Series 27 Flashcards & Quizzes

Series 27 Questions

Series 27 Questions

Flashcard Maker: Chase Robison

718 Cards –

7 Decks –

101 Learners

Sample Decks: Unit 1- Uniform Net Capital Rules, Unit 2- Record Keeping & Reporting Responsibilities, Unit 3- Extension of Credit

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Series 27- STC

Series 27- STC

Flashcard Maker: Chase Robison

641 Cards –

4 Decks –

47 Learners

Sample Decks: Exam 1, Exam 2, Exam 3

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Series 27/28- by topic

Series 27/28- by topic

Flashcard Maker: Chase Robison

263 Cards –

7 Decks –

65 Learners

Sample Decks: Net Capital Requirements, Customer Protection Rule, Net Capital Computation

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Series 27

Series 27

Flashcard Maker: Wendy Fraulo

347 Cards –

1 Decks –

13 Learners

Sample Decks: Series 27 Practice Test 1

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Series-27

Series-27

Flashcard Maker: enrique mercado

15 Cards –

1 Decks –

2 Learners

Sample Decks: Basics

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Series 27/28

Series 27/28

Flashcard Maker: Chase Robison

46 Cards –

1 Decks –

11 Learners

Sample Decks: Uniform Net Capital Rules

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The 2:7 Series Verses

The 2:7 Series Verses

Flashcard Maker: Fred Woodfin

17 Cards –

3 Decks –

3 Learners

Sample Decks: Growing Strong (NASB), Live the New Life (Required - NASB), Live the New Life (Recommended - NASB)

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Series 27

Series 27

Flashcard Maker: Neil Eigenbrod

79 Cards –

3 Decks –

2 Learners

Sample Decks: Ch 1: Accounting Basics, Ch 2: Broker-Dealer Operations, Ch 3: Margin

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Series 24 Group Share

Series 24 Group Share

Flashcard Maker: Charles Amadio

2,929 Cards –

42 Decks –

99 Learners

Sample Decks: FC Chapter 1, FC Chapter 2, FC Chapter 3

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Series 24

Series 24

Flashcard Maker: Robert Woerner

293 Cards –

12 Decks –

3 Learners

Sample Decks: Chapter 1 - Brokerage office procedures, The Numbers, Chapter 2 - Recordkeeping, financial requirements, and reporting

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Series 26

Series 26

Flashcard Maker: luther Martin

300 Cards –

5 Decks –

31 Learners

Sample Decks: Supervision, Hiring And Qualification, Training Of Representatives

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Series 24

Series 24

Flashcard Maker: Gretchen Flick

519 Cards –

2 Decks –

71 Learners

Sample Decks: Series 24 - Facts & Information, Series 24 - Sample Questions

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Series 24

Series 24

Flashcard Maker: Dennis Long

404 Cards –

13 Decks –

5 Learners

Sample Decks: Chapter 1, Chapter 2, Chapter 3

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Series 24

Series 24

Flashcard Maker: Liz DeWan

175 Cards –

5 Decks –

30 Learners

Sample Decks: Sales and Supervision, Customer Accounts, Investment Banking

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Series 24

Series 24

Flashcard Maker: Jay'd Hagberg

255 Cards –

6 Decks –

1 Learner

Sample Decks: Series 24 Questions, Rules, Regulations, and Forms, Record Retention Requirements

