Unit 4 Flashcards
(95 cards)
What must you ensure in relation to your ability to act independently in the interests of justice? Who do you owe this duty to?
You must ensure that your ability to do act independently is not compromised.
This duty is owed to the court.
What are the outcomes that the Handbook envisages in relation to the duty to act honestly, independently and with integrity?
- Those regulated by the Bar Standards Board maintain standards of honesty, integrity and independence, and are seen as so doing.
- Those regulated by the Bar Standards Board and clients understand the obligations of honesty, integrity and independence.
What must you not do in relation to your duties to act honestly, independently and with integrity?
You must not do anything which could reasonably be seen by the public to undermine your honesty, integrity (CD3) and independence (CD4).
What does your duty to act with honesty and integrity include?
- You must not knowingly or recklessly mislead or attempt to mislead anyone.
- You must not draft any statement of case, witness statement, affidavit or other document containing: (a) any statement of fact or contention which is not supported by your client or by your instructions; (b) any contention which you do not consider to be properly arguable; (c) any allegation of fraud, unless you have clear instructions to allege fraud and you have reasonably credible material which establishes an arguable case of fraud; (d) (in the case of a witness statement or affidavit) any statement of fact other than the evidence which you reasonably believe the witness would give if the witness were giving evidence orally;
- You must not encourage a witness to give evidence which is misleading or untruthful.
- You must not rehearse, practise with or coach a witness in respect of their evidence.
- Unless you have the permission of the representative for the opposing side or of the court, you must not communicate with any witness (including your client ) about the case while the witness is giving evidence.
- You must not make, or offer to make, payments to any witness which are contingent on their evidence or on the outcome of the case.
- You must only propose, or accept, fee arrangements which are legal.
What are the examples in the handbook of things that may reasonably be seen as compromising your independence?
- Offering, promising or giving a gift (apart from items of modest value).
- The giving or receiving of entertainment at a disproportionate level may also give rise to a similar issue and so should not be offered or accepted if it would lead others reasonably to think that your independence had been compromised.
What should you consider if you are offered a gift by a current, prospective or former client, professional client or other intermediary?
You should consider carefully whether the circumstances and size of the gift would reasonably lead others to think that your independence had been compromised. If this would be the case, you should refuse to accept the gift.
Can you breach your duty of honesty and integrity by not corresponding with the other side’s legal representative?
Yes - where the other side is legally represented and you are conducting correspondence in respect of the particular matter, you are expected to correspond at all times with that other party’s legal representative – otherwise you may be regarded as breaching CD3 or Rule C9.
What kind of behaviour is likely be treated as a breach of your duty of honesty and integrity and/or your duty to maintain public confidence in the legal system?
- Breaches of certain rules in the handbook (rC8, rC9, rC10)
- criminal conduct which you are under a duty to report to the Bar Standards Board pursuant to rC65;
- seriously offensive conduct towards others;
- dishonesty;
- unlawful discrimination, victimisation or harassment
- abuse of your professional position
Is there a problem with referring to yourself as a barrister in a context where it is irrelevant?
Yes potentially: referring to your status as a barrister in a context where it is irrelevant but may influence others may constitute abuse of your professional position and thus involve a breach of CD3, CD5 and/or rC8. An example of this might be using professional notepaper in a private dispute.
Under what circumstances do you have to report promptly to the BSB?
If:
- You are charged with an indictable offence; in the jurisdiction of England and Wales or with a criminal offence of comparable seriousness
in any other jurisdiction. - Subject to the Rehabilitation of Offenders Act 1974 (as amended) you are convicted of, or accept a caution, for any criminal offence, in any
jurisdiction, other than a minor criminal offence. - You have committed serious misconduct.
What counts as a minor criminal offence?
Minor criminal offence includes:
a) an offence committed in the United Kingdom which is a fixed-penalty offence under the Road Traffic Offenders Act 1988;
b) an offence committed in the United Kingdom or abroad which is dealt with by a procedure substantially similar to that for such a fixed-penalty offence;
c) an offence whose main ingredient is the unlawful parking of a motor vehicle.
