Portfolio Flashcards
(63 cards)
What are the rules for the GLCE portfolios?
Minimum 7 sectors
Minimum 25 holdings (soon to be 40)
Minimum 9 core stocks
Max 30% one sector
Max 10% by value in any one stock
a portfolio should have no more than 50% and no less than 20% in growth style
Max sector allowance
30%
Minimum market cap for model
$6billion and be listed on major developed market
Minimum market cap for not covered / monitored investment
$20Billion or £10bn FTSE 100
minimum investment into GLCE
£70k
Max equity allocation for cautious mandate?
40%
which AIA correlates to a medium NATR
Balanced or Steady Growth
Minimum Fixed income requirement for Cautious mandate?
50% of total portfolio has to be in FI and that equates to £35,000 (for min £70k investment)
When is an investment manager required to complete a DDQ?
When an IM wants to hold a stock that isn’t on the buy list. It will have to have min $20bn market cap if not on covered list and £10bn FTSE100
what are the four main themes?
Technological advancement, Demographics and Consumer Preferences, Infrastructure Renewal, Climate Change
Name two stocks that meet the Cloud, Data & AI sub theme?
- Alphabet
- ASML
- Microsoft
- AJ Gallagher
- Experian
6.MSCI - NVIDIA
8.RELX
Name three companies that play to the electrification of transport?
- Infineon
- Schneider Electric
Name the 12 CORE stocks
1.Alphabet
2.ASML
3.Amazon
4. Microsoft
5. Costco
6. P&G
7. Canadian Pacific
8. United health
9.Linde
10.Danaher
11. Schneider Electric
12. Essilor Luxxotica
name two killik covered stocks in the utilities sector
- American Waterworks
- E.ON
- National Grid
- NextEra Energy
- SSE
(orsted been removed)
3 growth buckets model portfolio fits into?
Defensive, Fast and cyclical growth
Name an insurance business covered by killik?
- AJG
- Prudential
- United Health
FX charges?
0.5% for trades under £30,000 and 0.35% thereafter (changing to 0.35% flat rate)
Name the 11 sectors
- IT
- consumer staples
- consumer discretionary
- industrials
- utilities
- Financials
- Communication
- Energy
- Real estate
- Health care
- Materials
name 4 cyclical sectors
- Financials
- Industrials
- Materials
- Technology
Name 3 defensive sectors
- utilities
- consumer staples
- Healthcare
3 fast growth sectors?
- Technology
- Communications
- Consumer discretionary
How is ESG measured on the research tool?
ESG is sustainanalytics - ESG score
The ESG score is an internally derived score based on an assessment on the company’s ESG performance.
The inputs are a number of third party ESG metrics, which are then used to determine a score
it is a 1-5 scale where 1 is negative for sustainability and 5 is positive for sustainability
in order to score 4 or 5 the company has to have a positive impact on sustainability through its products or services and immaterial exposure to negative impacts on sustainability.
What is systemic risk?
risk that is inherent to the entire market, attributable to a mix of factors including economic, socio-political and market-related events. CANNOT BE eliminated by diversification.
unsystematic risk
company or industry related risk that could trigger a collapse. can be reduced through diversification.