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Series 24 MS

Series 24 MS

Flashcard Maker: Michael Smith

514 Cards –

7 Decks –

4 Learners

Sample Decks: Chapter 2, Chapter 1, Chapter 3

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Paul Series 24

Paul Series 24

Flashcard Maker: Paul Brunswick

404 Cards –

5 Decks –

8 Learners

Sample Decks: U2 - Key Points, U5 - Key Points, U4 - Key Points

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Series 24

Series 24

Flashcard Maker: Lane Bates

320 Cards –

3 Decks –

1 Learner

Sample Decks: Dates and Times, Final Exam 1 Missed, Final Exam 2 Missed

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Series 24

Series 24

Flashcard Maker: Bridgette Dougherty

289 Cards –

3 Decks –

9 Learners

Sample Decks: Definitions, Rules & Regulations, Chapter 10

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Series 26

Series 26

Flashcard Maker: Eric Overstrom

60 Cards –

2 Decks –

12 Learners

Sample Decks: Chapter 1, Chapter 2

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Series 24

Series 24

Flashcard Maker: Donnie Hensley

40 Cards –

1 Decks –

1 Learner

Sample Decks: Series 24 -- Trading and Market Making

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Series 24 made by rich

Series 24 made by rich

Flashcard Maker: Richard Guastello

489 Cards –

7 Decks –

2 Learners

Sample Decks: Chapter 1, chapter 2, Chapter 2 test questions

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Series 24

Series 24

Flashcard Maker: Thomas C Lewandowski

420 Cards –

7 Decks –

2 Learners

Sample Decks: Supervision Of BD And Personal Management, STC Exams, Supervision Of Investment Banking & Research

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Series 24

Series 24

Flashcard Maker: Matt Estes

173 Cards –

3 Decks –

4 Learners

Sample Decks: Series 24: Chapter 1, Series 24 Chapter 2 Underwriting, Series 24 - Chapter 3 Securities exchange act of 1934

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Series 57

Series 57

Flashcard Maker: Preston From

1,484 Cards –

1 Decks –

2 Learners

Sample Decks: Series 57

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Series 24 Exam

Series 24 Exam

Flashcard Maker: Lynne Phillips

175 Cards –

1 Decks –

11 Learners

Sample Decks: Series 24 - Session One - Sales Supervision

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Series 24

Series 24

Flashcard Maker: Thomas Gearhart

212 Cards –

1 Decks –

6 Learners

Sample Decks: S24Notes

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series 24

series 24

Flashcard Maker: Peter Storm

391 Cards –

1 Decks –

2 Learners

Sample Decks: series 24 trending topics

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Series 87

Series 87

Flashcard Maker: Rachel Freeman

32 Cards –

3 Decks –

3 Learners

Sample Decks: Preparation of Research Reports (64% of Exam), Dissemination of Information (36% of Exam), Chapter 1

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Series 22

Series 22

Flashcard Maker: Rebecca Plaine

40 Cards –

1 Decks –

4 Learners

Sample Decks: A - Direct Participation Programs

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Series 24 Terms

Series 24 Terms

Flashcard Maker: Matthew Paine

106 Cards –

4 Decks –

4 Learners

Sample Decks: Numerical, Terms-A, Terms-B

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series 24 - 1

series 24 - 1

Flashcard Maker: Jessica Freijomel

70 Cards –

2 Decks –

4 Learners

Sample Decks: 1, 2

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FINRA Series 24

FINRA Series 24

Flashcard Maker: carli doers

33 Cards –

3 Decks –

5 Learners

Sample Decks: Definitions, Chapter 1 - Section 1, Chapter 1 - Section 3

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Series 24

Series 24

Flashcard Maker: Travis Larsen

366 Cards –

2 Decks –

1 Learner

Sample Decks: Chapter 1 - Public and Private Offerings, Chapter 2 - Underwriting

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Series 24 - Session Four

Series 24 - Session Four

Flashcard Maker: Lynne Phillips

182 Cards –

1 Decks –

5 Learners

Sample Decks: Series 24 - Sessions Four

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* Must know Series 24

* Must know Series 24

Flashcard Maker: Studying Alot

56 Cards –

3 Decks –

5 Learners

Sample Decks: Must know review, SEC Filings - When by , Venue Times

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Series 24

Series 24

Flashcard Maker: Merrill Shaw

125 Cards –

2 Decks –

1 Learner

Sample Decks: Chapter 6 - General Supervision, Chapter 7 - Customer Accounts

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Series 24 - 3

Series 24 - 3

Flashcard Maker: Jessica Freijomel

34 Cards –

1 Decks –

3 Learners

Sample Decks: 1

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Series 24 - 2

Series 24 - 2

Flashcard Maker: Jessica Freijomel

34 Cards –

1 Decks –

3 Learners

Sample Decks: 1

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Series 24 - 4

Series 24 - 4

Flashcard Maker: Jessica Freijomel

22 Cards –

1 Decks –

3 Learners

Sample Decks: 1

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Series 24 - New Session Four

