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  • ACC 453
    ACC 453

    ACC 453

    By: Danielle Cugliari
    Chapter 1: Assurance Services, Attestation Services and Financial Statement Audits, Chapter 2: Objective of a Financial Statement Audit, Chapter 3: Regulation of F/S Audits ...
    17
    Decks
    409
    Flashcards
    13
    Learners
  • GCSE Business Studies
    GCSE Business Studies

    GCSE Business Studies

    By: K G P
    1.1 The Purpose and Nature of Business, 1.2 Business Ownership, 1.3 Setting Business Aims and Objectives ...
    29
    Decks
    385
    Flashcards
    2
    Learners
  • SQE FLK1 - Legal Services
    SQE FLK1 - Legal Services

    SQE FLK1 - Legal Services

    By: Elysia B
    Providers of Legal Services, The Regulatory Role of the SRA, Equality Act 2010 ...
    8
    Decks
    260
    Flashcards
    1
    Learner
  • SQE 1 LEGAL SERVICES
    SQE 1 LEGAL SERVICES

    SQE 1 LEGAL SERVICES

    By: Khushi Gaur
    Legal Services Regulation in England and Wales, Solicitors Regulation Authority, Equality Act 2010 ...
    8
    Decks
    126
    Flashcards
    3
    Learners
  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    By: Jennie Acharjee
    FCA's COBS & CASS, Regulatory Environment, FSMA 2000 & Financial Services Act 2012 ...
    5
    Decks
    49
    Flashcards
    10
    Learners
  • Cemap unit 1
    Cemap unit 1

    Cemap unit 1

    By: Molly Hill
    unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation ...
    25
    Decks
    818
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    1,118
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  • A. Professional Conduct and Regulation
    A. Professional Conduct and Regulation

    A. Professional Conduct and Regulation

    By: Neil Knight
    CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct, CFP Board's Financial Planning Practice Standards, CFP Board's Disciplinary Rules and Procedures ...
    7
    Decks
    70
    Flashcards
    6
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  • CeMAP Unit 1
    CeMAP Unit 1

    CeMAP Unit 1

    By: Kripal Vaja
    Topic 1: Introducing the financial services industry, Topic 2: Economic policy and financial regulation
    2
    Decks
    62
    Flashcards
    4
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  • CISI Introduction to S&I - Introduction
    CISI Introduction to S&I - Introduction

    CISI Introduction to S&I - Introduction

    By: Penelope Haddon
    1.1 Financial Services - Introduction, 1.2 Financial Services - Professional & Retail Business, 1.3 Financial Services - Participants ...
    8
    Decks
    44
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    4
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  • Legal Services
    Legal Services

    Legal Services

    By: El S
    Unit 1 Regulatory framework for solicitors, Unit 2 Financial services, Unit 3 Money laundering ...
    4
    Decks
    80
    Flashcards
    1
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  • Financial Accounting 1
    Financial Accounting 1

    Financial Accounting 1

    By: Dominique Higgins
    Lecture 1-2 (What is accounting and who needs it?), Lecture 2-3 (The accounting equation), Lecture 5-6 (Financial statements from the accounting equation) ...
    18
    Decks
    331
    Flashcards
    11
    Learners
  • Paraplanning and Financial Administration - CertPFA
    Paraplanning and Financial Administration - CertPFA

    Paraplanning and Financial Administration - CertPFA

    By: Thomas Caldwell
    Functions Of UK Financial Services, Intermediation, Risk Management ...
    8
    Decks
    60
    Flashcards
    9
    Learners
  • ICAS TC Finance
    ICAS TC Finance

    ICAS TC Finance

    By: Mario Polycarpides
    Module 1 Internal Finance Strategy, Module 2 Sources of Finance, Module 3 Share and Loan Capital ...
    14
    Decks
    224
    Flashcards
    17
    Learners
  • Legal Services
    Legal Services

    Legal Services

    By: Sim S
    Regulatory Role of the SRA, Principles and Risk-Based Regulation, Reserved Legal Activities ...
    21
    Decks
    255
    Flashcards
    1
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  • CeMap 1 (2019-2020)
    CeMap 1 (2019-2020)

    CeMap 1 (2019-2020)

