Chapter 13 Flashcards

(5 cards)

0
Q

Sichtweise der Regulierten

A

Compliance

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1
Q

Sichtweise der Regulierer

A

Corporate Governance

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2
Q

Ziele des Compliance

A
  1. Risikominderung
  2. Effizienzsteigerung
  3. Effektivitätssteigerung
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3
Q

Risikomanagement i.e.S

A
  1. Risikoidentifikation
  2. Risikoanalyse & Bewertung
  3. Risikosteuerung
  4. Risikocontrolling & Dokumentation
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4
Q

Risikomanagement i.w.S

A
  1. Interne Revision
  2. Früherkennung
  3. Controlling
  4. Risikomanagement i.e.S <-zentral!
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