prompting questions I could ask clients

Question 1

prompting q’s on confidentiality and information security

Answer 1

• What types of information do you consider especially sensitive or high risk in expert consultations
• Are there any internal confidentiality protocols or data handling restrictions you require third parties to follow

Question 2

legal and regulatory prompting questions

Answer 2

• Are there any specific regulations or legal obligations we should be aware of given your industry or jurisdiction
• How do you currently assess third party compliance risk and what criteria do you expect us to meet?

Question 3

Conflict of interest prompting questions

Answer 3

• Are there any categories of experts or sectors you want us to avoid engaging on your behalf due to potential conflicts

Question 4

reputational risk questions

Answer 4

• What reputational concerns would make an engagement high risk in your eyes
• Have you had negative experiences with expert networks or third party consultants in the past that we should be aware of?

Question 5

client specific needs questions

Answer 5

• How can we tailor our compliance approach to reflect your firms’ values and risk appetite?