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Learn Financial Regulation

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  • CISI Financial Planning & Advice
    CISI Financial Planning & Advice

    CISI Financial Planning & Advice

    By: Tom Simpson
    1 : 1 - Introduction, 1 : 2 - The Role of Insurance, 1 : 3 - Life Assurance, Pension Policies and Employer-Based Policies ...
    34
    Decks
    1,016
    Flashcards
    86
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  • R01 2023
    R01 2023

    R01 2023

    By: Chelsee de Niet
    The UK financial Services Industry, Serving The Retail Customer, Laws And Legal Concepts Relevant To Financial Advice ...
    12
    Decks
    292
    Flashcards
    19
    Learners
  • CFP Course Prep 1
    CFP Course Prep 1

    CFP Course Prep 1

    By: Kathryn O'Connell
    Economic Concepts, The Financial Planning Process, CFP Ethics and Conduct ...
    15
    Decks
    794
    Flashcards
    2
    Learners
  • Company Accounting
    Company Accounting

    Company Accounting

    By: Summer Smyth
    1. Nature & Regulation of Companies and Their Operations, 2. Accounting for Income Tax, 3. Disclosures ...
    11
    Decks
    534
    Flashcards
    55
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  • CeMAP 1 Flashcards 2024
    CeMAP 1 Flashcards 2024

    CeMAP 1 Flashcards 2024

    By: Callum Reid
    CeMAP1 Mock 1, CeMAP 1 Unit 1 Mock, CeMAP 1 Unit 2 Mock ...
    5
    Decks
    172
    Flashcards
    43
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  • CeMAP 1 (Unit one)
    CeMAP 1 (Unit one)

    CeMAP 1 (Unit one)

    By: Grace Barritt
    Topic 1 (The Financial Services Industry), Topic 10 (Pension Products), Topic 9 (Tax Wrappers) ...
    16
    Decks
    635
    Flashcards
    302
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  • Exam 6
    Exam 6

    Exam 6

    By: Steve Giusti
    Odomorik 1-9, Odomorik 11, Odomorik 12: Five-Year Historical Data ...
    51
    Decks
    906
    Flashcards
    34
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  • CeMap 1
    CeMap 1

    CeMap 1

    By: Lucy Russell
    TOPIC 1 - Introducing the financial services industry, TOPIC 2 - Economic policy and financial regulation, TOPIC 4 - UK taxation II ...
    25
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    531
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    51
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  • Series 79
    Series 79

    Series 79

    By: Ryuk Byun
    Data Collection, Public and Private Offerings, Underwriting ...
    9
    Decks
    259
    Flashcards
    44
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  • Y2 A Level Economics
    Y2 A Level Economics

    Y2 A Level Economics

    By: Karen Pugh
    Microeconomics- Unit 3.1 Business Objectives, Microeconomics 3.2 Costs and Revenue, Market Structure-4.1 Perfect Competition ...
    15
    Decks
    457
    Flashcards
    40
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  • RFBT
    RFBT

    RFBT

    By: Fair Anthonie Chaclag
    Corporation Law, Cooperative Law, Ease of Doing Business ...
    29
    Decks
    1,456
    Flashcards
    219
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  • A Mortgage Loan Originator
    A Mortgage Loan Originator

    A Mortgage Loan Originator

    By: Delia Archer
    SAFE Act: Vocabulary, ☑️ Chapter 1: Mortgage Lending Overview, ☑️ Chapter 2: The Mortgage Lending Process ...
    18
    Decks
    1,978
    Flashcards
    135
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  • CFP
    CFP

    CFP

    By: Jeff Pratt
    General Financial Planning Principles, Professional Conduct, and Regulation., Psychology Of Financial Planning Psychology of financial planning, Formulas & Calculations ...
    17
    Decks
    695
    Flashcards
    3
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  • Cemap1 unit 1 and 2
    Cemap1 unit 1 and 2

    Cemap1 unit 1 and 2

    By: Keesha Anderson
    1. Introduction to financial services, 2. Economic Policy and financial regulation, 3. UK Taxation 1 ...
    25
    Decks
    334
    Flashcards
    66
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  • R01 Study
    R01 Study

    R01 Study

    By: Simon Large
    Chapter One: The UK Financial Services Industry: An Overview, Chapter Two: Serving the Retail Customer, Chapter Three: Laws & Legal Concepts ...
    11
    Decks
    301
    Flashcards
    21
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  • JM CeMap 2
    JM CeMap 2

