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  • CeMAP 1 - BigBoyPritch
    CeMAP 1 - BigBoyPritch

    CeMAP 1 - BigBoyPritch

    By: Rhys Pritchard
    Endowments, Inheritance Tax, State Benefits ...
    10
    Decks
    228
    Flashcards
    8
    Learners
  • Eq
    Eq

    Eq

    By: Tim Goodman
    Companies Act, Capital Markets, CREST ...
    4
    Decks
    38
    Flashcards
    1
    Learner
  • UK Regulation and Professional Integrity - Feb 2025
    UK Regulation and Professional Integrity - Feb 2025

    UK Regulation and Professional Integrity - Feb 2025

    By: Duo Duo
    Unit 1 - UK FS sector (2 of 80), Unit 2 - UK FS & Consumer Relations (4 of 80), Unit 3 - UK Contract & Trust Legislation (2 of 80) ...
    12
    Decks
    308
    Flashcards
    1
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  • R01 Chapter 5A: Responsibilities and approach to regulation
    R01 Chapter 5A: Responsibilities and approach to regulation

    R01 Chapter 5A: Responsibilities and approach to regulation

    By: Lauren Tall
    5A.1 The Financial Services Act 2012, 5A.2 FCA - The basics, 5A.3 FCA divisions ...
    4
    Decks
    272
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    2
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  • CF
    CF

    CF

    By: Andreas Avraam
    Excluded activity, Glossary, 1.5 Exempt Persons ...
    32
    Decks
    536
    Flashcards
    2
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  • CISI: UK Financial Regulations
    CISI: UK Financial Regulations

    CISI: UK Financial Regulations

    By: Samuel Peterson
    Chapter 1: The Regulatory Environment, Chapter 2: The Financial Services and Markets Act 2000 & Financial Services Act 2012, Chapter 3: Associated Legislation and Regulation ...
    6
    Decks
    574
    Flashcards
    3
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  • mortgages types / types of borrowers
    mortgages types / types of borrowers

    mortgages types / types of borrowers

    By: Andrew McKechnie
    WEEK 6: mortgage types / types of borrowers, mortgage associated products WEEK 9, mortgage regulation WEEK 11 ...
    6
    Decks
    101
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    2
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  • Cemap unit 1
    Cemap unit 1

    Cemap unit 1

    By: Molly Hill
    unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation ...
    25
    Decks
    818
    Flashcards
    1,078
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  • DipFA - FSRE (22/23)
    DipFA - FSRE (22/23)

    DipFA - FSRE (22/23)

    By: George Farley
    1. Role And Structure Of Financial Markets, 2. The Role Of Government, 3. Customer Needs ...
    11
    Decks
    174
    Flashcards
    8
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  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    By: Jennie Acharjee
    FCA's COBS & CASS, Regulatory Environment, FSMA 2000 & Financial Services Act 2012 ...
    5
    Decks
    49
    Flashcards
    10
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  • CISI UK Financial Regulation 2023/24
    CISI UK Financial Regulation 2023/24

    CISI UK Financial Regulation 2023/24

    By: Georgia Boddy
    1. The Regulatory Environment, 2. The Financial Services Markets Act 2000 and Financial Services Act 2012, 3. Associated Legislation Regulation ...
    6
    Decks
    224
    Flashcards
    14
    Learners
  • LT Test
    LT Test

    LT Test

    By: Daniel T
    Penal Law, Case Law, Other Laws ...
    12
    Decks
    494
    Flashcards
    1
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  • CISI
    CISI

    CISI

    By: Shade Oyewole
    Unit 1 - The Regulatory environment, Unit 2 - FSMA and FSA, Unit 3 - Association and Legislation ...
    5
    Decks
    225
    Flashcards
    5
    Learners
  • CeMap
    CeMap

    CeMap

    By: space man
    Unit 1 Topic 1 - Introducing the financial services industry, Unit 1 Topic 2 - Economic policy and financial regulation, Unit 1 Topic 3 - UK taxation I ...
    25
    Decks
    781
    Flashcards
    608
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  • FSRE - DIPFA
    FSRE - DIPFA

    FSRE - DIPFA

    By: Ned Clonan
    Topic 1 The role and structure of financial markets, Topic 2 The role of government, Topic 3 Financial services in the wider economy ...
    20
    Decks
    175
    Flashcards
    67
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  • CII - R01
    CII - R01

    CII - R01

    By: Craig Robertson
    Financial industry overview, Regulation and the FCA, Legal Concepts ...
    13
    Decks
    402
    Flashcards
    2
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  • IMC IE Chapter 1
    IMC IE Chapter 1

