MIDTERM 1 - POL S Flashcards

1
Q

The 5 Cs of Law

A

Cops (enforcement)
Congress ( a central legislature)
Code - (a written compilation of all the written rules) domestic law in us, treaties IL
Courts (compulsory and binding dispute settlements)
Clink (jail)

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2
Q

Key publicists – Vitoria; Grotius; Vattel (know main ideas associated with them; minor
historical details not necessary)

A

Vitoria - believed in universal laws (to defend indigenous people)
Grotius - believed in international society based in law (freedom of the seas)
Vattel - believed in equality between states (The “Golden Rule of Sovereigns”)
This was the development of modern international law (a Western affair)

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3
Q

Natural vs. Positivist legal traditions

A

Positivist law - Law based on state consent

  • Treaty law
  • Customary law

Natural law - law based on (divine) principles governed by nature

argued that the UDHR has some more natural laws

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4
Q

Primary vs. Secondary rules

A

○ Treaties contain 2 Main Sets of Rules §
§Primary - Rules regulating behavior
§ Secondary - “rules about rules”
□ How rules are made, interpreted, withdrawn, exceptions, etc.
® Vienna Convention on the law of treaties (with annex) Concluded at Vienna on 23 May 1969 (Secondary laws_

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5
Q

Legalization components – obligation; precision; delegation

A

Obligation - similar to opinio juris, assigning this treaty and you have to do it
Precision - unambiguously define the concept that they require
Delegation - How they pass off who can punish another actor for not following the treaty

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6
Q

Pacta sunt servanda

A
"practices must be kept" - a part of "duties"
- Non-intervention
		□Collective security exceptions
- Responsibility and compensation 
		□ German "War Guilt" Clause
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7
Q

Montevideo criteria for states

A
  • General Criteria for New States
    ○ Objective criteria
    § Territory; Population; Government control/legitimacy
    ○ Various Subjective criteria
    § Example: Wilson Doctrine (1913-1929)
    ○ But NO consensus over legal criteria
    ○ Instead, importance of politics. But with huge legal consequences
    • Should objective criteria be enough? The principality of Sealand
      ○ Technically meets many objective tests, but no recognition
    • Should objective criteria be required? The Case of Palestine
      ○ Doesn’t meet most objective criteria - not necessarily by own choice
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8
Q

Theories of state recognition (domestic and/or international)

A

State Recognition - Exclusive Club

  • formal acknowledgement by existing state of the existence of another state
  • Recognition = politically motivated
  • Somaliland unrecognized state while Croatia is recognized, even though they have similar situations, Croatia was recognized by other states

The constitutive theory of recognition holds that a state does not exist until it receives recognition. By contrast, the declaratory theory of recognition holds that a state exists without recognition, which is merely an acknowledgment of an existing situation

- General Criteria for New States
	○ Objective criteria
		§ Territory; Population; Government control/legitimacy 
	○ Various Subjective criteria
		§ Example: Wilson Doctrine (1913-1929)
	○ But *NO* consensus over legal criteria 
	○ Instead, importance of politics. But with huge legal consequences
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9
Q

Common examples of state (non)recognition (e.g., Sealand, Somaliland, etc.)

A

Sealand - Technically meets many objective tests, but no recognition
Somaliland - is a Philosophical States - “I think, therefore I am (or might be)”
Palestine - Recognized But doesn’t meet most objective criteria - not necessarily by own choice

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10
Q

Defining elements of cooperation problems in IR (coordination, collaboration)

A

Coordination - dilemmas of common aversion

  • Common interest in in avoiding particular outcome
  • Creates multiple equilibria
  • Trust is a problem for all international actors
    ex: Rules for navigating the sea

Collaboration - dilemmas of common interest
- actors would benefit for cooperating (ensuring a particular outcome), but each has a unilateral incentive to defect
Ex: Fisheries
- Prisoner’s dilemma

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11
Q

Main functions of international law in addressing cooperation problems (e.g., transactions
costs, shadow of the future, focal points, information problems)

A
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12
Q

General Attributes of domestic vs International law

A

Domestic Law
- Domestic law arises from legislature that is created by a group of people within one country.

International Law
- International law is all about behaviors and actions of persons, companies or states and countries in cross border situations.

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13
Q

Ratification benefits vs. Sovereignty costs

A
  • Ratification Benefits
    ○ Credible commitments (already covered)
    § More attractive for some States than others - trustworthiness
    ○ Short-term material benefits - trade; aid; etc.
    ○ Normative pressures
    § Cascade effect
    “Logic of appropriateness”
- Ratification Costs - "Sovereignty Costs"
	○ Policy change
		§ Gap between treaty and existing policy
		§ Barriers
			□ Legislative veto players
			□ Federalism
	○ Unintended Consequences 
		§ External
		§ Domestic
			□ Common law systems
	○ Limited Flexibility 
		§ But some actors may *want* to tie hands - remember credible commitment
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14
Q

Understanding ratification patterns in the Convention against Torture (CAT)

