TRIPS 2.0 Flashcards

(85 cards)

1
Q

What are Intellectual Property Rights?

A

Intangible Property/Private Rights
They are rights given to persons over the creation of their minds. They usually give creator/inventor an exclusive right over the use of his/her creations/inventions for a certain period of time.
Broadly divided into two categories: copyright and related rights, and industrial property.
The TRIPS Agreement covers seven types of IPRs

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2
Q

Types of Intellectual Property

A
  1. Copyright and Related Rights
  2. Trademarks
  3. Geographical Indications
  4. Industrial Designs
  5. Lay-out Designs (Topographies) of Integrated Circuits
  6. Patents (+ sui generis protection)
  7. Protection of Undisclosed Information
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3
Q

WHY PROTECT INTELLECTUAL PROPERTY RIGHTS?

A

Equity/Human Rights rationale
Public Interest/Utilitarian rationale
Incentive function
encourage and reward creative work: individual authors, cultural industries
Technological innovation: means to finance research and development
Fair Competition
Distinctive signs stimulate and ensure fair competition among producers and traders

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4
Q

Why Protect IP?

A

Consumer Protection
Distinctive signs enable informed choices
Product Safety
Transfer of Technology
FDI, Joint Ventures & Licensing
IP Holders’ Perspective
Recognized as an objective under Art. 7
Proactive measures for the benefit of LDCs under Art. 66.2
Weight of empirical evidence points towards positive correlation

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5
Q

WHY AN AGREEMENT ON TRIPS?

A

Growing trade in counterfeit (trademark) goods and lack of common rules to deal with the problem
Perceived flaws of WIPO Conventions:
Absence of detailed rules on national enforcement
Absence of binding and effective dispute settlement mechanism
Computerisation and digital technology

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6
Q

Why Agmt. on TRIPs

A

Devpd & Devping accepted because:
Uruguay Round Trade-Offs
Balance and flexibility in TRIPS
Multilateral rule of law in IP (& trade) area
Consistent with move to more open and market-based economic policies
Alternative would have meant negotiating bilateral (or plurilateral) agmts.

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7
Q

Balance: exclusive rts subject to limitations

A

Balance between competing authors/producers
Balance and flexibility in TRIPS
Long term interest in promoting creativity and short term social interest in maximizing access
Interests of generators and users of IP
Members have clarified balance and, in one respect, amplified flexibilities in area of public health

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8
Q

Pre - TRIPS Agreement

A

WIPO-Administered Agreements

Berne Convention for the Protection of Literary and Artistic Works
Paris Convention for the Protection of Industrial Property
Several Others – about 18
Also, numerous other regional and bilateral IP protection agreements

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9
Q

THE DEVELOPMENT OF MULTILATERAL DISCIPLINES

A

Proposals that action should be taken in the GATT to control trade in counterfeit and pirated products were made by developed countries during the Tokyo Round. During the Uruguay Round, the developed countries proposed that the negotiations should not only cover trade in counterfeit and pirated goods, but also aim at developing minimum standards of protection for adoption by member countries.

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10
Q

THE DEVELOPMENT OF MULTILATERAL DISCIPLINES

A

There were several reasons behind the proposal of developed countries:
the loss of competitiveness in traditional sectors such as steel, textiles and clothing and manufactures and the changing economic activity in most developed countries.
the gradual removal of restrictions on foreign investment by a large number of developing countries; conclusion of joint ventures etc
technological advances in reproduction and imitation of products

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11
Q

THE DEVELOPMENT OF MULTILATERAL DISCIPLINES

A

Response of Developing countries:

Lukewarm response. Entertained thought that stronger protection of IP rights would lead to an increase in the prices of drugs and agricultural chemicals. Debate as to whether IP could be used as a tool for economic and social development.

THE AIDS crisis in sub-Saharan Africa highlights this problem. Should IP rights be strengthened at the expense of other policy objectives including health policy of a country?

Would stronger protection of IP encourage FDI?

Developing countries were quite worried about these problems, but nevertheless agreed to negotiations on IP. Quid pro quo?

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12
Q

THE DEVELOPMENT OF MULTILATERAL DISCIPLINES

A

It was against these concerns that the TRIPS Agreement was negotiated.