Series 24 - New Session Four

Flashcard Maker: Lynne Phillips

142 Cards –

1 Decks –

3 Learners

Sample Decks: Series 24 New Sessions Four

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Series 24 - Session Fice

Series 24 - Session Fice

Flashcard Maker: Lynne Phillips

25 Cards –

1 Decks –

3 Learners

Sample Decks: Series 24 - Session Five

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Series 24 - Session Two - Customer Accounts

Series 24 - Session Two - Customer Accounts

Flashcard Maker: Lynne Phillips

108 Cards –

1 Decks –

3 Learners

Sample Decks: Series 24 - Session Two - Customer Accounts

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Series 24 - 8

Series 24 - 8

Flashcard Maker: Jessica Freijomel

36 Cards –

1 Decks –

2 Learners

Sample Decks: 1

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series 24 - 7

series 24 - 7

Flashcard Maker: Jessica Freijomel

35 Cards –

1 Decks –

2 Learners

Sample Decks: 1

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Series 24 - 10

Series 24 - 10

Flashcard Maker: Jessica Freijomel

37 Cards –

1 Decks –

2 Learners

Sample Decks: 1

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Series 24 - 6

Series 24 - 6

Flashcard Maker: Jessica Freijomel

29 Cards –

1 Decks –

2 Learners

Sample Decks: 1

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Series 24 - 9

Series 24 - 9

Flashcard Maker: Jessica Freijomel

40 Cards –

1 Decks –

3 Learners

Sample Decks: 1

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Series 24 - More Questions

Series 24 - More Questions

Flashcard Maker: Lynne Phillips

174 Cards –

1 Decks –

2 Learners

Sample Decks: Series 24 More Questions

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Series 24 - Session Three

Series 24 - Session Three

Flashcard Maker: Lynne Phillips

145 Cards –

1 Decks –

2 Learners

Sample Decks: Series 24 Session Three

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Series 24

Series 24

Flashcard Maker: Joe Fantozzi

18 Cards –

1 Decks –

1 Learner

Sample Decks: Investment Company Definitions

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Series 24 - Session Six

Series 24 - Session Six

Flashcard Maker: Lynne Phillips

54 Cards –

1 Decks –

2 Learners

Sample Decks: Series 24 - Session Six

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SAI Series 24

SAI Series 24

Flashcard Maker: Matthew Kuhn

54 Cards –

1 Decks –

1 Learner

Sample Decks: Investment Banking and the Regulation of the New Issues Market

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Series 24

Series 24

Flashcard Maker: bob k

17 Cards –

5 Decks –

1 Learner

Sample Decks: Code of Procedure, Code of Arbitration, U4 and U5

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1. VICTOR 2023

1. VICTOR 2023

Flashcard Maker: Yunus Pelit

2,273 Cards –

32 Decks –

1 Learner

Sample Decks: Série 1, Série 2, Série 3

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Enterprise Risk Management (IFoA ST9)

Enterprise Risk Management (IFoA ST9)

Flashcard Maker: Rayno Mostert

1,312 Cards –

48 Decks –

98 Learners

Sample Decks: Module 1: What is ERM?, Module 2: Why (E)RM?, Module 3: Introduction to risk taxonomy

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copy

copy

Flashcard Maker: Carrie L

2,062 Cards –

21 Decks –

4 Learners

Sample Decks: Unit 3- Extension of Credit, Unit 1- Uniform Net Capital Rules, Unit 2- Record Keeping & Reporting Responsibilities

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Rescue Swimmer

Rescue Swimmer

Flashcard Maker: Brian Johnson

1,036 Cards –

56 Decks –

18 Learners

Sample Decks: CG-P1B-GX120 SALVAGE PUMP, AED, 65 Question

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M324: Complex Analysis

M324: Complex Analysis

Flashcard Maker: Kelsey Everts

150 Cards –

19 Decks –

1 Learner

Sample Decks: Chapter 1: Complex numbers, Chapter 1: Section 12: Sets in the complex plane, Ch 2: Analytic functions, Sec 15-16: Limits

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Private: Enterprise Risk Management (IFoA ST9)

Private: Enterprise Risk Management (IFoA ST9)

Flashcard Maker: Ryan Olivier

1,312 Cards –

48 Decks –

3 Learners

Sample Decks: Module 1: What is ERM?, Module 2: Why (E)RM?, Module 3: Introduction to risk taxonomy

