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  • Review
    Review

    Review

    By: Rob Randall
    Supervision Audio- Session 15 (Master Review of Supervision), Supervision- Monster T/F Quizzer, LE Practices- MFP Digest Part 1 ...
    16
    Decks
    923
    Flashcards
    1
    Learner
  • Financial Planning
    Financial Planning

    Financial Planning

    By: Declan Iom
    Topic 1 Key Influences In UK Financial Services industry, Topic 2 : PRA & FCA, Topic 3 - Conduct Of Business Rules ...
    5
    Decks
    361
    Flashcards
    3
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  • UKFR
    UKFR

    UKFR

    By: Lee Stapleton
    Intro financial Services Industry, Economic Policy And Financial Regulation, UK Taxation 1 ...
    25
    Decks
    288
    Flashcards
    3
    Learners
  • IOC Financial Regulation
    IOC Financial Regulation

    IOC Financial Regulation

    By: Fraser Wright
    Chapter 3 - Assc Legislation and Regulation, Chapter 1 - Regulatory Environment, Chapter 2 - FSMA 200 and FSA 2012 ...
    5
    Decks
    172
    Flashcards
    1
    Learner
  • Cemap Unit 1 + Unit 2 kam
    Cemap Unit 1 + Unit 2 kam

    Cemap Unit 1 + Unit 2 kam

    By: Meakes Manny
    unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation ...
    25
    Decks
    818
    Flashcards
    2
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  • R1 Psiquiatria
    R1 Psiquiatria

    R1 Psiquiatria

    By: Lucas Laurentino
    Psicopatologia, Bases Transtornos Psiquiatricos, Psicopato - CONSCIÊNCIA ...
    30
    Decks
    491
    Flashcards
    1
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  • Session. 14
    Session. 14

    Session. 14

    By: Rob Randall
    PTS Code Words, Frequent Law Questions (CPL,PL,FCA,VTL), VTL- Final Quizzer- Session 14 ...
    6
    Decks
    259
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    1
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  • Class Name
    Class Name

    Class Name

    By: R T
    Topic 1 - FS Industry, Topic 2 - Economic Policy & Financial Regulation, Topic 3 - UK Taxation 1 ...
    25
    Decks
    410
    Flashcards
    8
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  • Diagnóstico Nutricional
    Diagnóstico Nutricional

    Diagnóstico Nutricional

    By: Karol Cavazos
    Antropometría, Composición corporal, Bioimpedancia ...
    12
    Decks
    92
    Flashcards
    1
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  • Corporate Finance Regulation
    Corporate Finance Regulation

    Corporate Finance Regulation

    By: Phil Moore
    1. Regulatory Infrastructure, 2. The Role of the FCA and the PRA, 3. Company Law 4. AML and CTF ...
    25
    Decks
    724
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    1
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  • Regs
    Regs

    Regs

    By: Simran Cheema
    Chapter 3 Associated Legislation and Regulation, Chapter 4 The FCA Conduct of Business and Client Asset Sourcebooks, Chapter 5 Complaints and Redress ...
    6
    Decks
    228
    Flashcards
    1
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  • Regs UK
    Regs UK

    Regs UK

    By: shan gopaul
    1) The Regulatory Environment, 2) The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3) Associated Legislation and Regulation ...
    5
    Decks
    798
    Flashcards
    1
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  • CII R01
    CII R01

    CII R01

    By: Adam Bradbury
    8. Client Advising Skills, 7. The Regulatory Advice Framework, 6. Principles & Rules as Set out in the Regulatory Framework ...
    10
    Decks
    60
    Flashcards
    34
    Learners
  • Hindi - Apr 25
    Hindi - Apr 25

    Hindi - Apr 25

    By: Arnav Kotwal
    Deck, FCA Securities Revision
    2
    Decks
    31
    Flashcards
    1
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  • Chapter 3.4 - 3.5. The Regulation Of Financial Markets And Institutions
    Chapter 3.4 - 3.5. The Regulation Of Financial Markets And Institutions

    Chapter 3.4 - 3.5. The Regulation Of Financial Markets And Institutions

    By: Vemula Shravya
    Regulation Of Investment Exchanges And Clearing Houses, The London Stock Exchange, Ice Future Europe And Ice Clear Europe ...
    26
    Decks
    223
    Flashcards
    1
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  • CISI UK Financial Regulation
    CISI UK Financial Regulation

    CISI UK Financial Regulation

    By: A W
    Chapter 1. The Regulatory Environment, 4. The FCA’s Conduct of Business and Client Assets Sourcebooks, 3. Associated Legislation and Regulation ...
    6
    Decks
    124
    Flashcards
    2
    Learners
  • SA2 Acronyms
    SA2 Acronyms