Negotiations launched in Punta del Este (Uruguay) - September 1986

Negotiations concluded towards the end of 1993

Text adopted at Marrakech (Morocco) - April 1994

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13
Q

“Incorporation” technique

A
The TRIPS Agreement builds on the main international conventions on IP rights by incorporating (by reference) most of their provisions.
To ensure coherence 
To avoid re-opening of texts
To negotiate the + elements 
To have a short but comprehensive text
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14
Q

STRUCTURE AND APPROACH OF THE TRIPS AGREEMENT

A

Basic principles and general obligations
Minimum standards of protection covering (i) the subject-matter to be protected, (ii) rights conferred; and (iii) term of protection
Domestic procedures and remedies for the enforcement of IPRs
Transitional provisions

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15
Q

STRUCTURE AND APPROACH OF THE TRIPS AGREEMENT

A

Minimal requirements/Minimum standards: Members can provide higher protection
“Shall provisions” and “may provisions”
TRIPS to be read in conjunction with certain Treaties
Each section dealing with a particular type of IP right:
Definition (if possible)
Conditions for protection
Exclusive rights
Exceptions and limitations to exclusive rights
Minimum duration of protection

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16
Q

Nature and Scope of Obligations

A

Article 1:
Members MAY provide greater protection
Members free to determine appropriate method of implementation
“Intellectual Property” refers to types of IP referred to in the Agreement

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17
Q

Beneficiaries

A
Article 1:
Treatment to be applied to nationals of other Members
Refer to relevant Conventions
Industrial Property
Copyright
Related rights
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18
Q

Basic Principles

A

The cornerstone of the TRIPS Agreement is the non-discrimination principle.

Article 3 provides for national treatment:

“[e]ach Member shall accord to the nationals of other Members treatment no less favourable than that it accords to its own nationals …”

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19
Q

Basic Principles

A

Article 4 provides for most-favoured-nation treatment:
“[w]ith regard to the protection of intellectual property, any advantage, favour, privilege or immunity granted by a Member to the nationals of any other country shall be accorded immediately and unconditionally to the nationals of all other Members…”.
Exemptions:
Treaties on judicial assistance or law enforcement of a general nature
Berne/Rome Convention advantages granted on basis of treatment granted in another country
“Related rights” not provided for under Agreement
Rights under international agreements entered into before TRIPS Agreement came into force

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20
Q

Objectives: Preamble

A

Main Elements:
Reduction of distortions and impediments to trade

Promotion of effective and adequate IPR protection

Enforcement should not lead to barriers to trade

Cater to the special needs of Developing and Least-Developed countries.

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21
Q

Objectives : Art. 7

A

PROTECTION and ENFORCEMENT of IPRs to contribute to:
Promotion of technological innovation
Transfer and dissemination of technology

To mutual advantage of PRODUCERS and USERS of technological knowledge

In manner conducive to SOCIAL and ECONOMIC welfare

To BALANCE rights and obligations

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22
Q

Objectives : Art. 8

A

Members MAY adopt measures necessary to:
Protect public health and nutrition

Promote the public interest in sectors of vital importance to socio-economic and technological development

Prevent abuse of IPRs or practices which
Unreasonably restrain trade OR
Adversely affect international transfer of technology

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23
Q

Copyright:Substantive Principles

A
Berne Convention (1971)
  Three basic principles
  National treatment
  Automatic protection
  Independence of protection
  Works protected
  Minimum standards of protection
  Permissible exceptions
  Term of protection
  Appendix
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24
Q

Copyright:Berne Convention

A

The Berne Convention for the Protection of Literary and Artistic Works was concluded in 1886, but has been revised several times. 176 States party.
Article 9(1) of the TRIPS Agreement incorporates Articles 1-21 of the Berne Convention (Paris Act 1971) and the Appendix thereto by reference.
Exception is Article 6bis dealing with moral rights on which there was no consensus among WTO Members.