A
  • Strange relationship between Torture and CAT ratification
  • Completely “opposite” for democracies and dictatorship
    • No/One-Party States and the CAT
      ○ They are still pro-torture
      ○ No opposition groups to pressure joining CAT
      ○ So less likely to ratify the CAT
    • Multi-Party Dictatorship and the CAT
      ○ Multi-parties “incorporate” parts of society into regime
      ○ Regimes faces pressure from political parties
      § CAT as a type of concession
      ○ So more likely to join the CAT
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15
Q

Understanding the relationship between the spread of international humanitarian law
(IHL) and use of IHL

A

The Spread of IHL Leads to Less (Attempted) Use of IHL
○ IHL Codification = Growing Costs of Compliance
§ 1)Bureaucratic Costs
§ 2)Strategic Costs
□ Limiting Flexibility
® Cultural Property
□ Increased risk to own troops
§ 3)Legal Liability - international and domestic
§ 4)Domestic Political Costs
§ 5)International Reputation
□ India ICJ case for Bangladesh

War
- Irony of IHL Codification
○ Increased Legalization of IHL - Obligation, Precision, Delegation
○ But increases incentives to evade IHL

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16
Q

“Screening” vs. “Constraining” role of international law and credible commitments

A

Solving commitment problems #1 - Screening
○ Signaling intention to comply
Ex ante costs of ratification
§ Domestic or external
○ Costs provide information thus helps to separate (non)serious “types” of states
○ Higher than costs = the stronger the signal
But trade-off - may reduce participation

Solving commitment problems #2 - Constraining
○ Raises ex post costs on non-compliance - binds governments (more later in the course)
§ Reputational stakes
§ Audience costs
○ Higher expected ex post costs can increase credibility of current commitment

17
Q

Understanding of the general advantages/disadvantages of hard and soft law

A
Advantages of Hard Law
- Enhance credibility of commitments
		□ Collaboration > Coordination 
- Reduce (subsequent) transaction costs
		§ Role of delegation
		§ Precision and Default rules
			□ Vienna Convention on the Law of - - 
- Treaties
		○ Provide different menu of strategies
			§ Both internationally and domestically
Include other actors - NGOs; individuals

Disadvantages of Hard Law

	○ "Enforcement-bargaining paradox"
	○ Difficult to reconcile states with different capabilities/preferences
	○ Unintended consequences

○ Laws of War, aka international Humanitarian Law (IHL)
○ Regulate the conduct of armed actors
	§ Humanize, not outlaw, war
○ Customary for centuries - Just War Theory
○ But increasingly codifies - 2 branches
	§ 1)Geneva Law = protection of war victims
	§ 2)Hague Law = conduct of hostilities (e.g. weapons, ruses, etc.)
	§ Though increasingly converging…
18
Q

Case of Kosovo independence and recognition

A
  • Case Study - Kosovo
    ○ Semi-autonomous region in Yugoslavia
    ○ 1989 - lose autonomous status
    ○ 1991-1992 - Breakup of Yugoslavia
    ○ 1996 - Start of insurgency by Kosovo Liberation Army (KLA)
    ○ 1998 - Worsening ethnic violence
    ○ 1999 - Kosovo War; NATO coalition defeats Serbs
    ○ 1999+ UN Transitional Administration (UNMIK)
    § UNSC Res. 1244
    ○ Republic of Kosovo declared independence on Feb. 17 2008
    ○ But WHO agrees??
    ○ At present, recognized by about 100 (half) of all UN states
    • Kosovo in Perspective - Somethin to Consider for Section
      ○ What costs and benefits…
      ○ …. LOOK AT LECTURE
    • The Politics of State Birth - A Larger Empirical Study
      ○ State birth over time
      ○ In 20th Century, 1/3 of independence movements succeeded
    • State Birth - Domestic Explanations
      ○ Ethno-national distinctiveness and mobilization
      ○ Domestic institutions and empowerment
      § Colonies/Federations
      ○ Relative power
    • Domestic Explanations - Problems
      ○ I line between new states and non-state actors clear?
      ○ Remember Somaliland
      Vs
      ○ Bosnia-Herzegovina
    • State Birth - International Explanations
      ○ Key role of external legitimacy - i.e., what other states ay
      ○ Great Powers as main legitimizers
      ○ Political factors
      § External security
      § Domestic Insecurity
      § Coordination
19
Q

Defining attributes of main sources of international law with appreciation of relevant
applications (e.g., treaties, customary law, general principles, judicial decisions, etc.)

A

Principled treaty (Cartage protocol) vs negotiable treaty (Kyoto protocal)

20
Q

Enforcement-bargaining paradox

A

○ “Enforcement-bargaining paradox”
§ The WTO and the Doha Round - a victim of its own success?
○ Difficult to reconcile states with different capabilities/preferences, Unintended consequences

21
Q

Treaty sabotage (principled vs. negotiable treaties)

A
22
Q

Main International Relations (IR) paradigms and their application to international law
(Realism, Liberalism, and Constructivism)

A
23
Q

General Types of commitment (e.g., sincere non-ratifiers; sincere ratifiers; false
negatives; false positives)

A