Direct Participation Program Flashcards & Quizzes

SERIES 7 TOPOFF -- SANDBOX

SERIES 7 TOPOFF -- SANDBOX

By: Andrew Cohen

1,521 Cards –

8 Decks –

7 Learners

Sample Decks: Communications with the Public & New Issue Market, Customer Accounts & Retirement Plans, Securities Products & Suitability

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Series 7 by Chapter

Series 7 by Chapter

By: Leo O'Connor

1,348 Cards –

24 Decks –

71 Learners

Sample Decks: Annuities and Variable Products, Complex Options Strategies, Corporate Debt Securities and Money-Market Instruments

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Series 7

Series 7

By: Mark Ofreneo

783 Cards –

10 Decks –

6 Learners

Sample Decks: Issuing - Primary Market, Debt Instruments, Customer Accounts

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Series 7 Flashcards

Series 7 Flashcards

By: Spencer Willhite

744 Cards –

10 Decks –

30 Learners

Sample Decks: Module 14 - FINRA Rules, Module 1 - Equities, Module 2 - Corporate Debt Securities

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series 7 take 2

series 7 take 2

By: chris foster

651 Cards –

17 Decks –

10 Learners

Sample Decks: equity securities, debt securities, municipal securities

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Series 7 Rep Level

Series 7 Rep Level

By: Tom Brandt

4,465 Cards –

14 Decks –

3 Learners

Sample Decks: Chapter Test Questions, Chapter 1: Equity Securities, Chapter 2: Issuing - Primary Market

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Pass the 7

Pass the 7

By: Paul Tierney

1,357 Cards –

21 Decks –

14 Learners

Sample Decks: 01 Equity Securities, Random, 02 Debt Securities

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Dummies Series 7

Dummies Series 7

By: David Freiler

380 Cards –

13 Decks –

67 Learners

Sample Decks: Manually Entered, Chapter 5: Underwriting Securities, Chapter 6: Stocks

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Series 7 Exam

Series 7 Exam

By: Justin Paradis

766 Cards –

14 Decks –

1 Learner

Sample Decks: Chapter 1 – Equity Securities, Chapter 2 - Issuing: Primary Market, Chapter 3: Trading - Secondary Market

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Series 7

Series 7

By: Josh Abercrombie

407 Cards –

13 Decks –

2 Learners

Sample Decks: Options, Rules & Regs, Securities Markets

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Series 7

Series 7

By: Steven Hermann

616 Cards –

12 Decks –

3 Learners

Sample Decks: Issuing - Primary Markets 8%, Trading - Secondary Market 6%, Option Contracts 16%

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Series 7

Series 7

By: Tyler Davis

864 Cards –

25 Decks –

5 Learners

Sample Decks: Equity Securities, Debt Securities, Equity Options

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Unit Questions

Unit Questions

By: m w

857 Cards –

18 Decks –

22 Learners

Sample Decks: Unit 1: Equity Securities, Unit 2: Debt Securities, Unit 3: Municipal Securities

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Series 22

Series 22

By: Rebecca Plaine

40 Cards –

1 Decks –

4 Learners

Sample Decks: A - Direct Participation Programs

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CFP 3 Tax

CFP 3 Tax

By: David Freiler

1,134 Cards –

54 Decks –

440 Learners

Sample Decks: Tax 1-1 Describe terms related to income taxation., Tax 1-2 Identify the steps in the tax calculation process., Tax 1-3 Identify items of inclusion, exclusions, deductions, or tax credits.

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Series 7

Series 7

By: J. H.

1,251 Cards –

20 Decks –

1 Learner

Sample Decks: Terms, Chapter 1 - Equity Securities, Chapter 2 Debt Securities

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Series 7

Series 7

By: Clay Crosby

1,350 Cards –

24 Decks –

1 Learner

Sample Decks: Annuities and Variable Products, Complex Options Strategies, Corporate Debt Securities and Money-Market Instruments

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Series 7- Passed with 83%

Series 7- Passed with 83%

By: Griffin Horne

1,031 Cards –

19 Decks –

44 Learners

Sample Decks: Chapter 1- Equity securities 10-15 questions, Chapter 2- Debt Securities 15-25 questions, Chapter 2- Debt Securities Continued 16-25

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Series 7

Series 7

By: Garin Rydalch

404 Cards –

16 Decks –

3 Learners

Sample Decks: Chapter 1 - Securities, Chapter 2 - Corporate Bonds, Chapter 3 - Municipal Bonds

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Series 7

Series 7

By: Ellen Wildman

188 Cards –

8 Decks –

1 Learner

Sample Decks: Muni's, Options, Investment Companies

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SERIES 7

SERIES 7

By: talia bennick

415 Cards –

13 Decks –

2 Learners

Sample Decks: Unit 5- Customer Accounts, Unit 6- Margin Accounts, Unit 7- Issuing Securities

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S7 Wiley

S7 Wiley

By: Barry Feddema

180 Cards –

6 Decks –

1 Learner

Sample Decks: C10 Issuing Corporate Securities, C17 Direct Participation Programs (DPPs), C1 Equity Securties

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Series 7

Series 7

By: Taylor Edens

330 Cards –

11 Decks –

1 Learner

Sample Decks: Chapter 1 - Equity Securities, Chapter 2 - Primary Market Issuing, Chapter 3 - Secondary Market

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Securities Industry Essentials® (SIE®) - Sandbox

Securities Industry Essentials® (SIE®) - Sandbox

By: David Giles

183 Cards –

34 Decks –

2 Learners

Sample Decks: 1.1.1 The Securities and Exchange Commission (SEC), 1.1.2 Self-regulatory Organizations (SROs), 1.1.3 Other Regulators and Agencies

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Top Direct Participation Program Flashcards Ranked by Quality

SERIES 7 TOPOFF -- SANDBOX

By: Andrew Cohen

Series 7 by Chapter

By: Leo O'Connor

Series 7

By: Mark Ofreneo

Series 7 Flashcards

By: Spencer Willhite

series 7 take 2

By: chris foster

Series 7 Rep Level

By: Tom Brandt

Pass the 7

By: Paul Tierney

Dummies Series 7

By: David Freiler

Series 7 Exam

By: Justin Paradis

Series 7

By: Josh Abercrombie

Series 7

By: Steven Hermann

Series 7

By: Tyler Davis

Unit Questions

By: m w

Series 22

By: Rebecca Plaine

CFP 3 Tax

By: David Freiler

Series 7

By: J. H.

Series 7

By: Clay Crosby

Series 7- Passed with 83%

By: Griffin Horne

Series 7

By: Garin Rydalch

Series 7

By: Ellen Wildman

SERIES 7

By: talia bennick

S7 Wiley

By: Barry Feddema

Series 7

By: Taylor Edens

Securities Industry Essentials® (SIE®) - Sandbox

By: David Giles

Brainscape's Knowledge Genome^TM