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25
Copyright:NT, Automatic & Independence of Protection
National Treatment: No discrimination between nationals and foreigners Automatic protection: Protection should not be made subject to any formality of registration, deposit or the like. Independence of Protection: Enjoyment and exercise of rights granted is independent of the existence of protection in the country of origin
26
Coypright:Subject Matter
What IS protected? Art. 9(2) TRIPS and Article 2 Berne Convention All forms of “expressions ” – Every production in the literary, scientific and artistic domain, whatever the mode or form of its expression Article 10 TRIPS Computer programs - Source or object code Compilations of data - Machine-readable or other form which by reason of selection or arrangement Involve intellectual creation
27
Coypright:Subject Matter
What IS NOT protected? ``` Article 9(2) TRIPS Ideas, procedures, methods of operation or mathematical concepts - ```
28
Coypright:Exclusive Rights
Berne Convention: Right of translation Right of reproduction Right of public performance, including communication to public Right of broadcasting, including communication to public Right of public recitation Right of adaptation, arrangement and other alteration
29
Coypright:Exceptions
Berne Convention Reproduction in special cases Quotations and use of works by way of illustration for teaching purposes Reproduction of newspapers to report current events Ephemeral recordings TRIPS Agreement, Art. 13: Limitations/Exceptions to exclusive rights confined to Special cases which Do not conflict with normal exploitation Do not unreasonably prejudice legitimate interests of right holder
30
Coypright:Term of Protection
Berne Convention, Art. 7 Life of author + 50 years after death TRIPS Agreement, Art. 12: If term of protection calculated on basis OTHER than life of natural person >= 50 years from end of calendar year of authorised publication if no authorised publication within 50 years from making of work, 50 years from end of calendar year of making
31
Related Rights:Performers
Art 14. 1 TRIPS Agreement Prevent unauthorised broadcasting and communication to public of performance Prevent unauthorised fixation Prevent reproduction of fixation
32
Other Related Rights:
``` Producers of Phonograms Broadcasters Right to prohibit Fixation Reproduction of fixations Rebroadcasting ```
33
Related Rights:Exceptions and Limitations
Art. 14.6 TRIPS Agreement Refers to Rome Convention: Private Use Short excerpts for reporting current events Ephemeral fixation by broadcasting organisations for its own broadcasts Teaching or scientific research
34
Related Rights:Term of Protection
Art. 14.5 TRIPS Agreement For Performers and Phonogram producers: >= 50 years from end of calendar year in which: Fixation was made OR Performance took place For Broadcasting Organizations: >= 20 years from end of calendar year in which broadcast took place
35
Trademarks:Paris Convention
Refer to Paris Convention (1967) including Articles 4 : Priority 5. C: Use 6bis: Well-known Marks 6quinquies: Registration & eligibility for protection in countries other than country of origin 6sexies: Protection of service marks 7: Nature of goods not obstacle to registration 7bis: Registration of collective marks
36
Trademarks:Subject Matter
Article 15 : SHALL obligation Definition: Sign or combination of signs Capable of distinguishing the goods or services of one undertaking from those of other undertakings Shall be capable of constituting a TM Such signs shall be eligible for registration as TMs Factors relevant to criterion of "distinctiveness"
37
TMs (ctnued)
Art. 15(2) – other grounds Distinctiveness is the most important factor regarding TM registrability, but Art. 15(2) of TRIPs, Members not prevented from denying registrations of TMs on other grounds (eg against morality/public order (my own example), provided they do not derogate from provisions of Paris Convention.
38
Trademarks:Subject Matter
Illustrative list of signs capable of constituting a TM Inclusive List: Personal names e.g. Letters e.g. Numerals Figurative elements Combinations of colours
39
Trademarks:Registration
Additional Requirements for Registration Art. 15.1 : MAY provision Where signs are not inherently capable of such distinction, registrability may be made dependent on distinctiveness acquired through use Members may require, as a condition of registration, that signs be visually perceptible. Art. 15.3: MAY provision Where registrability is made dependent on use, actual use of a trademark shall not be a condition for filing an application for registration Note that Service marks must be protected in same way as marks distinguishing goods
40
Trademarks:Exclusive Rights
Article 16.1: What can a TM owner do? Prevent 3rd parties Using In course of trade Identical/similar signs For goods/services Identical/similar to registered trademark Likelihood of confusion Likelihood of confusion PRESUMED in case of identical sign for idential goods/services
