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Decks in this class (7)
a describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards;
describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards;
a Describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards.
The CFA Institute Professional Conduct Program is covered by the CFA Institute Bylaws and the Rules of Procedure for Proceedings Related to Professional Conduct. The Disciplinary Review Committee of the CFA Institute B
2
cards
Ethics and PIDDICR
state the six components of the Code of Ethics and the seven Standards of Professional Conduct;
2
cards
The Standards (Underlying)
Explain the ethical responsibilities required by the Code and Standards, including the sub-sections of each Standard
7
cards
PIDICR w/ Subs
Iii is a marketing plan a good one 0,
V recommended action is the first...,
Vii resp as cand or mmbr 2
7
cards
b state the six components of the Code of Ethics and the seven Standards of Professional Conduct;
0
cards
c explain the ethical responsibilities required by the Code and Standards, including the sub-sections of each Standard.
0
cards
Critical Concepts
I 1,
Ia 2,
Ib 3
32
cards
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L1 01 Code and Standards
- Class purpose General learning
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