    By: boo Boo
    Topic 1 - Introducing the financial services industry, Topic 2 - Economic policy and financial, Topic 3 - UK taxation Flashcards ...
    24
    Decks
    831
    Flashcards
    1
    Learner
  • R01
    R01

    R01

    By: Liam Demaine
    Industry Overview, Serving The Retail Customer, Laws and Legal Concepts ...
    5
    Decks
    153
    Flashcards
    1
    Learner
  • SQE1 - Legal Services
    SQE1 - Legal Services

    SQE1 - Legal Services

    By: Al C
    1. Regulatory Role of the SRA, 2. Funding of Legal Services, 3. Equality Act 2010 ...
    5
    Decks
    138
    Flashcards
    1
    Learner
  • International Certificate in Wealth and Investment Management
    International Certificate in Wealth and Investment Management

    International Certificate in Wealth and Investment Management

    By: Scott Thorne
    The Financial Services Industry
    1
    Decks
    15
    Flashcards
    5
    Learners
  • CLU - 311
    CLU - 311

    CLU - 311

    By: Evan Shifley
    Chapter 1, Chapter 2, Chapter 3 ...
    20
    Decks
    440
    Flashcards
    5
    Learners
  • Professional Conduct
    Professional Conduct

    Professional Conduct

    By: joel ng
    Solicitor Accounts, Accounting for Property, Accounting for VAT ...
    5
    Decks
    104
    Flashcards
    5
    Learners
  • Legal services
    Legal services

    Legal services

    By: Michael Knee-Robinson
    Regulatory Framework For Solicitors, Financial Services, Money Laundering And Proceeds Of Crime Act 2002 ...
    4
    Decks
    58
    Flashcards
    1
    Learner
  • Business
    Business

    Business

    By: Peter Oliver
    Income And Expenditure, Impact Of Organisations, Economic Growth ...
    29
    Decks
    509
    Flashcards
    3
    Learners
  • F105
    F105

    F105

    By: Nhlanhla Mkhabla
    Chapter 2 and 3, Chapter 23, Chapter 4: Specialist asset classes ...
    21
    Decks
    473
    Flashcards
    10
    Learners
  • UK Regulation and Professional Integrity
    UK Regulation and Professional Integrity

    UK Regulation and Professional Integrity

    By: joshua hale
    Glossary, Chapter 1 The UK Financial Services Sector, Chapter 2 UK Financial Services and Consumer Relationships ...
    12
    Decks
    148
    Flashcards
    9
    Learners
  • CM APC Questions
    CM APC Questions

    CM APC Questions

    By: Curtis Morgan
    Case Study Q&A, Mock Questions, Need To Knows ...
    22
    Decks
    458
    Flashcards
    1
    Learner
  • Legal Service
    Legal Service

    Legal Service

    By: C T
    Unit 1: Introduction, Unit 2: Financial Services, Unit 3: Money Laundering and POCA ...
    4
    Decks
    134
    Flashcards
    1
    Learner
  • Legal System of England and Wales
    Legal System of England and Wales

    Legal System of England and Wales

    By: Eleanor Fellows
    Chp1 - Court structure of England and Wales, Chapter 2 - Sources of Law (Primary Legislation), Chapter 4: Sources of law (case law) ...
    8
    Decks
    258
    Flashcards
    1
    Learner
  • OLFP 101 - Introduction To Financial Planning
    OLFP 101 - Introduction To Financial Planning

    OLFP 101 - Introduction To Financial Planning

    By: Manish Sinha
    Credit And Debt Management, Economic Concepts, Financing Asset Acquisition ...
    7
    Decks
    92
    Flashcards
    1
    Learner
  • Advanced Accounting!
    Advanced Accounting!

    Advanced Accounting!

    By: andrew sauer
    1 Equity Method of Accounting for Investments, Chapter 8 Process Costing Cost Acctg, 2. Consolidation of Financial Information ...
    12
    Decks
    174
    Flashcards
    17
    Learners
  • Business Summer Test 2023
    Business Summer Test 2023

    Business Summer Test 2023

    By: Cassie Sheehy
    Financial Services, Protecting The Consumer 12
    2
    Decks
    33
    Flashcards
    1
    Learner

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