Asset Manager Code of Professional Conduct Flashcards
1
Q
The ethical responsibilities related to the Code are
A
The ethical responsibilities related to the Code are:
- Always act ethically and professionally;
- Act in the best interest of the client;
- Act in an objective and independent manner;
- Perform actions using skill, competence, and diligence;
- Communicate accurately with clients on a regular basis; and
- Comply with all legal and regulatory requirements.
