This class was created by Brainscape user Emily Havers. Visit their profile to learn more about the creator.

Flashcard maker: Emily Havers

Decks in this class (19)

MiFID/ MiFID II/ MiFIR
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32  cards
UCITS Directive/ AIFMD/ Additional
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30  cards
UK Regulation
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49  cards
Regulation of Pension Funds
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10  cards
FCA Objectives and High Level Standards
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30  cards
Regulation of Investment Exchanges
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23  cards
FCA Business Standards
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21  cards
Client Agreements
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25  cards
Identifying Client Needs
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4  cards
Dealing and Managing
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6  cards
Use of dealing comission
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7  cards
Investment research
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5  cards
Packaged products
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4  cards
Reporting
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5  cards
Client Assets Source Book CASS
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6  cards
Client Money rules
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4  cards
FCA Supervision and Redress
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15  cards
Financial Crime
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39  cards
From Book
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25  cards

More about IMC Chapter 3

  • Class purpose General learning

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