    SA2 Acronyms

    By: First Last
    Critical illness, Critical illness anti selection mitigation, Critical illness needs met ...
    38
    Decks
    318
    Flashcards
    29
    Learners
  • R01 Karim
    R01 Karim

    R01 Karim

    By: Karim Mostafa
    Chapter 1 Summary Points, Chapter 2: How the retail consumer is served by the financial services industry, Chapter 3: Legal concepts and considerations relevant to financial advice ...
    11
    Decks
    154
    Flashcards
    4
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  • Fin Markets & Institutions
    Fin Markets & Institutions

    Fin Markets & Institutions

    By: Mσиιкα Ƙ
    Integrity Ethics, Uk Regulatory Infastructure, PRA & FCA ...
    10
    Decks
    59
    Flashcards
    1
    Learner
  • interview practice
    interview practice

    interview practice

    By: Kita Mistry
    Competency Questions, FCA INTERVIEW, Financial Ombudsman ...
    7
    Decks
    71
    Flashcards
    1
    Learner
  • CISI
    CISI

    CISI

    By: soeoak kyaw
    Chapter 1 - The Financial Services Industry, Chapter 2 - UK Financial Services And Consumer Relationships, Chapter 3 - Uk Contract And Trust Legislation ...
    10
    Decks
    26
    Flashcards
    2
    Learners
  • Contract Law
    Contract Law

    Contract Law

    By: Emily clayton
    Remoteness, SP, Privity ...
    13
    Decks
    120
    Flashcards
    1
    Learner
  • Asset Finance - Unit 2
    Asset Finance - Unit 2

    Asset Finance - Unit 2

    By: Patrick Iyoyin
    Regulation, FCA & PRA continued, Consumer Credit ...
    9
    Decks
    86
    Flashcards
    1
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  • Chapter 3.6 - 3.7 The Regulation Of Financial Markets And Institutions
    Chapter 3.6 - 3.7 The Regulation Of Financial Markets And Institutions

    Chapter 3.6 - 3.7 The Regulation Of Financial Markets And Institutions

    By: Vemula Shravya
    Supervision And Enforcement Powers Of The FCA, Complaints And The Financial Ombudsman Service, Financial Services Compensation Scheme ...
    8
    Decks
    86
    Flashcards
    1
    Learner
  • Chapter 3.1 - 3.3 The Regulation Of Financial Markets and Institutions
    Chapter 3.1 - 3.3 The Regulation Of Financial Markets and Institutions

    Chapter 3.1 - 3.3 The Regulation Of Financial Markets and Institutions

    By: Vemula Shravya
    EU: Harmonisation Of Financial Services, EU: The European Securities And Markets Authority, EU: The Markets In Financial Instruments Directive ...
    28
    Decks
    238
    Flashcards
    1
    Learner
  • THE FINANCIAL MARKETS
    THE FINANCIAL MARKETS

    THE FINANCIAL MARKETS

    By: Daniel Newton
    Financial Markets, Types of Financial Markets, Credit Creation and the Money Multiplier - How do Commercial Banks Make Money? ...
    4
    Decks
    36
    Flashcards
    1
    Learner
  • CISI UK Financial Regulation (2024/25)
    CISI UK Financial Regulation (2024/25)

    CISI UK Financial Regulation (2024/25)

    By: Daniel Adebayo
    Chapter 1: The Regulatory Environment, Chapter 2: The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chspter 3: Associated Legislation and Regulation ...
    6
    Decks
    32
    Flashcards
    1
    Learner
  • CeMAP 1, 2 & 3
    CeMAP 1, 2 & 3

    CeMAP 1, 2 & 3

    By: Storm Wheatley
    CeMAP 1 UKFR 20/21 - Unit 1 - Topic 1 Introduction to the Financial Service Industry, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 2 Economic Policy and Financial Regulation, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 3 UK Taxation 1 ...
    55
    Decks
    35
    Flashcards
    97
    Learners
  • CISI UK Financial Regulations 2023-24
    CISI UK Financial Regulations 2023-24

    CISI UK Financial Regulations 2023-24

    By: Katrina Carter
    Chapter 1 - The Regulatory Environment, Chapter 2 - The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chapter 3 - Associated Legislation and Regulation ...
    5
    Decks
    36
    Flashcards
    1
    Learner
  • Revision C
    Revision C

    Revision C

    By: Kristina Vedeike
    Daily questions, Under FCA regulations, the definition of a regulated mortgage contract specifically excludes: A debt consolidation. B home improvement loans. C commercial lending D bridging loans.
    2
    Decks
    20
    Flashcards
    1
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