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CeMap 1
CeMap 1
By: Lucy Russell
TOPIC 1 - Introducing the financial services industry, TOPIC 2 - Economic policy and financial regulation, TOPIC 4 - UK taxation II ...25Decks531Flashcards26Learners -
Domain 3 : Obstetrics
Domain 3 : Obstetrics
By: Abongile Vanda
Physiological Changes, Valvular Heart Disease, ESC Guidelines On Cardiac Diseases In Pregnancy ...30Decks813Flashcards4Learners -
Regs Exam
Regs Exam
By: Jack George
Chapter 1 (Regulatory Environment), Chapter 2 (FSMA 2000 & FSA 2012), Chapter 3 (Associated Legislation & Regulation) ...5Decks126Flashcards1Learner -
CISI UK Financial Regulation 2023/24
CISI UK Financial Regulation 2023/24
By: Georgia Boddy
1. The Regulatory Environment, 2. The Financial Services Markets Act 2000 and Financial Services Act 2012, 3. Associated Legislation Regulation ...6Decks224Flashcards8Learners -
IOC - UK financial reg
IOC - UK financial reg
By: Mark Patching
IOC - UK Reg CH 1 - Regulatory Environment, IOC - UK Reg CH 2 - FSMA 2000 - FSA 2012, IOC - UK Reg CH 3 - Associated Legislation and Regulation ...6Decks193Flashcards12Learners -
UKFR
UKFR
By: Kelsey Phillips
U1: T1 - INTRODUCING THE FINANCIAL SERVICES INDUSTRY, U1: T2 - ECONOMICS POLICY AND FINANCIAL REGULATION, U1: T3 - UK TAXATION I ...27Decks1,071Flashcards6Learners -
Financial Planning
Financial Planning
By: Declan Iom
Topic 1 Key Influences In UK Financial Services industry, Topic 2 : PRA & FCA, Topic 3 - Conduct Of Business Rules ...5Decks361Flashcards3Learners -
UKFR
UKFR
By: Lee Stapleton
Intro financial Services Industry, Economic Policy And Financial Regulation, UK Taxation 1 ...25Decks288Flashcards3Learners -
CII R01 - Financial Services, Regulation & Ethics
CII R01 - Financial Services, Regulation & Ethics
By: Karishma Hirani
Pt 2. Serving the Retail Consumer - Budgeting, Managing Debt and Borrowing, Pt 2. Serving the Retail Consumer - Mortgages and Loans, Pt 2. Serving the Retail Consumer - Protection ...23Decks428Flashcards30Learners -
Ciii - CF1
Ciii - CF1
By: R T
1. Purpose & Structure Of The UK FS Industry, 2. Main Areas of Financial Advice: The Present, 3. Areas of Financial Advice: The Future ...11Decks83Flashcards7Learners -
Class Name
Class Name
By: R T
Topic 1 - FS Industry, Topic 2 - Economic Policy & Financial Regulation, Topic 3 - UK Taxation 1 ...25Decks410Flashcards8Learners -
Regs
Regs
By: Simran Cheema
Chapter 3 Associated Legislation and Regulation, Chapter 4 The FCA Conduct of Business and Client Asset Sourcebooks, Chapter 5 Complaints and Redress ...6Decks228Flashcards1Learner -
R01 Karim
R01 Karim
By: Karim Mostafa
Chapter 1 Summary Points, Chapter 2: How the retail consumer is served by the financial services industry, Chapter 3: Legal concepts and considerations relevant to financial advice ...11Decks154Flashcards3Learners -
CII R01
CII R01
By: Adam Bradbury
8. Client Advising Skills, 7. The Regulatory Advice Framework, 6. Principles & Rules as Set out in the Regulatory Framework ...10Decks60Flashcards33Learners -
IOC Financial Regulation
IOC Financial Regulation
By: Fraser Wright
Chapter 3 - Assc Legislation and Regulation, Chapter 1 - Regulatory Environment, Chapter 2 - FSMA 200 and FSA 2012 ...5Decks172Flashcards1Learner -
Asset Finance - Unit 1
Asset Finance - Unit 1
By: Patrick Iyoyin
Advantages of Leasing, Trade Organisations, Access to Market ...11Decks62Flashcards1Learner -
SA2 Acronyms
SA2 Acronyms
By: First Last
Critical illness, Critical illness anti selection mitigation, Critical illness needs met ...38Decks318Flashcards27Learners -
CISI UK Financial Regulation 2023
CISI UK Financial Regulation 2023
By: Jack Eden
Chapter 1: The Regulatory Environment, Chapter 2: • The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chapter 3: Associated Legislation and Regulation ...7Decks43Flashcards3Learners -
interview practice
interview practice
By: Kita Mistry
Competency Questions, FCA INTERVIEW, Financial Ombudsman ...7Decks71Flashcards1Learner -
Fin Markets & Institutions
Fin Markets & Institutions
By: Mσиιкα Ƙ
Integrity Ethics, Uk Regulatory Infastructure, PRA & FCA ...10Decks59Flashcards1Learner -
CISI
CISI
By: soeoak kyaw
Chapter 1 - The Financial Services Industry, Chapter 2 - UK Financial Services And Consumer Relationships, Chapter 3 - Uk Contract And Trust Legislation ...10Decks26Flashcards2Learners -
*M CMCN
*M CMCN
By: Stevie Davies
1 | review matrix, vector spaces, 2 | review linear programming, metabolic model, 1-2 | Matlab stuff ...16Decks110Flashcards1Learner -
BY THE NUMBERS
BY THE NUMBERS
By: C P
FCA by the Numbers1Decks138Flashcards1Learner -
Contract Law
Contract Law
By: Emily clayton
Remoteness, SP, Privity ...13Decks120Flashcards1Learner -
Asset Finance - Unit 2
Asset Finance - Unit 2
By: Patrick Iyoyin
Regulation, FCA & PRA continued, Consumer Credit ...9Decks86Flashcards1Learner -
THE FINANCIAL MARKETS
THE FINANCIAL MARKETS
By: Daniel Newton
Financial Markets, Types of Financial Markets, Credit Creation and the Money Multiplier - How do Commercial Banks Make Money? ...4Decks36Flashcards1Learner -
CeMAP 1, 2 & 3
CeMAP 1, 2 & 3
By: Storm Wheatley
CeMAP 1 UKFR 20/21 - Unit 1 - Topic 1 Introduction to the Financial Service Industry, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 2 Economic Policy and Financial Regulation, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 3 UK Taxation 1 ...55Decks35Flashcards75Learners -
CISI UK Financial Regulations 2023-24
CISI UK Financial Regulations 2023-24
By: Katrina Carter
Chapter 1 - The Regulatory Environment, Chapter 2 - The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chapter 3 - Associated Legislation and Regulation ...5Decks36Flashcards1Learner -
Revision C
Revision C
By: Kristina Vedeike
Daily questions, Under FCA regulations, the definition of a regulated mortgage contract specifically excludes: A debt consolidation. B home improvement loans. C commercial lending D bridging loans.2Decks20Flashcards1Learner -
AF7
AF7
By: Andrew Cruse
FCA and the Regulatory Requirements, TPR and The Statutory Transfer Process, Features and Security of Defined Benefit Schemes ...8Decks53Flashcards1Learner