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Yaeger FAR > 9D 8-K, 10K, ASC contents > Flashcards

9D 8-K, 10K, ASC contents Flashcards

0
Q

Information included in an 8-K:

Item 1.02, Termination of a Material Definitive…

A

Agreement

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1
Q

Information included in an 8-K:

Item 1.01 entry into a material definitive…

A

Agreement

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2
Q

Information included in an 8-K:

Item 1.03 Bankruptcy or…

A

Receivership

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3
Q

Information included in an 8-K:

Item 1.04 Mine Safety reporting of shutdowns and patterns of…

A

Violations

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4
Q

Information included in an 8-K:

Item 2.01 Completion of Acquisitions or Disposition of…

A

Assets

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5
Q

Information included in an 8-K:

Item 2.02 Results of Operations and Financial…

A

Condition

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6
Q

Information included in an 8-K:

Item 2.03 Creation of a Direct Financial Obligations or an Obligation Under an Off-Balance Sheet Arrangement of a…

A

Registrant

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7
Q

Information included in an 8-K:

Item 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation Under an Off Balance Sheet…

A

Arrangement

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8
Q

Information included in an 8-K:

Item 2.05 Costs Associated with Exit or Disposal…

A

Activities

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9
Q

Information included in an 8-K:

Item 2.06 Material…

A

Impairments

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10
Q

Information included in an 8-K:

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of…

A

Listing

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11
Q

Information included in an 8-K:

Item 3.02 Unregistered Sales of Equity…

A

Securities

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12
Q

Information included in an 8-K:

Item 3.03 Material Modification to Rights of Security…

A

Holders

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13
Q

Information included in an 8-K:

Item 4.01 Changes in Registrant’s Certifying…

A

Accountant

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14
Q

Information included in an 8-K:

Item 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Reports or Completed Interim…

A

Review

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15
Q

Information included in an 8-K:

Item 5.01 Changes in Control of…

A

Registrant

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16
Q

Information included in an 8-K:

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers and Compensatory Arrangement of Certain…

A

Officers

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17
Q

Information included in an 8-K:

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal…

A

Year

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18
Q

Information included in an 8-K:

Item 5.04 Temporary Suspension of Trading Under Registrant’s Employee Benefit…

A

Plans

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19
Q

Information included in an 8-K:

Item 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of…

A

Ethics

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20
Q

Information included in an 8-K:

Section 5.06 Change in Shell Company…

A

Status

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21
Q

Information included in an 8-K:

Item 5.07 Submission of Matters to a Vote of Security…

A

Holders

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22
Q

Information included in an 8-K:

Item 5.08 shareholder director…

A

Nominations

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23
Q

Information included in an 8-K:

Item 6.01 ABS Information and Computational…

A

Material

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24
Q

Information included in an 8-K:

Item 6.02 Change of Servicer or…

A

Trustee

25
Q

Information included in an 8-K:

Item 6.03 Change in Credit Enhancement or Other External…

A

Support

26
Q

Information included in an 8-K:

Item 6.04 Failure to Make a Required…

A

Distribution

27
Q

Information included in an 8-K:

Item 6.05 Securities Act Updating…

A

Disclosure

28
Q

Information included in an 8-K:

Item 7.01 Regulation FD…

A

Disclosure

29
Q

Information included in an 8-K:

Item 8.01 Other…

A

Events

30
Q

Information included in an 8-K:

Item 9.01 Financial Statements and…

A

Exhibits

31
Q

10-K sections:

First 3 sections in the first part of the 10-K

A

1 business

2 Risk Factors

3 unresolved staff comments

32
Q

10-K sections:

Second 3 sections in the first part of the 10-K

A

1 properties

2 Legal Proceedings

3 Mine Safety Disclosures

33
Q

10-K sections: Part II

Market for Registrants, common equity and related shareholder matters and issuer purchases of equity matter…

A

Securities

34
Q

10-K sections: Part II

Selected financial…

A

Data

35
Q

10-K sections: Part II

Management’s discussion and analysis of financial condition and results of…

A

Operations

36
Q

10-K sections: Part II

Quantitative and qualitative disclosures about market…

A

Risk

37
Q

10-K sections: Part II

Financial statements and supplementary…

A

Data

38
Q

10-K sections: Part II

Changes in and disagreement with accountants on accounting and financial…

A

Disclosures

39
Q

10-K sections: Part II

Controls and…

A

Procedures

40
Q

10-K sections: Part II

Other info (form 8-K) 4th quarter…

A

Information

41
Q

10-K sections: Part III

Directors and Executive officers and corporate governance (may be…

A

Omitted)

42
Q

10-K sections: Part III

Executive compensation (may be omitted, only if asset backed security…

A

Issuer)

43
Q

10-K sections: Part III

Security ownership of certain beneficial owners, management and related shareholder…

A

Matters

44
Q

10-K sections: Part III

Certain relationships, director and related transactions (may be…

A

Omitted)

45
Q

10-K sections: Part III

Principal accounting fees and…

A

Services

46
Q

10-K sections: Part IV

Exhibits, financial statement…

A

Schedules

47
Q

10-K sections: Other

Substitute information to be…

A

Included

48
Q

Research Component ASC topic 200 series:

Presentation

205 Presentation of Financial…

A

Statements

49
Q

Research Component ASC topic 200 series:

Presentation
210 Balance…

A

Sheet

50
Q

Research Component ASC topic 200 series:

Presentation
215 Statement of Shareholder…

A

Equity

51
Q

Research Component ASC topic 200 series:

Presentation
220 Comprehensive…

A

Income

52
Q

Research Component ASC topic 200 series:

Presentation
Income…

A

Statement

53
Q

Research Component ASC topic 200 series:

Presentation
230 Statement of Cash…

A

Flows

54
Q

Research Component ASC topic 200 series:

Presentation
235 Notes to Financial…

A

Statements

55
Q

Research Component ASC topic 200 series:

Presentation

250 Accounting Changes and Error…

A

Corrections

56
Q

Research Component ASC topic 200 series:

Presentation
255 Changing…

A

Prices

57
Q

Research Component ASC topic 200 series:

Presentation
260 Earnings Per…

A

Share

58
Q

Research Component ASC topic 200 series:

Presentation
270 Interim…

A

Reporting

59
Q

Research Component ASC topic 200 series:

Presentation
275 Risks and…

A

Uncertainties

60
Q

Research Component ASC topic 200 series:

Presentation
280 Segment…

A

Reporting

Yaeger FAR (59 decks)

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