41
Trademarks:Exceptions
Article 17 Limited exceptions to exclusive rights such as: Fair use of descriptive terms Take account of legitimate interests of: Owner 3rd Parties
42
Trademarks:Cancellation
Article 19 If use is required to maintain registration, cancellation cannot take place before three years of uninterrupted non-use Circumstances beyond control of owner recognised as legitimate, e.g. import or other government restrictions Art 20: Use of the trademark shall not be unjustifiably encumbered by special requirements, such as use with another trademark, in special form, or in a manner detrimental to its capability of being distinguished from other goods or services
43
Trademarks:Term of Protection
Article 18 Initial registration and each renewal: >= 7 years Renewable indefinitely
44
Geographical Indications:Subject Matter
``` Article 22.1 Definition: Indication Identify a good as originating in Member's territory Region or locality in that territory Quality, reputation or other characteristic of good Essentially attributable to its geographical origin ```
45
GIs
Relatively wide definition Reflected in great majority of WTO Members’ laws Only goods
46
Geographical Indications:Exclusive Rights
Article 22.2(a): Applies to ALL goods and is a SHALL provision Prevent use of any means In designation or presentation of a good Indicates/suggests Good in question originates in a geographical area Other than true place of origin Manner which misleads the public as to geographical origin of the good
47
Geographical Indications:Exclusive Rights
Article 22.2(b): Applies to ALL goods and is a SHALL provision Prevent any use Constitutes an “act of unfair competition” under Article 10bis Paris Convention (1967): “Act of competition contrary to honest practices in industrial or commercial matters”
48
Geographical Indications:Wines and Spirits
Article 23: Additional Protection ONLY for wines and spirits
49
Geographical Indications:Exceptions
Article 24: 24. 4: Continuous use 24. 5: Prior trademark rights 24. 6: Generic terms 24. 8: Use of person’s name or name of person’s predecessor in business 24. 9: No/cessation of protection in country of origin OR fallen into disuse
50
Geographical Indications:Multilateral Register-Wines
Article 23.3 & 4: Facilitate protection of GIs for wines Art. 23.4: Establishment of a multilateral system of notification and registration of Geographical Indications for wines Eligible for protection in participating Members
51
Industrial Designs:Subject Matter
Article 25.1: NO definition BUT Members SHALL provide protection: “Independently created industrial designs” Members MAY provide that NO protection: Designs dictated essentially by technical OR functional considerations
52
Industrial Designs:Conditions for Protection
Article 25.1: Independently Created New or Original Significantly differ from known designs or combinations of known designs
53
Industrial Designs:Textiles
Article 25.2: Requirements for protecting textile designs Shall not unreasonably impair opportunity to seek and obtain protection Industrial design law OR copyright law
54
Industrial Designs:Exclusive Rights
Article 26.1: ``` Right to prevent 3rd parties from Making Selling Importing Articles embodying protected design Copy/substantially a copy of protected design For commercial purposes ```
55
Industrial Designs:Exceptions
Article 26.2 Limited exceptions to exclusive rights Do not unreasonably conflict with the normal exploitation Do not unreasonably prejudice legitimate interests of Owner Taking into account legitimate interests of third parties
56
Industrial Designs:Term of Protection
Article 26.3 at least 10 years
57
Integrated Circuits:Subject Matter
Article 35: Layout-designs (topographies) of integrated circuits In accordance with Articles 2 - 7 (except Article 6(3)), Article 12 and Article 16(3) of IPIC AND to comply with additional provisions in the TRIPS Agreement
58
Integrated Circuits:Term of Protection
Article 38 - at least 10 years from Date of filing of an application for registration OR First commercial exploitation
59
Patents
Article 27.1: Members must make “patents“ available Patents must be availabe and patent rights enjoyable without discrimination as to: place of invention field of technology whether products are imported or locally produced
60
Patents: Definition
Article 27 defines “patentable subject-matter“ as: Any inventions Whether products or processes In all fields of technology
61
Patents:Conditions for Patentability
Article 27.1 specifies the conditions for patentability: New (i.e. novelty) Involve an inventive step (non-obvious) Capable of industrial application (useful)
62
Patents:Exceptions (1)
Article 27.2: Ordre Public or Morality Inventions may be excluded from patentability if: prevention of commercial exploitation of invention is necessary within Member´s territory to protect ordre public or morality Including to: protect human, animal or plant life or health avoid serious prejudice to the environment
63
Patents:Exceptions (3
