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Corporate Law CAP II (ICAN) > Securities Act (Sections) > Flashcards

Securities Act (Sections) Flashcards

1
Q

Securities Act, 2063 - Section 3

A

Establishment of Nepal Securities Board

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2
Q

Securities Act, 2063 - Section 5

A

Functions, Duties and Powers of the Board

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3
Q

Securities Act, 2063 - Section 7

A

Appointment of Chairperson

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4
Q

Securities Act, 2063 - Section 8

A

Functions, Duties and Powers of the Chairperson

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5
Q

Securities Act, 2063 - Section 10

A

Qualifications for Appointment of Chairperson and Members

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6
Q

Securities Act, 2063 - Section 12

A

Removal of Chairperson and Member

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7
Q

Securities Act, 2063 - Section 22

A

Fund of the Board

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8
Q

Securities Act, 2063 - Section 23

A

Revolving Fund

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9
Q

Securities Act, 2063 - Section 27

A

Registration of Securities Required Prior to Issuance

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10
Q

Securities Act, 2063 - Section 28

A

Information to be Given to Board After Allotment or Sale of Securities

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11
Q

Securities Act, 2063 - Section 29

A

Public Issue of Securities

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12
Q

Securities Act, 2063 - Section 30

A

Prospectus to be Approved and Published

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13
Q

Securities Act, 2063 - Section 31

A

Matters to be Included in Prospectus

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14
Q

Securities Act, 2063 - Section 33

A

Liability for Matters Referred to in Prospectus

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15
Q

Securities Act, 2063 - Section 38

A

Issue of Stock Exchange License

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16
Q

Securities Act, 2063 - Section 45

A

Functions, Duties and Powers of Stock Exchange

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17
Q

Securities Act, 2063 - Section 46

A

Stock Exchange to Furnish Information to Board

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18
Q

Securities Act, 2063 - Section 53

A

Compensation Fund

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19
Q

Securities Act, 2063 - Section 57

A

Application for License to Carry on Securities Business

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20
Q

Securities Act, 2063 - Section 58

A

Issuance of License

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21
Q

Securities Act, 2063 - Section 63

A

Types of Securities Business

22
Q

Securities Act, 2063 - Section 66

A

Rights of Securities Business Person

23
Q

Securities Act, 2063 - Section 68

A

Records of Securities Business Persons

24
Q

Securities Act, 2063 - Section 91

A

Prohibition on Insider Trading

25
Securities Act, 2063 - Section 93
Information or Notice Deemed to Have Been Made Public
26
Securities Act, 2063 - Section 94
Fake or False Trading
27
**(Sec)** Establishment of Nepal Securities Board
Securities Act, 2063 - Section 3
28
**(Sec)** Functions, Duties and Powers of the Board
Securities Act, 2063 - Section 5
29
**(Sec)** Appointment of Chairperson
Securities Act, 2063 - Section 7
30
**(Sec)** Functions, Duties and Powers of the Chairperson
Securities Act, 2063 - Section 8
31
**(Sec)** Qualifications for Appointment of Chairperson and Members
Securities Act, 2063 - Section 10
32
**(Sec)** Removal of Chairperson and Member
Securities Act, 2063 - Section 12
33
**(Sec)** Fund of the Board
Securities Act, 2063 - Section 22
34
**(Sec)** Revolving Fund
Securities Act, 2063 - Section 23
35
**(Sec)** Registration of Securities Required Prior to Issuance
Securities Act, 2063 - Section 27
36
**(Sec)** Information to be Given to Board After Allotment or Sale of Securities
Securities Act, 2063 - Section 28
37
**(Sec)** Public Issue of Securities
Securities Act, 2063 - Section 29
38
**(Sec)** Prospectus to be Approved and Published
Securities Act, 2063 - Section 30
39
**(Sec)** Matters to be Included in Prospectus
Securities Act, 2063 - Section 31
40
**(Sec)** Liability for Matters Referred to in Prospectus
Securities Act, 2063 - Section 33
41
**(Sec)** Issue of Stock Exchange License
Securities Act, 2063 - Section 38
42
**(Sec)** Functions, Duties and Powers of Stock Exchange
Securities Act, 2063 - Section 45
43
**(Sec)** Stock Exchange to Furnish Information to Board
Securities Act, 2063 - Section 46
44
**(Sec)** Compensation Fund
Securities Act, 2063 - Section 53
45
**(Sec)** Application for License to Carry on Securities Business
Securities Act, 2063 - Section 57
46
**(Sec)** Issuance of License
Securities Act, 2063 - Section 58
47
**(Sec)** Types of Securities Business
Securities Act, 2063 - Section 63
48
**(Sec)** Rights of Securities Business Person
Securities Act, 2063 - Section 66
49
**(Sec)** Records of Securities Business Persons
Securities Act, 2063 - Section 68
50
**(Sec)** Prohibition on Insider Trading
Securities Act, 2063 - Section 91
51
**(Sec)** Information or Notice Deemed to Have Been Made Public
Securities Act, 2063 - Section 93

Corporate Law CAP II (ICAN) (15 decks)

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