Series 27 Flashcards & Quizzes

Series 27 Questions

Series 27 Questions

Flashcard Maker: Chase Robison

718 Cards –

7 Decks –

7 Learners

Sample Decks: Unit 1- Uniform Net Capital Rules, Unit 2- Record Keeping & Reporting Responsibilities, Unit 3- Extension of Credit

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Series 27- STC

Series 27- STC

Flashcard Maker: Chase Robison

641 Cards –

4 Decks –

4 Learners

Sample Decks: Exam 1, Exam 2, Exam 3

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Series 27/28- by topic

Series 27/28- by topic

Flashcard Maker: Chase Robison

263 Cards –

7 Decks –

7 Learners

Sample Decks: Net Capital Requirements, Customer Protection Rule, Net Capital Computation

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Series 27

Series 27

Flashcard Maker: Wendy Fraulo

347 Cards –

1 Decks –

1 Learner

Sample Decks: Series 27 Practice Test 1

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Series-27

Series-27

Flashcard Maker: enrique mercado

15 Cards –

1 Decks –

1 Learner

Sample Decks: Basics

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Series 27/28

Series 27/28

Flashcard Maker: Chase Robison

46 Cards –

1 Decks –

1 Learner

Sample Decks: Uniform Net Capital Rules

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The 2:7 Series Verses

The 2:7 Series Verses

Flashcard Maker: Fred Woodfin

17 Cards –

3 Decks –

3 Learners

Sample Decks: Growing Strong (NASB), Live the New Life (Required - NASB), Live the New Life (Recommended - NASB)

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Voc

Voc

Flashcard Maker: Coline Coulon

5,148 Cards –

41 Decks –

41 Learners

Sample Decks: Liste 30 Voc, Liste 23 Voc, Liste 22 Voc

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Series 7 by Chapter

Series 7 by Chapter

Flashcard Maker: Leo O'Connor

1,348 Cards –

24 Decks –

24 Learners

Sample Decks: Annuities and Variable Products, Complex Options Strategies, Corporate Debt Securities and Money-Market Instruments

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Series 7

Series 7

Flashcard Maker: Steven Hermann

616 Cards –

12 Decks –

12 Learners

Sample Decks: Issuing - Primary Markets 8%, Regulations 10%, Analysis - 9%

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Series 7

Series 7

Flashcard Maker: Garin Rydalch

404 Cards –

16 Decks –

16 Learners

Sample Decks: Chapter 1 - Securities, Chapter 2 - Corporate Bonds, Chapter 3 - Municipal Bonds

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SERIES 7

SERIES 7

Flashcard Maker: talia bennick

415 Cards –

13 Decks –

13 Learners

Sample Decks: Unit 5- Customer Accounts, Unit 6- Margin Accounts, Unit 7- Issuing Securities

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Series 7

Series 7

Flashcard Maker: Justin Bettinger

520 Cards –

18 Decks –

18 Learners

Sample Decks: Debt, Exam Online, Exam 9

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Kaplan Series 7

Kaplan Series 7

Flashcard Maker: Tracy speed

430 Cards –

18 Decks –

18 Learners

Sample Decks: Unit 2 Bonds, Unit 12 Variable Annuities, Unit 13 DPPs

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Series 7

Series 7

Flashcard Maker: Andrew West

160 Cards –

11 Decks –

11 Learners

Sample Decks: Equity Trading Markets, Debt, Gov Debt

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Series 26

Series 26

Flashcard Maker: luther Martin

300 Cards –

5 Decks –

5 Learners

Sample Decks: Supervision, Hiring And Qualification, Training Of Representatives

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Series 24

Series 24

Flashcard Maker: Brian Southworth

280 Cards –

12 Decks –

12 Learners

Sample Decks: TC Chapter 1 - Investment Banking and the Regulation of the New Issues Market, TC Chapter 2 - Exempt Offerings and Transactions Under the Securities Act of 1933, TC Chapter 3 - Federal and State Regulations of the Securities Industry

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Rescue Swimmer

Rescue Swimmer

Flashcard Maker: Brian Johnson

580 Cards –

50 Decks –

50 Learners

Sample Decks: Trail Line & Weight Bag, ADC, LRU-25

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Series 7 - Self Study

Series 7 - Self Study

Flashcard Maker: A Mary

197 Cards –

10 Decks –

10 Learners

Sample Decks: Unit 1 - Equities, Unit 2 - Debt Securities, Unit 3 - Municipal Securities