Article 27.3 (b): Other Members may exclude from patentability: plants and animals and biological process May not exclude micro-organisms such as bacteria, yeast etc. May not exclude non-biological and microbiological processes: for producing plants or animals resulting in useful substances etc.
64
Patents:Exceptions
``` Debate spawned by Article 27.3(b): Biodiversity Traditional knowledge Farmers´ rights Recent progress in biotechnology and genetic engineering has raised many issues including whether compensation should be provided to traditional communities when inventions draw on knowledge existing in these communities. For centuries, parts of plants (roots, barks, leaves, flowers and fruits) have been used in some traditional communities to treat certain sicknesses such as malaria and arthritis, etc. ```
65
Relevance of Doha Ministerial Declaration
Para 12 mandates examination of: Relationship between the TRIPS Agreement and the CBD Traditional knowledge Other new developments raised under TRIPS Article 71.1 Para 12 also states that: "In undertaking this work, the TRIPS Council shall be guided by the objectives and principles set out in Articles 7 and 8 of the TRIPS Agreement and shall take fully into account the development dimension."
66
Relevance of Doha Ministerial Declaration
Para 4 of Doha Ministerial Declaration on the TRIPS Agreement and Public Health: "We agree that the TRIPS Agreement does not and should not prevent Members from taking measures to protect public health. Accordingly, while reiterating our commitment to the TRIPS Agreement, we affirm that the Agreement can and should be interpreted and implemented in a manner supportive of WTO Members' right to protect public health and, in particular, to promote access to medicines for all."
67
Relevance of Doha Ministerial Declaration
A Proposal received from a group of developing countries stresses the need to modify the TRIPS Agmt, as it contains no provisions to prevent biopiracy (illegal access and use) or ensure prior informed consent and the fair and equitable sharing of benefits.
68
Relevance of Doha Ministerial Declaration
Proposal that applicants for patents should be able to disclose source of origin of the biological resource & associated traditional knowledge; and evidence of prior informed consent and benefit-sharing. Developed countries, particularly EU, US & Japan opposed amendment of TRIPS Agmt as, in their view, there is no conflict between CBD and TRIPS. It is the view of the US that the disclosure requirements being demanded by developing countries would be incompatible with the TRIPS Agmt, as it would add a new condition which is not specified in the Agreement.
69
Patents:Exclusive Rights
Article 28:"Rights Conferred" Products: to prevent third parties not having the owner´s consent from the acts of making, using, offering for sale, selling, or importing for these purposes that product; Processes: to prevent third parties not having the owner´s consent from the acts of using the process, and from the acts of using, offering for sale, selling, or importing for these purposes at least the product obtained directly by that process.
70
Patents:Exclusive Rights
Nature of exclusive rights NEGATIVE right of the patentee to PREVENT third parties from engaging in acts without patent-holder´s authorization The patent-holder does NOT have a right to do anything he or she wants in relation to the patent!
71
Patents
Article 29: Conditions on patent applications Members shall require patent applicants to disclose invention: manner sufficiently clear and complete for invention to be carried out by man skilled in the art AND Members may require patent applicants to indicate: Best mode for carrying out the invention known to inventor
72
Patents:Exceptions
Article 30: Exceptions to Rights Conferred Members may provide limited exceptions to exclusive rights Exceptions cannot unreasonably conflict with normal exploitation of patent do not unreasonably prejudice the legitimate interests of the patent owner taking account of the legitimate interests of third parties.
73
Patents:Other Use
Article 31: Other Use Without Authorization of the Right Holder - Compulsory Licensing Without discrimination Applications to be considered on their individual merits First, an unsuccessful attempt to reach agreement... Scope and duration to be limited to purposes for which granted Licences to be non-exclusive Predominantly for supply of domestic market (F) Right holder: adequate remuneration Decisions on grant and remuneration to be subject to judicial or other independent review
74
Remember: Paragraph 6
Is addional flexibility made available to Members Has to be seen in broader context, as part of wider national/int’l action (Doha Declaration) Only applies to narrowly defined situations Facilitates imports of medicines produced under CL elsewhere Is primarily not about local production
75
Remember: Paragraph 6
Is about addressing a HEALTH problem in the importing Member And a LEGAL problem in the exporting Member
76