    IMC IE Chapter 1

    By: Serena Asante
    IMC Chapter 1, IMC Chapter 1 - 1.4 - The FCA, IMC Chapter 1 - 1.3 - The Regulatory Environment ...
    4
    Decks
    128
    Flashcards
    2
    Learners
  • Cemap1 unit 1 and 2
    Cemap1 unit 1 and 2

    Cemap1 unit 1 and 2

    By: Keesha Anderson
    1. Introduction to financial services, 2. Economic Policy and financial regulation, 3. UK Taxation 1 ...
    25
    Decks
    334
    Flashcards
    66
    Learners
  • JW - CeMap 1 (2019/2020)
    JW - CeMap 1 (2019/2020)

    JW - CeMap 1 (2019/2020)

    By: J W
    Unit 1: Introduction to the Financial Services Environment and Products - Topic 1 - Introducing the financial services industry, Unit 1 - Topic 2 - Economic policy and financial regulation, Unit 1 - Topic 3 - UK taxation ...
    25
    Decks
    851
    Flashcards
    291
    Learners
  • IAD Level 1
    IAD Level 1

    IAD Level 1

    By: Helen Chua
    Chapter 1: The UK Financial Services Sector, Chapter 2: UK Financial Services and Consumer Relationships, Chapter 3: UK Contract and Trust Legislation ...
    17
    Decks
    369
    Flashcards
    4
    Learners
  • UK Regulation and Professional Integrity
    UK Regulation and Professional Integrity

    UK Regulation and Professional Integrity

    By: joshua hale
    Glossary, Chapter 1 The UK Financial Services Sector, Chapter 2 UK Financial Services and Consumer Relationships ...
    12
    Decks
    148
    Flashcards
    8
    Learners
  • CeMap 1
    CeMap 1

    CeMap 1

    By: Lucy Russell
    TOPIC 1 - Introducing the financial services industry, TOPIC 2 - Economic policy and financial regulation, TOPIC 4 - UK taxation II ...
    25
    Decks
    531
    Flashcards
    51
    Learners
  • *M CMCN
    *M CMCN

    *M CMCN

    By: Stevie Davies
    Exam | MCQ, Exam | essay questions, Quiz I (1-2) ...
    17
    Decks
    509
    Flashcards
    1
    Learner
  • Domain 3 : Obstetrics
    Domain 3 : Obstetrics

    Domain 3 : Obstetrics

    By: Abongile Vanda
    Physiological Changes, Valvular Heart Disease, ESC Guidelines On Cardiac Diseases In Pregnancy ...
    30
    Decks
    813
    Flashcards
    4
    Learners
  • IOC - UK financial reg
    IOC - UK financial reg

    IOC - UK financial reg

    By: Mark Patching
    IOC - UK Reg CH 1 - Regulatory Environment, IOC - UK Reg CH 2 - FSMA 2000 - FSA 2012, IOC - UK Reg CH 3 - Associated Legislation and Regulation ...
    6
    Decks
    193
    Flashcards
    14
    Learners
  • CII R01 - Financial Services, Regulation & Ethics
    CII R01 - Financial Services, Regulation & Ethics

    CII R01 - Financial Services, Regulation & Ethics

    By: Karishma Hirani
    Pt 2. Serving the Retail Consumer - Budgeting, Managing Debt and Borrowing, Pt 2. Serving the Retail Consumer - Mortgages and Loans, Pt 2. Serving the Retail Consumer - Protection ...
    23
    Decks
    428
    Flashcards
    62
    Learners
  • Regs Exam
    Regs Exam

    Regs Exam

    By: Jack George
    Chapter 1 (Regulatory Environment), Chapter 2 (FSMA 2000 & FSA 2012), Chapter 3 (Associated Legislation & Regulation) ...
    5
    Decks
    126
    Flashcards
    1
    Learner
  • UKFR
    UKFR

    UKFR

    By: Kelsey Phillips
    U1: T1 - INTRODUCING THE FINANCIAL SERVICES INDUSTRY, U1: T2 - ECONOMICS POLICY AND FINANCIAL REGULATION, U1: T3 - UK TAXATION I ...
    27
    Decks
    1,071
    Flashcards
    6
    Learners
  • Cemap Unit 1 + Unit 2
    Cemap Unit 1 + Unit 2

    Cemap Unit 1 + Unit 2

    By: Meakes Manny
    unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation ...
    25
    Decks
    818
    Flashcards
    12
    Learners
  • Regulation & Compliance Chapter 1, 2 & 4
    Regulation & Compliance Chapter 1, 2 & 4

    Regulation & Compliance Chapter 1, 2 & 4

    By: Luke O'Mahoney
    Overview of UK Financial Services Regulation, Regulated Activities, Authorisation and MIFID, Penalties for breaching FSMA 2000 & Collective Invest Scheme ...
    14
    Decks
    240
    Flashcards
    5
    Learners

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