Incidents and Investigations Flashcards

(38 cards)

1
Q

What does SAUE stand for?

A

Significant Accidental or Unintended Exposure

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2
Q

What must the employer do if they belive a SAUE event has occured?

A

Report it to the CQC, following IRMER guidance.

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3
Q

What is an accidental exposure?

A

An exposure when no exposure of any kind was intended.

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4
Q

What is an unintended exposure?

A

An exposure when an exposure was intended, but the incorrect one was delivered.

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5
Q

What are the notification requirements for an accidental exposure in England?

A

Adult: 3 mSv effective dose or above
Child: 1 mSv effective dose or above

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6
Q

What are the notification requirements for an accidental exposure in Northern Ireland, Scotland, and Wales?

A

All, regardless of dose

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7
Q

Describe how it is determined whether an exposure is accidental or unexpected

A
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8
Q

What are the common causes of accidental exposures?

A
  • Procedural errors
  • Mistaken identity
  • Referral issues
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9
Q

What is the notification requirement for an unintended exposure in imaging where the intended dose is less than 0.3 mSv?

A

Adult: 3 mSv effective dose or above
Child: 1 mSv effective dose or above

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10
Q

What is the notification requirement for an unintended exposure in imaging where the intended dose is between 0.3 and 2.5 mSv?

A

10 times more than intended

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11
Q

What is the notification requirement for an unintended exposure in imaging where the intended dose is between 2.5 and 10 mSv?

A

25 mSv or above

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12
Q

What is the notification requirement for an unintended exposure in imaging where the intended dose is more than 10 mSv?

A

2.5 or more times than intended

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13
Q

What is the notification requirement for an unintended radiotherapy over exposure?

A

1.1 times or more than intended over the whole course
1.2 times or more than intended in a single fraction

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14
Q

What is the notification requirement for an unintended radiotherapy under exposure?

A

0.9 times or less than intended over the whole course

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15
Q

What are the common causes of an unintended exposure?

A
  • Forgotten bolus
  • Wrong field size
  • Wrong energy
  • Machine calibration
  • Incorrect shift/imaging match
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16
Q

What is the notification requirement for a total geographical miss in radiotherapy?

A

All total geographical misses, even for a single fration or significant part thereof

17
Q

What is the notification requirement for a partial geographical miss in radiotherapy?

A

2.5 times the locally defined error margin AND when the guideline dose factors for the PTV and OARs are exceeded

18
Q

When are notifications to the CQC not required?

A

If no mistake was made, however, it is still beneficial to report in these cases as they can guide future practice.

19
Q

What does CSAUE stand for?

A

Clinically significant accidental or unintended exposure

20
Q

What is a CSAUE event?

A

An accidental or unintended exposure that does not meet the SAUE criteria but has still made a significant clinical impact. These events must be reported.

21
Q

Who provides guidance on CSAUE procedures?

A

The Royal College of Radiographers (RCR)

22
Q

What is the definition of CSAUE in radiotherapy?

A

An event that has had, or is expected to have, a measurable effect on the patient’s tumour control, normal tissue toxicity, or quality of life. This includes exposures to ionising radiation that are significantly greater than justified.

23
Q

What is the definition of CSAUE in imaging?

A

An event that has:
- Stochastic effects of: 0.1%
- Deterministic effects of: 0.5 Gy to heart, brain, or lens of eye; 5 Gy to skin, or 50 mGy to thyroid
- Psychological harm to the patient that requires intervention

24
Q

How quickly must you inform the CQC following a SAUE or CSAUE event?

A

Within 2 weeks of discovering the incident

25
How quickly must you submit a final report to the CQC following an investigation into a SAUE or CSAUE event?
No later than 12 weeks after incident discovery
26
What questions should be asked when investigating a SAUE or CSAUE incident?
- What happened? - What is the estimated dose to the individual? - What is the root cause? - Have similar incidents occured? - Have duty of candour requirements been met? - Have the referrer and practitioner been informed? - What is the clinical impact? - Have any corrective measures been put in place? - Has the learning from this been shared?
27
Give 2 examples of a systems analysis method for clinical incidents
The London Protocol The Swiss Cheese Model
28
Describe the London Protocol
29
Describe the Swiss Cheese model
30
What are the 7 factors that can cause an incident in the London Protocol?
- Patient factors - Task and technology factors - Individual (staff) factors - Team factors - Work environment factors - Organisational and management factors - Institutional context factors
31
Give an example of patient factors that influence incidents
Paitent condition Language and communication Personality and social factors
32
Give an example of task and technology factors that influence incidents
Task design Clarity of task structure Availability and use of protocols Availability and accuracy of test results Decision-making aids
33
Give an example of individual (staff) factors that influence incidents
Knowledge and skills Competence Physical and mental health
34
Give an example of team factors that influence incidents
Verbal communication Written communication Supervision and seeking help Team structure
35
Give an example of work environment factors that influence incidents
Staffing levels and skill mix Workload and shift patterns Design, availablility, and maintenance of equipment Admin and managerial support Environment
36
Give an example of organisational and management factors that influence incidents
Financial resources and constraints Organisational structure Policy, standards, and goals Safety culture and priorities
37
Give an example of institutional context factors that influence incidents
Economic and regultory context National health service executive Links with external organisations
38
How is the London protocol carried out?