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2020 Curso Chino

2020 Curso Chino

Flashcard Maker: borja sanchez

310 Cards –

17 Decks –

2 Learners

Sample Decks: Unidad 1. 1 - Saludos, Invitación, Gustos + vocabulario clase, Unidad 1. 2 - Saludos, Invitación, Gustos + vocabulario clase, P 20 - Localización

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AQA A-level maths

AQA A-level maths

Flashcard Maker: Hamish Annan

234 Cards –

32 Decks –

9 Learners

Sample Decks: Chapter 1- Algebra (Pure Maths), Chapter 2- Quadratics and cubics (Pure Maths), Chapter 3- Inequalities and simultaneous equations (Pure Maths)

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Gracie Jiu-Jitsu

Gracie Jiu-Jitsu

Flashcard Maker: Jeremy Anderson

88 Cards –

37 Decks –

37 Learners

Sample Decks: 1. Trap and Roll, 2. Americana Arm Lock, 3. Mount Position Control

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Enterprise Risk Management 2022

Enterprise Risk Management 2022

Flashcard Maker: Johan Brits

341 Cards –

31 Decks –

1 Learner

Sample Decks: Part 1 (Ch 1 - 7), Part 2 (Ch 8 - 14), Chapter 1 & 2: What and why ERM?

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Rescue Swimmer Lanz 14

Rescue Swimmer Lanz 14

Flashcard Maker: Lanz Juan

1,023 Cards –

55 Decks –

1 Learner

Sample Decks: CG-P1B-GX120 SALVAGE PUMP, 65 Question, 28 Ft Chute

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MS3 - Hospitalized Adult Care

MS3 - Hospitalized Adult Care

Flashcard Maker: Walter The-Cat

245 Cards –

30 Decks –

34 Learners

Sample Decks: Pre-Orientation Chest X-Ray Module, Orientation: EKG Basics, PreTest Medicine: Infectious Disease

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CH 221

CH 221

Flashcard Maker: Aidan Schreck

402 Cards –

35 Decks –

1 Learner

Sample Decks: 9/28/22 - Chemical Properties and Energy, 9/29/22 - Units of Measurement and Conversions, 9/30/22 - Significant Figures

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Bible

Bible

Flashcard Maker: AJ J

25 Cards –

2 Decks –

1 Learner

Sample Decks: 20 Verses for 2020 Thansgiving, 2:7 Series

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NCATT AET Practice Questions

NCATT AET Practice Questions

Flashcard Maker: JAMES JOYCE

507 Cards –

55 Decks –

1 Learner

Sample Decks: Worksheet 1-Basic DC Electrical Terms, Worksheet 2-Resistors and Resistance, Worksheet 3-Ohm's Law

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Anthropology 201

Anthropology 201

Flashcard Maker: Nathan Nyseth

332 Cards –

10 Decks –

288 Learners

Sample Decks: Chapter 1, Chapter 2, Chapter 3

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GO's

GO's

Flashcard Maker: Davis Vo

252 Cards –

10 Decks –

3 Learners

Sample Decks: 100 Series, 200-03, 200-01

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CIPA course revision 2022

CIPA course revision 2022

Flashcard Maker: Andrew Simpson

89 Cards –

7 Decks –

8 Learners

Sample Decks: Introduction, GB Patent Rules, GB patent questions (series 1)

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2. Preguntas tipo test

2. Preguntas tipo test

Flashcard Maker: MT R.

1,072 Cards –

13 Decks –

20 Learners

Sample Decks: LUNES 1er y TODOS LOS DIAS - Ley 39/2015 Go Koan, LUNES (2do, 3er y 4to) - Contratos sector público (Oposita), MARTES 1er y 2do - GVA - Autonómicas

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Med Tech Laws

Med Tech Laws

Flashcard Maker: Kirby Leij Santos

272 Cards –

8 Decks –

23 Learners

Sample Decks: History of Med Tech, PAMET Presidents, RA 5527

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7th Grade Literacy

7th Grade Literacy

Flashcard Maker: Jeffry Ransom

192 Cards –

8 Decks –

79 Learners

Sample Decks: Prefix Series 1, Prefix Series 2, Prefix Series 3

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MY OWN SET 1

MY OWN SET 1

Flashcard Maker: Takahiro Yanagimoto

227 Cards –

21 Decks –

1 Learner

Sample Decks: Criminal Assay 1-1, BEC 1-1-1, Trial 1

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Numbers

Numbers

Flashcard Maker: Michael Kridla

231 Cards –

12 Decks –

1 Learner

Sample Decks: Mind The Gap Haha Not Really, Maybin Debuted In The Booth At Camden, Give Credit Where Credit Is Due

