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level 6 regulation and compliance

This class was created by Brainscape user Rachel Brooker. Visit their profile to learn more about the creator.

By: Rachel Brooker
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Decks in this class (17)

REGULATORY FRAMEWORK
No deck description has yet been added by the author.
79  cards
GLOSSARY
No deck description has yet been added by the author.
94  cards
Regulatory Framework - European Regulation
No deck description has yet been added by the author.
5  cards
PRA RULEBOOK AND FCA HANDBOOK OF RULES AND GUIDANCE
No deck description has yet been added by the author.
128  cards
EXAM PAPER QUESTIONS
No deck description has yet been added by the author.
79  cards
CRYPTOASSETS
No deck description has yet been added by the author.
12  cards
CASS
No deck description has yet been added by the author.
28  cards
FCA APPROACH TO SUPERVISION
No deck description has yet been added by the author.
31  cards
Complaints
No deck description has yet been added by the author.
22  cards
REGULATORY GUIDES
No deck description has yet been added by the author.
7  cards
OTHER REGULATED SYSTEMS
No deck description has yet been added by the author.
73  cards
UK MARKET ABUSE REGULATION (MAR)
No deck description has yet been added by the author.
40  cards
MONEY LAUNDERING
No deck description has yet been added by the author.
36  cards
BRIBERY ACT
No deck description has yet been added by the author.
2  cards
DATA PROTECTION
No deck description has yet been added by the author.
11  cards
REGULATION OF MARKETS AND EXCHANGES
No deck description has yet been added by the author.
28  cards
UK REGULATORY DEVELOPMENTS
No deck description has yet been added by the author.
8  cards

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level 6 regulation and compliance

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