Brainscape's Knowledge GenomeTM


Top Flashcards (Certified)
All Flashcards

Learn Fca

Study Fca using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
Brainscape Certified flashcards
(0)
Decks
Flashcards
Learners
User Generated flashcards
(30)
Decks
Flashcards
Learners
  • R01 2023
    R01 2023

    R01 2023

    By: Jay Ngo
    5 - Understand the financial regulator's responsibilities and approach to regulations, 7 Core Regulatory Principles and Rules, 2 - Serving the Retail Customer ...
    11
    Decks
    537
    Flashcards
    4
    Learners
  • RO1
    RO1

    RO1

    By: James S
    Chapter 1 (6 Exam Questions): The UK financial services industry in its European and global context, Chapter 2 (12 exam questions): How The Retail Consumer Is Served By The Financial Services Industry, Chapter 3 (9 exam questions): Legal concepts and considerations relevant to financial advice ...
    12
    Decks
    961
    Flashcards
    5
    Learners
  • CII R01 - Chapter 5
    CII R01 - Chapter 5

    CII R01 - Chapter 5

    By: Mia Savory
    A. UK Regulatory Landscape, B. FCA Objectives, C. Scope And Powers ...
    5
    Decks
    22
    Flashcards
    4
    Learners
  • CII: R01 2020-21
    CII: R01 2020-21

    CII: R01 2020-21

    By: Lucie Sudworth
    1 - The UK Financial Services Industry: An Overview, 2 - Serving the retail consumer, 3 - Laws and Legal concepts relevant to financial advice ...
    9
    Decks
    167
    Flashcards
    47
    Learners
  • CeMAP 1 - BigBoyPritch
    CeMAP 1 - BigBoyPritch

    CeMAP 1 - BigBoyPritch

    By: Rhys Pritchard
    Endowments, Inheritance Tax, State Benefits ...
    10
    Decks
    228
    Flashcards
    8
    Learners
  • Eq
    Eq

    Eq

    By: Tim Goodman
    Companies Act, Capital Markets, CREST ...
    4
    Decks
    38
    Flashcards
    1
    Learner
  • R01 Chapter 5A: Responsibilities and approach to regulation
    R01 Chapter 5A: Responsibilities and approach to regulation

    R01 Chapter 5A: Responsibilities and approach to regulation

    By: Lauren Tall
    5A.1 The Financial Services Act 2012, 5A.2 FCA - The basics, 5A.3 FCA divisions ...
    4
    Decks
    272
    Flashcards
    2
    Learners
  • mortgages types / types of borrowers
    mortgages types / types of borrowers

    mortgages types / types of borrowers

    By: Andrew McKechnie
    WEEK 6: mortgage types / types of borrowers, mortgage associated products WEEK 9, mortgage regulation WEEK 11 ...
    6
    Decks
    101
    Flashcards
    2
    Learners
  • Cemap unit 1
    Cemap unit 1

    Cemap unit 1

    By: Molly Hill
    unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation ...
    25
    Decks
    818
    Flashcards
    1,118
    Learners
  • DipFA - FSRE (22/23)
    DipFA - FSRE (22/23)

    DipFA - FSRE (22/23)

    By: George Farley
    1. Role And Structure Of Financial Markets, 2. The Role Of Government, 3. Customer Needs ...
    11
    Decks
    174
    Flashcards
    9
    Learners
  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    By: Jennie Acharjee
    FCA's COBS & CASS, Regulatory Environment, FSMA 2000 & Financial Services Act 2012 ...
    5
    Decks
    49
    Flashcards
    10
    Learners
  • FSRE - Rowen
    FSRE - Rowen

    FSRE - Rowen

    By: R G
    The role and structure of financial markets, The role of government, Meeting customer needs and priorities ...
    11
    Decks
    210
    Flashcards
    1
    Learner
  • CISI UK Financial Regulation 2023/24
    CISI UK Financial Regulation 2023/24

    CISI UK Financial Regulation 2023/24

    By: Georgia Boddy
    1. The Regulatory Environment, 2. The Financial Services Markets Act 2000 and Financial Services Act 2012, 3. Associated Legislation Regulation ...
    6
    Decks
    224
    Flashcards
    14
    Learners
  • CII - R01
    CII - R01

    CII - R01

    By: Craig Robertson
    Financial industry overview, Regulation and the FCA, Legal Concepts ...
    13
    Decks
    402
    Flashcards
    3
    Learners
  • CF
    CF

    CF

    By: Andreas Avraam
    Excluded activity, Glossary, 1.5 Exempt Persons ...
    32
    Decks
    536
    Flashcards
    2
    Learners
  • CISI
    CISI

    CISI

    By: Shade Oyewole
    Unit 1 - The Regulatory environment, Unit 2 - FSMA and FSA, Unit 3 - Association and Legislation ...
    5
    Decks
    225
    Flashcards
    5
    Learners
  • LT Test
    LT Test

