consumer duty Flashcards

(7 cards)

1
Q

Who is in the consumer duty forum?

A

Fabrizio arigola, hardeep Chana, Sarah halliwell?

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
2
Q

4 pillars of consumer duty ?

A

Products and services, price and fair value, Consumer Support and Consumer understanding

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
3
Q

3 crosscutting rules

A

act in good faith, avoid forseeable harm, enable and support customers to achieve financial objectives

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
4
Q

overarching rule

A

a firm must act to deliver good outcomes for retail customers

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
5
Q
A
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
6
Q
A
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
7
Q
A
How well did you know this?
1
Not at all
2
3
4
5
Perfectly