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Series 7 Exam

Series 7 Exam

Flashcard Maker: Jaime Moreno

214 Cards –

7 Decks –

7 Learners

Sample Decks: Nonequity Options, Options Account Opening Procedures, Taxation, And Trading Markets, Formulas

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Series 24

Series 24

Flashcard Maker: Liz DeWan

175 Cards –

5 Decks –

5 Learners

Sample Decks: Sales and Supervision, Customer Accounts, Investment Banking

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Series 24

Series 24

Flashcard Maker: Gretchen Flick

519 Cards –

2 Decks –

2 Learners

Sample Decks: Series 24 - Facts & Information, Series 24 - Sample Questions

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Series 24

Series 24

Flashcard Maker: Travis Larsen

366 Cards –

2 Decks –

2 Learners

Sample Decks: Chapter 1 - Public and Private Offerings, Chapter 2 - Underwriting

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Series 24

Series 24

Flashcard Maker: Bridgette Dougherty

289 Cards –

3 Decks –

3 Learners

Sample Decks: Definitions, Rules & Regulations, Chapter 10

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Series 7

Series 7

Flashcard Maker: Spencer Willhite

164 Cards –

3 Decks –

3 Learners

Sample Decks: B - Equites, B - Margin, B - Customer Accounts

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Series 26

Series 26

Flashcard Maker: Chris Chaves

88 Cards –

3 Decks –

3 Learners

Sample Decks: Series 26 Unit 1, Misc, Series 26 Unit 2

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Series 7 Exam

Series 7 Exam

Flashcard Maker: Donny Hamilton

681 Cards –

3 Decks –

3 Learners

Sample Decks: Corporate Securities, Corporate Bonds - Debt Securities, Glossary

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Series 7

Series 7

Flashcard Maker: jarrod lee

277 Cards –

2 Decks –

2 Learners

Sample Decks: Chapter 1: Equity Securities, Chapter 2: Debt Securities

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Series 26

Series 26

Flashcard Maker: Eric Overstrom

60 Cards –

2 Decks –

2 Learners

Sample Decks: Chapter 1, Chapter 2

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series 24

series 24

Flashcard Maker: Peter Storm

391 Cards –

1 Decks –

1 Learner

Sample Decks: series 24 trending topics

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Series 7 (Training Consultants)

Series 7 (Training Consultants)

Flashcard Maker: Randall Laughlin

158 Cards –

22 Decks –

22 Learners

Sample Decks: Equity Securities, Fundamentals of Bonds / Corporate Bonds, Equity Options

