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Learn Financial Regulation

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  • CeMap
    CeMap

    CeMap

    By: space man
    Unit 1 Topic 1 - Introducing the financial services industry, Unit 1 Topic 2 - Economic policy and financial regulation, Unit 1 Topic 3 - UK taxation I ...
    25
    Decks
    781
    Flashcards
    628
    Learners
  • CeMAP 2 & CeMAP 3
    CeMAP 2 & CeMAP 3

    CeMAP 2 & CeMAP 3

    By: James S
    Topic 1 - Property and mortgage markets, Topic 2 - Types of Borrower, Topic 3: Mortgage Regulation ...
    32
    Decks
    1,212
    Flashcards
    51
    Learners
  • Y2 A Level Economics
    Y2 A Level Economics

    Y2 A Level Economics

    By: Karen Pugh
    Microeconomics- Unit 3.1 Business Objectives, Microeconomics 3.2 Costs and Revenue, Market Structure-4.1 Perfect Competition ...
    15
    Decks
    457
    Flashcards
    39
    Learners
  • Company Accounting
    Company Accounting

    Company Accounting

    By: Summer Smyth
    1. Nature & Regulation of Companies and Their Operations, 2. Accounting for Income Tax, 3. Disclosures ...
    11
    Decks
    534
    Flashcards
    55
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  • SQE 1 Flashcards (FLK 1 & FLK 2)
    SQE 1 Flashcards (FLK 1 & FLK 2)

    SQE 1 Flashcards (FLK 1 & FLK 2)

    By: Jonathan Powell
    Criminal Practice (Police Powers), Criminal Practice (Police Advice), Criminal Practice (First Hearing & Bail) ...
    60
    Decks
    4,440
    Flashcards
    79
    Learners
  • Series 79
    Series 79

    Series 79

    By: Ryuk Byun
    Data Collection, Public and Private Offerings, Underwriting ...
    9
    Decks
    259
    Flashcards
    44
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  • R01 2023
    R01 2023

    R01 2023

    By: Chelsee de Niet
    The UK financial Services Industry, Serving The Retail Customer, Laws And Legal Concepts Relevant To Financial Advice ...
    12
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    292
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    18
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  • Cemap unit 1
    Cemap unit 1

    Cemap unit 1

    By: Molly Hill
    unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation ...
    25
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    818
    Flashcards
    1,118
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  • CFP Flash Cards
    CFP Flash Cards

    CFP Flash Cards

    By: Justin Deni
    Financial Planning Principals, General Principals, Time Value Of Money ...
    13
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    1,168
    Flashcards
    1
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  • CeMap 1
    CeMap 1

    CeMap 1

    By: Lucy Russell
    TOPIC 1 - Introducing the financial services industry, TOPIC 2 - Economic policy and financial regulation, TOPIC 4 - UK taxation II ...
    25
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    531
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    62
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  • JM CeMap 2
    JM CeMap 2

    JM CeMap 2

    By: Joel Mitchell
    Topic 1 - Property & Mortgage Markets, Topic 2 - Types of borrower, Topic 3 - Mortgage Regulation ...
    29
    Decks
    588
    Flashcards
    24
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  • Management
    Management

    Management

    By: Bethany Ferry
    Financial management, Project Management, Regulations, Requirements & responsibilities
    3
    Decks
    44
    Flashcards
    6
    Learners
  • A Mortgage Loan Originator
    A Mortgage Loan Originator

    A Mortgage Loan Originator

    By: Delia Archer
    SAFE Act: Vocabulary, ☑️ Chapter 1: Mortgage Lending Overview, ☑️ Chapter 2: The Mortgage Lending Process ...
    18
    Decks
    1,978
    Flashcards
    154
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  • R01 Study
    R01 Study

    R01 Study

    By: Simon Large
    Chapter One: The UK Financial Services Industry: An Overview, Chapter Two: Serving the Retail Customer, Chapter Three: Laws & Legal Concepts ...
    11
    Decks
    301
    Flashcards
    22
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  • General Principle Topics
    General Principle Topics

    General Principle Topics

    By: Madison M
    The Financial Planning Process, Financial Statements and Cash Flow, Time Value of Money ...
    9
    Decks
    232
    Flashcards
    2
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  • Cemap1 unit 1 and 2
    Cemap1 unit 1 and 2