    LT Test

    By: Daniel T
    Penal Law, Case Law, Other Laws ...
    12
    Decks
    494
    Flashcards
    1
    Learner
  • CISI: UK Financial Regulations
    CISI: UK Financial Regulations

    CISI: UK Financial Regulations

    By: Samuel Peterson
    Chapter 1: The Regulatory Environment, Chapter 2: The Financial Services and Markets Act 2000 & Financial Services Act 2012, Chapter 3: Associated Legislation and Regulation ...
    6
    Decks
    574
    Flashcards
    6
    Learners
  • IMC IE Chapter 1
    IMC IE Chapter 1

    IMC IE Chapter 1

    By: Serena Asante
    IMC Chapter 1, IMC Chapter 1 - 1.4 - The FCA, IMC Chapter 1 - 1.3 - The Regulatory Environment ...
    4
    Decks
    128
    Flashcards
    2
    Learners
  • Cemap 1 UKFR
    Cemap 1 UKFR

    Cemap 1 UKFR

    By: boo Boo
    Topic 1 Introducing the financial services industry, Topic 2 Economic policy and financial regulation, Topic 3 UK taxation ...
    25
    Decks
    1,733
    Flashcards
    2
    Learners
  • UK Regulation and Professional Integrity
    UK Regulation and Professional Integrity

    UK Regulation and Professional Integrity

    By: joshua hale
    Glossary, Chapter 1 The UK Financial Services Sector, Chapter 2 UK Financial Services and Consumer Relationships ...
    12
    Decks
    148
    Flashcards
    9
    Learners
  • FSRE - DIPFA
    FSRE - DIPFA

    FSRE - DIPFA

    By: Ned Clonan
    Topic 1 The role and structure of financial markets, Topic 2 The role of government, Topic 3 Financial services in the wider economy ...
    20
    Decks
    175
    Flashcards
    67
    Learners
  • IAD Level 1
    IAD Level 1

    IAD Level 1

    By: Helen Chua
    Chapter 1: The UK Financial Services Sector, Chapter 2: UK Financial Services and Consumer Relationships, Chapter 3: UK Contract and Trust Legislation ...
    17
    Decks
    369
    Flashcards
    4
    Learners
  • Cemap1 unit 1 and 2
    Cemap1 unit 1 and 2

    Cemap1 unit 1 and 2

    By: Keesha Anderson
    1. Introduction to financial services, 2. Economic Policy and financial regulation, 3. UK Taxation 1 ...
    25
    Decks
    334
    Flashcards
    66
    Learners
  • CeMap
    CeMap

    CeMap

    By: space man
    Unit 1 Topic 1 - Introducing the financial services industry, Unit 1 Topic 2 - Economic policy and financial regulation, Unit 1 Topic 3 - UK taxation I ...
    25
    Decks
    781
    Flashcards
    628
    Learners
  • RO1 Flashcards
    RO1 Flashcards

    RO1 Flashcards

    By: Luke Patrick-Carr
    RO1 - Introduction, RO1- (2) Serving the retail consumer 1/2 (Pensions, Budgeting, Insurance, Mortgages), RO1- (2) Serving the retail consumer 2/2 ...
    7
    Decks
    529
    Flashcards
    1
    Learner
  • JW - CeMap 1 (2019/2020)
    JW - CeMap 1 (2019/2020)

    JW - CeMap 1 (2019/2020)

    By: J W
    Unit 1: Introduction to the Financial Services Environment and Products - Topic 1 - Introducing the financial services industry, Unit 1 - Topic 2 - Economic policy and financial regulation, Unit 1 - Topic 3 - UK taxation ...
    25
    Decks
    851
    Flashcards
    301
    Learners
  • CeMap 1
    CeMap 1

    CeMap 1

    By: Lucy Russell
    TOPIC 1 - Introducing the financial services industry, TOPIC 2 - Economic policy and financial regulation, TOPIC 4 - UK taxation II ...
    25
    Decks
    531
    Flashcards
    62
    Learners
  • IOC - UK financial reg
    IOC - UK financial reg

    IOC - UK financial reg

    By: Mark Patching
    IOC - UK Reg CH 1 - Regulatory Environment, IOC - UK Reg CH 2 - FSMA 2000 - FSA 2012, IOC - UK Reg CH 3 - Associated Legislation and Regulation ...
    6
    Decks
    193
    Flashcards
    14
    Learners
  • Domain 3 : Obstetrics
    Domain 3 : Obstetrics

    Domain 3 : Obstetrics

    By: Abongile Vanda
    Physiological Changes, Valvular Heart Disease, ESC Guidelines On Cardiac Diseases In Pregnancy ...
    30
    Decks
    813
    Flashcards
    4
    Learners

Knowledge Genome

Brainscape helps you reach your goals faster, through stronger study habits.
© 2025 Bold Learning Solutions. Terms and Conditions