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Econometrics

Econometrics

Flashcard Maker: Henrik Hortemo

176 Cards –

13 Decks –

15 Learners

Sample Decks: 00 Introduction, 01 Probability, 02 Estimators

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600

600

Flashcard Maker: Mark McCloskey

902 Cards –

28 Decks –

13 Learners

Sample Decks: 600-01 Incident Command, Size-Up / On-Scene Radio Reports, 600-17 High Rise

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English

English

Flashcard Maker: kiarash sjd

312 Cards –

16 Decks –

1 Learner

Sample Decks: Lesson 17 - Serie, Lesson 17 - Edame, Lesson 16

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Data Science & Big Data Analytics

Data Science & Big Data Analytics

Flashcard Maker: Tom Burgoyne

231 Cards –

14 Decks –

21 Learners

Sample Decks: 01. Introduction to Big Data Analytics, 12. The Endgame, or Putting It All Together, 11. SQL Essentials & Advanced

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Series 7 chapter two

Series 7 chapter two

Flashcard Maker: Andrew Rosen

49 Cards –

1 Decks –

1 Learner

Sample Decks: Series 7 chapter 2

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english

english

Flashcard Maker: Gerardo monzione

170 Cards –

8 Decks –

2 Learners

Sample Decks: english, English with jr, English with jr 2

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FINRA

FINRA

Flashcard Maker: Frank Martinez

82 Cards –

1 Decks –

2 Learners

Sample Decks: Series 24

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Managerial Finance

Managerial Finance

Flashcard Maker: Matthew Green

77 Cards –

2 Decks –

2 Learners

Sample Decks: Week 1 - 4/6, Series 7 Study

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Sec.6- Memos

Sec.6- Memos

Flashcard Maker: Mike Chipman

53 Cards –

10 Decks –

1 Learner

Sample Decks: 16-26 Corporate Policies, 17-24 Motor Vehicle Collisions on 400 Series Highways, 18-07 Shift Exchange Policy

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A-Level Further Maths (Pure)

A-Level Further Maths (Pure)

Flashcard Maker: Callum O'Hagan

165 Cards –

18 Decks –

2 Learners

Sample Decks: Pure 1.1 - Complex numbers, Pure 1.2 - Argand diagrams, Pure 1.3 - Series

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Series 7 Editing Sample for Robin S

Series 7 Editing Sample for Robin S

Flashcard Maker: Molly Anderson

24 Cards –

1 Decks –

2 Learners

Sample Decks: Representative Sample Draft Series 7 Cards

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N25.Química.Frente 02

N25.Química.Frente 02

Flashcard Maker: Fabio Minematsu

110 Cards –

11 Decks –

4 Learners

Sample Decks: Aula 01 - Substância Pura e Mistura, Aula 02 - Materiais Homogênios e Heterogêneos, Aula 03 - Separação dos Componentes de uma Mistura Heterogênea

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LearnEnglish

LearnEnglish

Flashcard Maker: Anderson Luís Moreira

51 Cards –

2 Decks –

1 Learner

Sample Decks: Series 1, Series 2

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Series 7 Editing Sample for Lew K

Series 7 Editing Sample for Lew K

Flashcard Maker: Molly Anderson

24 Cards –

1 Decks –

1 Learner

Sample Decks: Representative Sample Draft Series 7 Cards

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Moda Definitions

Moda Definitions

Flashcard Maker: Rachel Belle

18 Cards –

2 Decks –

1 Learner

Sample Decks: Lecture Series 1, Lecture Series 2 - Peripheral Nervous System

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N25.Matemática.Frente 02

N25.Matemática.Frente 02

Flashcard Maker: Fabio Minematsu

26 Cards –

5 Decks –

1 Learner

Sample Decks: Aulas 01/ 02 - Conjuntos, Aulas 03/ 04/ 05/ 06/ 07, Aulas 08/ 09/ 10 - P.A. - Sequência/ Propriedade/ Soma dos Termos

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