Other than reporting yourself, what should you do if you have committed serious misconduct?
Take all reasonable steps to mitigate the effects of such serious misconduct.
Do you have to disclose criminal convictions or cautions that are spent?
Not unless the Rehabilitation of Offenders Act 1974 (Exceptions) Order 1975 (SI 1975/1023) applies. However, unless the caution or conviction is immediately spent, you must notify the BSB before it becomes spent.
List the things that are included in ‘serious misconduct’. Is the list exhaustive?
- Dishonesty (CD3).
- Assault or harassment (CD3 and/or CD5 and/or CD8);
- Seeking to gain access without consent to instructions or other confidential information relating to the opposing party’s case (CD3 and/or CD5); or
- Seeking to gain access without consent to confidential information relating to another member of chambers, member of staff or pupil (CD3 and/or CD5);
- Encouraging a witness to give evidence which is untruthful or misleading (CD1 and/or CD3);
- Knowingly or recklessly misleading, or attempting to mislead, the court or an opponent (CD1 and/ or CD3); or
- Being drunk or under the influence of drugs in court (CD2 and/or CD7); or
- Failure to report promptly to the Bar Standards Board pursuant to rC65.1-rC65.5 and/or rC66 above or if;
- director’s disqualification proceedings are initiated against you;
- a director’s disqualification order is made against you;
- winding up proceedings are initiated in respect of or against you;
- you have had an administrator, administrative receiver, receiver or liquidator appointed in respect of you;
- administration proceedings are initiated in respect of or against you; - A breach of rC67 above; for example, reporting, or threatening to report, another person as a litigation tactic or otherwise abusively; or merely to please a client or any other person or otherwise for an improper motive.
- Conduct that poses a serious risk to the public.
This is not an exhaustive list.
Are barristers held to the same standard as ordinary members of the public?
No - not be viewed as “paragons of virtue” but still held to a higher standard
What might the BSB do if a barrister’s conduct in their non-professional life is incompatible with the high standards the public expects of them? Why?
Take regulatory action.
Why? -> in the public interest to do so
What two factors make it more likely that the BSB will have a regulatory interest in non-professional conduct?
- Conduct is closely related to professional practice.
- The nature of the conduct is so serious that it is capable of diminishing public trust and confidence in the barrister or the profession, regardless of the context and environment.
When is the BSB unlikely to have a regulatory interest in non-professional conduct?
Where the conduct has little or no impact on their professional practice, or on public trust and confidence in the profession.
How is ‘practising’ defined in the BSB handbook?
Broadly - It means all activities, including the business-related activities, of a practising barrister.
If a barrister is involved in personal litigation are they practicing?
No (para. 23 of guidance on non-professional conduct). Not sure what the situ is if they represent themselves…
Are chambers-related events treated as being part of a barrister’s professional life?
Most likely yes (obviously always fact-sensitive, but very likely so).
The consequences is that conduct during such events engages all the Core Duties and rules that apply to practising barristers.
Which Rules + Core Duties are likely to be most relevant to non-professional conduct?
Core Duty 5: You must not behave in a way which is likely to diminish the trust and confidence which the public places in you or in the profession.
Rule C8: You must not do anything which could reasonably be seen by the public to undermine your honesty, integrity (CD3) and independence (CD4).
What is the basic structure of the BSB’s decision-making process in determining whether it has a regulatory interest in non-professional conduct?
It asks two questions (in this order):
- Is it criminal conduct?
- Is it other conduct that still engages the BSB’s interest?
What is the first question that the BSB asks in determining whether it has a regulatory interest in non-professional conduct (outline in detail)?
Criminal Conduct
Has the barrister been:
a. Charged with an indictable offence in England and Wales;
b. Charged with a criminal offence of comparable seriousness elsewhere; or
c. Convicted of, or accepted a caution for, any criminal offence other than a minor criminal offence (subject to the Rehabilitation of Offenders Act 1974 (as amended))?