    JM CeMap 2

    By: Joel Mitchell
    Topic 1 - Property & Mortgage Markets, Topic 2 - Types of borrower, Topic 3 - Mortgage Regulation ...
    29
    Decks
    588
    Flashcards
    20
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  • R01 2023
    R01 2023

    R01 2023

    By: Jay Ngo
    5 - Understand the financial regulator's responsibilities and approach to regulations, 7 Core Regulatory Principles and Rules, 2 - Serving the Retail Customer ...
    11
    Decks
    537
    Flashcards
    4
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  • Ethics, Professional Conduct and Client Care
    Ethics, Professional Conduct and Client Care

    Ethics, Professional Conduct and Client Care

    By: Sim S
    Regulators, SRA Standards and Regulations, Maintaining Trust and Acting Fairly ...
    25
    Decks
    364
    Flashcards
    1
    Learner
  • CPA FAR
    CPA FAR

    CPA FAR

    By: Angelica Robledo
    Accounting Changes, Far, Regulation ...
    64
    Decks
    1,327
    Flashcards
    34
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  • A2 - Intermediate Financial Accounting
    A2 - Intermediate Financial Accounting

    A2 - Intermediate Financial Accounting

    By: Mabs Academy
    Regulation, presentation and preparation, Non-current Assets, Intangible Assets ...
    22
    Decks
    326
    Flashcards
    2
    Learners
  • MR CUMMISKY ECONOMICS
    MR CUMMISKY ECONOMICS

    MR CUMMISKY ECONOMICS

    By: Misia Maffei Mercalli
    MACROECONOMICS, Inflation, Unemployment ...
    18
    Decks
    308
    Flashcards
    3
    Learners
  • CFP Prep Exam
    CFP Prep Exam

    CFP Prep Exam

    By: William Graham
    HIGH 5 General Principles of Financial Planning, High 5 Investment Planning 17% (29 Questions), High 5 Tax Planning ...
    12
    Decks
    563
    Flashcards
    4
    Learners
  • Internal Concour Prompts
    Internal Concour Prompts

    Internal Concour Prompts

    By: Giacomo Migliore
    History, Case-law, EU Treaties ...
    33
    Decks
    832
    Flashcards
    8
    Learners
  • Adm. Law and Market Regulation
    Adm. Law and Market Regulation

    Adm. Law and Market Regulation

    By: N.K.N. Eisha
    Week 1A: Introduction to Market Regulation, Week 1B: Public and Private Interest Theories of Regulation, Week 2A Public vs. Private Regulators ...
    14
    Decks
    300
    Flashcards
    1
    Learner
  • Accounting Theory
    Accounting Theory

    Accounting Theory

    By: Summer Smyth
    1. Introduction to financial accounting theory, 8., 9. ...
    12
    Decks
    200
    Flashcards
    62
    Learners
  • International Introduction to Investment
    International Introduction to Investment

    International Introduction to Investment

    By: Jade Hahn
    The Financial Services Sector, The Economic Environment, Financial Assets ...
    9
    Decks
    746
    Flashcards
    3
    Learners
  • General Principle Topics
    General Principle Topics

    General Principle Topics

    By: Madison M
    The Financial Planning Process, Financial Statements and Cash Flow, Time Value of Money ...
    9
    Decks
    232
    Flashcards
    2
    Learners
  • CIMA BA1
    CIMA BA1

    CIMA BA1

    By: Ben Portlock
    Business Organisations, Stakeholders, Shareholders ...
    23
    Decks
    428
    Flashcards
    27
    Learners
  • NEBOSH NGC1 Element 1: Foundations in Health and Safety
    NEBOSH NGC1 Element 1: Foundations in Health and Safety

    NEBOSH NGC1 Element 1: Foundations in Health and Safety

    By: Adam Harries
    1.1 The Scope and Nature of Occupational Health and Safety, Nobosh NGC2, Nebosh NGC2 ...
    8
    Decks
    120
    Flashcards
    324
    Learners
  • A311 Actuarial Risk Management (2020) - Contact on Linkedin for access
    A311 Actuarial Risk Management (2020) - Contact on Linkedin for access

    A311 Actuarial Risk Management (2020) - Contact on Linkedin for access

    By: Andrich Viljoen
    Ch 0: Introduction, Ch 1: Actuarial Advice, Ch 2: The external environment ...
    42
    Decks
    938
    Flashcards
    209
    Learners

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