    Cemap1 unit 1 and 2

    By: Keesha Anderson
    1. Introduction to financial services, 2. Economic Policy and financial regulation, 3. UK Taxation 1 ...
    25
    Decks
    334
    Flashcards
    66
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  • CeMAP 1 (Unit one)
    CeMAP 1 (Unit one)

    CeMAP 1 (Unit one)

    By: Grace Barritt
    Topic 1 (The Financial Services Industry), Topic 10 (Pension Products), Topic 9 (Tax Wrappers) ...
    16
    Decks
    635
    Flashcards
    304
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  • R01 2023
    R01 2023

    R01 2023

    By: Jay Ngo
    5 - Understand the financial regulator's responsibilities and approach to regulations, 7 Core Regulatory Principles and Rules, 2 - Serving the Retail Customer ...
    11
    Decks
    537
    Flashcards
    4
    Learners
  • SBR ACCA
    SBR ACCA

    SBR ACCA

    By: Matthew Kane-Simmons
    Part A: Fundamental Ethical And Professional Principles, IFRS & IAS, Part C5-11: Reporting The Financial Performance Of Entities ...
    8
    Decks
    356
    Flashcards
    54
    Learners
  • Exam 6
    Exam 6

    Exam 6

    By: Steve Giusti
    Odomorik 1-9, Odomorik 11, Odomorik 12: Five-Year Historical Data ...
    51
    Decks
    906
    Flashcards
    34
    Learners
  • CIMA BA1
    CIMA BA1

    CIMA BA1

    By: Ben Portlock
    Business Organisations, Stakeholders, Shareholders ...
    23
    Decks
    428
    Flashcards
    29
    Learners
  • CISI International Certificate in Wealth & Investment Management
    CISI International Certificate in Wealth & Investment Management

    CISI International Certificate in Wealth & Investment Management

    By: kes walker
    Chapter 1: The Financial Services Sector, Chapter 2: Industry Regulation, Chapter 3: Asset Classes ...
    4
    Decks
    123
    Flashcards
    44
    Learners
  • Accounting Theory
    Accounting Theory

    Accounting Theory

    By: Summer Smyth
    1. Introduction to financial accounting theory, 8., 9. ...
    12
    Decks
    200
    Flashcards
    62
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  • CPA FAR
    CPA FAR

    CPA FAR

    By: Angelica Robledo
    Accounting Changes, Far, Regulation ...
    64
    Decks
    1,327
    Flashcards
    34
    Learners
  • RFBT
    RFBT

    RFBT

    By: Fair Anthonie Chaclag
    Corporation Law, Cooperative Law, Ease of Doing Business ...
    29
    Decks
    1,456
    Flashcards
    244
    Learners
  • Macroeconomics Booklet 4
    Macroeconomics Booklet 4

    Macroeconomics Booklet 4

    By: User 4523
    Definitions, Money, Money Supply ...
    8
    Decks
    73
    Flashcards
    1
    Learner
  • 2018 CFP
    2018 CFP

    2018 CFP

    By: Ben Gurley
    General Financial Planning Principles, Conduct and Regulations, High 5 - General Financial Planning, General Review ...
    10
    Decks
    1,182
    Flashcards
    14
    Learners
  • CAIB 4
    CAIB 4

    CAIB 4

    By: Jazmin Dobson, CAIB Honours
    Chapter 1 - Planning, Chapter 2 - Organizing, Chapter 3 - Human Resources ...
    10
    Decks
    187
    Flashcards
    339
    Learners
  • CFP
    CFP

    CFP

    By: Jeff Pratt
    General Financial Planning Principles, Professional Conduct, and Regulation., Psychology Of Financial Planning Psychology of financial planning, Formulas & Calculations ...
    17
    Decks
    695
    Flashcards
    4
    Learners
  • IMC Chapter 3
    IMC Chapter 3

    IMC Chapter 3

    By: Emily Havers
    MiFID/ MiFID II/ MiFIR, UCITS Directive/ AIFMD/ Additional, UK Regulation ...
    19
    Decks
    340
    Flashcards
    17
    Learners

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