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Series 7

Series 7

Flashcard Maker: Leslie Garner

151 Cards –

2 Decks –

2 Learners

Sample Decks: Formulas, Acronyms

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Series 24 Terms

Series 24 Terms

Flashcard Maker: Matthew Paine

106 Cards –

4 Decks –

4 Learners

Sample Decks: Numerical, Terms-A, Terms-B

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Series 24

Series 24

Flashcard Maker: Thomas Gearhart

212 Cards –

1 Decks –

1 Learner

Sample Decks: S24Notes

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series 24 - 1

series 24 - 1

Flashcard Maker: Jessica Freijomel

70 Cards –

2 Decks –

2 Learners

Sample Decks: 1, 2

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Series 24 Exam

Series 24 Exam

Flashcard Maker: Lynne Phillips

175 Cards –

1 Decks –

1 Learner

Sample Decks: Series 24 - Session One - Sales Supervision

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Series 24 - Session Four

Series 24 - Session Four

Flashcard Maker: Lynne Phillips

182 Cards –

1 Decks –

1 Learner

Sample Decks: Series 24 - Sessions Four

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* Must know Series 24

* Must know Series 24

Flashcard Maker: Studying Alot

56 Cards –

3 Decks –

3 Learners

Sample Decks: Must know review, SEC Filings - When by , Venue Times

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Series 7

Series 7

Flashcard Maker: T Brown

43 Cards –

1 Decks –

1 Learner

Sample Decks: Flashcards

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Passing Score - Series 7

Passing Score - Series 7

Flashcard Maker: Paul Tierney

500 Cards –

2 Decks –

2 Learners

Sample Decks: All, Passing Score - Series 7

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Series 24 - 10

Series 24 - 10

Flashcard Maker: Jessica Freijomel

37 Cards –

1 Decks –

1 Learner

Sample Decks: 1

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Series 24 - 2

Series 24 - 2

Flashcard Maker: Jessica Freijomel

34 Cards –

1 Decks –

1 Learner

Sample Decks: 1

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FINRA Series 24

FINRA Series 24

Flashcard Maker: carli doers

33 Cards –

3 Decks –

3 Learners

Sample Decks: Definitions, Chapter 1 - Section 1, Chapter 1 - Section 3

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Series 24 - More Questions

Series 24 - More Questions

Flashcard Maker: Lynne Phillips

174 Cards –

1 Decks –

1 Learner

Sample Decks: Series 24 More Questions

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Series 7

Series 7

Flashcard Maker: Kevin Krueger

17 Cards –

1 Decks –

1 Learner

Sample Decks: Chapter 1 - Overview of Financial Markets & Regulations

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Series 24 - Session Three

Series 24 - Session Three

Flashcard Maker: Lynne Phillips

145 Cards –

1 Decks –

1 Learner

Sample Decks: Series 24 Session Three

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Series 7

Series 7

Flashcard Maker: Annie Rin

24 Cards –

3 Decks –

3 Learners

Sample Decks: 1. Equity Securities, Investor Objective, Issuing Securities

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Series 7

Series 7

Flashcard Maker: Maria Mamaril

19 Cards –

2 Decks –

2 Learners

Sample Decks: S7 - Chapter 5 - Fundamentals of Equity Investments, S7 - Chapter 6 - New Issue Marketplace for Equities

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Series 7 Financial Planning Exam

Series 7 Financial Planning Exam

Flashcard Maker: Matt Mickens

1,367 Cards –

9 Decks –

9 Learners

Sample Decks: Series 7 Unit 3 - Municipal Securities, Series 7 Unit 2 - Debt Securities, Series 7 Unit 1 - Equity Securities

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Series 24 - Session Six

Series 24 - Session Six

Flashcard Maker: Lynne Phillips

54 Cards –

1 Decks –

1 Learner

Sample Decks: Series 24 - Session Six

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Learn Series 27

Top Series 27 Flashcards Ranked by Quality

Series 27 Questions

Flashcard Maker: Chase Robison

Series 27- STC

Flashcard Maker: Chase Robison

Series 27/28- by topic

Flashcard Maker: Chase Robison

Series 27

Flashcard Maker: Wendy Fraulo

Series-27

Flashcard Maker: enrique mercado

Series 27/28

Flashcard Maker: Chase Robison

The 2:7 Series Verses

Flashcard Maker: Fred Woodfin

Voc

Flashcard Maker: Coline Coulon

Series 7 by Chapter

Flashcard Maker: Leo O'Connor

Series 7

Flashcard Maker: Steven Hermann

Series 7

Flashcard Maker: Garin Rydalch

SERIES 7

Flashcard Maker: talia bennick

Series 7

Flashcard Maker: Justin Bettinger

Kaplan Series 7

Flashcard Maker: Tracy speed

Series 7

Flashcard Maker: Andrew West

Series 26

Flashcard Maker: luther Martin

Series 24

Flashcard Maker: Brian Southworth

Rescue Swimmer

Flashcard Maker: Brian Johnson

Series 7 - Self Study

Flashcard Maker: A Mary

Series 7 Exam

Flashcard Maker: Jaime Moreno

Series 24

Flashcard Maker: Liz DeWan

Series 24

Flashcard Maker: Gretchen Flick

Series 24

Flashcard Maker: Travis Larsen

Series 24

Flashcard Maker: Bridgette Dougherty

Series 7

Flashcard Maker: Spencer Willhite

Series 26

Flashcard Maker: Chris Chaves

Series 7 Exam

Flashcard Maker: Donny Hamilton

Series 7

Flashcard Maker: jarrod lee

Series 26

Flashcard Maker: Eric Overstrom

series 24

Flashcard Maker: Peter Storm

Series 7 (Training Consultants)

Flashcard Maker: Randall Laughlin

Series 7

Flashcard Maker: Leslie Garner

Series 24 Terms

Flashcard Maker: Matthew Paine

Series 24

Flashcard Maker: Thomas Gearhart

series 24 - 1

Flashcard Maker: Jessica Freijomel

Series 24 Exam

Flashcard Maker: Lynne Phillips

Series 24 - Session Four

Flashcard Maker: Lynne Phillips

* Must know Series 24

Flashcard Maker: Studying Alot

Series 7

Flashcard Maker: T Brown