Standard III(B)

Question 1

what is Standard III(B)

Answer 1

Duties to Clients - fair dealing

Question 2

explain standard III(B)

Answer 2

Members and Candidates must deal fairly and objectively with all clients when providing investment analysis, making investment recommendations, taking investment action, or engaging in other professional activities.

Question 3

objective of standard III(B)

Answer 3

treat all clients fairly in disseminating recommendations, making changes and taking investment action

Question 4

what does “fairly” mean

Answer 4

recognizes unique client needs, criteria, and objectives