Amendment to WTO AGMT
Amendment to TRIPS approved by WTO Members on Dec. 6, 2005. Makes permanent a decision (“waiver”) on patents and public health 1st adopted in 2003 Makes it easier for poorer countries to obtain cheaper generics of patented medicines Enters into force when two-thirds accept. Set themselves until December 1, 2007 for that
77
Amendment WTO Agmt (ctnued
In December 2007, extended to Dec. 31, 2009, then to Dec. 2011 In Nov 2011, extended again to Dec. 2013, then to Dec. 2015 Again extended to Dec. 2017 Entered into force January 2017 As at March 2018, applies to 125 WTO Members Nov. 30, 2017, GC extended to Dec. 31, 2019
78
Types of Enforcement
Two types of “Enforcement” available under TRIPs National procedures and remedies for effective enforcement of IPRs (“Enforcement”) Mechanism for settlement of disputes between WTO Members about compliance with TRIPS obligations (“Dispute settlement”)
79
Enforcement: General
Five sections (1) General obligations; (2) Civil and administrative procedures and remedies; (3) Provisional measures; (4) Border Measures; and (5) Criminal procedures Two main objectives: To permit effective action against IPR infringement including expeditious remedies to prevent infringement deterrent remedies To avoid creation of barriers to legitimate trade and to provide for safeguards against abuse of procedures
80
Enforcement: General
General obligations Members obliged to have procedures that permit effective action against infringement, but should ensure that such procedures do not impede legitimate trade They must meet basic requirements of due process, such as being fair and equitable They should not be unduly complicated or costly, nor operating without unreasonable time-limits or delays Members must provide for judicial review
81
Enforcement: Civil and Administrative Procedures and Remedies
Civil judicial procedures to be made available to rights owners to enforce their legitimate rights Requiring the opposing party to produce relevant evidence Injunctions to prevent infringement of rights Damages to be awarded against infringers to compensate for injury as well as legal costs Forfeiture of infringing goods, and of materials and instruments used to produce them, and to their disposal or destruction
82
Enforcement: Provisional Measures
Judicial authorities should be able to order prompt and effective judicial measures to prevent: any intellectual property right being infringed the preservation of evidence relating to the alleged infringement Under certain circumstances (irreparable damage to the interests of the rights holder, the imminent destruction of evidence), measures could be taken without a prior hearing of the views of the infringer Prompt notice of action to be given thereafter to the infringer The revocation of the provisional measures if action not commenced by the rights owner at the request of the infringer Payment of compensation when provisional measures are revoked or no infringement found
83
Enforcement: Border Measures
Rights owners must be capable of obtaining the cooperation of customs authorities to suspend release of infringing goods into free circulation Application must be in writing and prima facie evidence of infringement provided to customs. Information about the subject goods to permit identification must also be provided Customs must inform the right-holder if application has been accepted and how long the measures will be taken Remedies should include destruction or disposal of the infringing goods in a way that avoids harm to the right-holder, e.g., goods may not be re-exported unaltered De minimis provision Right-owner may be required to lodge security and provide compensation when infringement is not found Alleged infringers to be promptly informed of the decision to suspend circulation of goods and provision to be made for the review of the decision Goods to be released if no follow-up action taken to the original application within 10-20 working days
84
Enforcement: Criminal Procedures
Criminal procedures and penalties should be available to deal with wilful trademark counterfeiting or copyright piracy on a commercial scale. Remedies should include imprisonment and fines sufficient to provide a deterrent Forfeiture of infringing goods, and of materials and instruments used to produce them, and to their disposal or destruction Note that under Art. 69 of the TRIPS Agreement, contact points are required to be established by Members to exchange information on trade in infringing goods, and generally promote cooperation between customs on trade in counterfeit and pirated goods
85
Transitional Arrangements
1 January 1995: Entry into force 1 January 1996: Developed countries 1 January 2000: Developing countries & Economies in Transition 1 January 2006: Least-developed countries (possibility of extension). For pharmaceutical patents, extended to 2016 (subsequently to 2033). For others, to 2013 June 2013, extended to “July 2021, or until such a date on which they cease to be LDC, whichever is earlier”