / civil partnership Disability Race / ethnicity Age Sexual orientation Religion / belief
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Employee participation
Employees have the ability to participate in the decision making process at work. It is also known as ‘industrial democracy’
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Benefits of employee participation
Increased levels of motivation Better communication Improved quality of decision making Complying with the law Reduced labour turnover Fewer days lost through work-related injuries and illnesses The ability to manage change more effectively
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Works council
A formal meeting of managers and employee representatives to discuss pay and working conditions and to negotiate on issues such as changes in working practices.
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Which type of business has to have a work council by law?
Any company with 1,000 or more employees, including at least 150 employees in two or more EU member states.
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Trade union
An organised association of workers often in a particular industry.
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What is the role of a trade union?
To represent union members with the problems they may face at work To provide support and advice to union members
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Collective bargaining
The official process by which trade unions negotiate with employers, on behalf of their members.
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Ways that trade union membership might benefit workers
Free legal service Support and assistance Safe working conditions Negotiate better pay
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Benefits of trade unionism to an employer
Negotiating with trade unions (ideally a single union) saves time and costs rather than dealing with all employees individually Employee morale and motivation may be improved if they know that their interests are being protected by a union The trade union can be a supportive partner in helping a business undergo significant change
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Disadvantages to businesses with employees as union members
Change may take longer to implement Wage costs may rise if pay rises are successfully negotiated Competitiveness may decrease if prices have to rise as a result of improving terms and conditions of employment
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Industrial action
The measures that a union can take to put pressure on management in a dispute in order to make them change their mind about a decision.
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Examples of industrial action
Strikes Work to rule Overtime ban Go slow
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Strike
Where employees refuse to work the employer
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Work to rule
Employees do exactly what is stated in their contract and no more; there is no ‘goodwill’ towards the employer
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Overtime ban
Where employees refuse to work overtime
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Go slow
Where employees perform their duties but aim to reduce the productivity and efficiency of them.
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Workforce planning
About deciding how many and what types of workers are required
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Factors to consider when deciding on the type of worker
Age (ideally should be a balance) Skills Experience Qualifications
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Reasons to employ younger workers
Bring new ideas Will want to strive to reach the top roles (more ambitious) Have just come from school/university
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Reasons to employ older workers
More experience Life skills Can be a role model to younger workers
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Factors to consider when creating / amending a workforce plan
Financial / budget constraints Business objectives Technology Changing needs of the business Overall increased / decreased sales Labour turnover (including retirement) Age of the workforce Change in methods of production Unforeseen circumstances (ie natural disasters) The state of the economy Changes in legislation
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Uses of workforce planning
To aid recruitment To consider training courses / development programmes Succession planning (ie promotions) When banning overtime 1-2-1 mentoring
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Why is it important to get the right number and the right type of workers?
Meet customer needs Achieve business aims and objectives Be financially efficient Avoid high levels of staff turnover To support progression planning (ie when older workers retire)
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The three types of training
Induction training On-the-job training Off-the-job training
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Induction training
Training aimed at introducing new employees to a business and its procedures
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Induction training checklist
How to get around the building Meet and greet (managers and colleagues) How to answer the phone Location of fire exits Issuing of badge Disciplinary procedures
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What is the purpose of induction training?
To reduce employee anxiety Allow employees to become productive more quickly
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On-the-job training
Employees receive training whilst remaining in the workplace. It can involve demonstration and coaching.
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Advantages of on-the-job training
Generally more cost-effective Employees are actually productive Opportunity to learn whilst doing Training alongside real colleagues
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Disadvantages
Quality depends on ability of trainer and time available Bad habits might be passed on Learning environment may not be conducive Potential disruption to production
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Off-the-job training
Occurs when employees are taken away from their place of work to be trained
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Advantages of off-the-job training
A wider range of skills or qualifications can be obtained Can learn from outside specialists or experts Employees can be more confident when starting a job
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Disadvantages of off-the-job training
More expensive (eg transport and accommodation) Lost working time and potential output from employee New employees may still need some induction training Employees now have new skills / qualifications and may leave for better jobs
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Academic training
Generally involves theoretical knowledge and skills. Eg - businesses may pay for employees to undertake an open university qualification
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Vocational training
Teaches hands-on, applied skills such as carpentry and hairdressing. Eg - businesses may pay for employees to undertake additional courses at beauty school
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Benefits to employees of gaining academic or vocational qualifications
Makes their job more interesting and varied because they do more tasks Can gain more bargaining power to negotiate pay rises Could leave to get a better job More promotion opportunities The qualification is funded by the business
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Advantages of apprenticeships for the business
Cheaper than employing a fully qualified worker They may get subsidies from the government to fund them May be higher employee retention if the apprentice fits in well with the business
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Disadvantages of apprenticeships for the business
More mistakes Cost of having the apprentice and waiting for them to become qualified Some apprentices may drop out
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Apprenticeship
This is a long term development programme for workers to learn job skills while they work through a mixture of on-the-job training and study. Apprenticeships lead to some kind of qualification.
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Advantages of apprenticeships for the apprentice
Apprentices can earn an income whilst learning The learning involved is often both practical and theoretical, and many people will like the variation of activities that this will involve.
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Disadvantages of apprenticeships for the apprentice
The pay is quite low whilst an apprentice is learning The qualifications can be quite specific, which can limit job opportunities In the long term, the evidence shows that those with a degree can earn more on average than workers who followed apprenticeships
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Training needs analysis (TNA)
TNA is the process of identifying the gap between current knowledge/skills and required knowledge/skills so that a training plan can be created to help staff do their job effectively
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What are the factors that need to be taken into account in a TNA
The training priorities Whether the training will be delivered on-the-job or off-the-job Which training provider will be used How many people need training How much the training will cost
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Why is TNA important?
It highlights issues so that they can be resolved It prioritises training needs It prevents the inefficiencies caused by untrained/poorly trained staff It avoids staff mistakes It improves the experience of the customer It ensures that employees receive training which enables them to do their jobs It helps to retain staff
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Zero hours contract
A contract between an employer and a worker where: -the employer is not obliged to provide any minimum working hours -the worker is not obliged to accept any work offered
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Benefits of zero hours contracts
It creates leaner, more profitable businesses as there is not obligation to offer hours It increases the number of jobs available Flexibility suits some workers (ie students) It helps to react to fluctuations in demand
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Disadvantages of zero hours contracts
It creates exploitation of workers - denied some employment rights and may be worried about complaining due to fear of losing hours Keeps wages low due to lack of upward pay pressure/lack of bargaining power Business reputation may be harmed Creates anxiety for some workers (ie they do not know if they can pay their bills from month to month and will be unable to obtain mortgagees)