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  • Cemap Unit 1 + Unit 2
    Cemap Unit 1 + Unit 2

    Cemap Unit 1 + Unit 2

    By: Meakes Manny
    unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation ...
    25
    Decks
    818
    Flashcards
    22
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  • CII R01 - Financial Services, Regulation & Ethics
    CII R01 - Financial Services, Regulation & Ethics

    CII R01 - Financial Services, Regulation & Ethics

    By: Karishma Hirani
    Pt 2. Serving the Retail Consumer - Budgeting, Managing Debt and Borrowing, Pt 2. Serving the Retail Consumer - Mortgages and Loans, Pt 2. Serving the Retail Consumer - Protection ...
    23
    Decks
    428
    Flashcards
    73
    Learners
  • *M CMCN
    *M CMCN

    *M CMCN

    By: Stevie Davies
    Exam | MCQ, Exam | essay questions, Quiz I (1-2) ...
    17
    Decks
    509
    Flashcards
    1
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  • Regs Exam
    Regs Exam

    Regs Exam

    By: Jack George
    Chapter 1 (Regulatory Environment), Chapter 2 (FSMA 2000 & FSA 2012), Chapter 3 (Associated Legislation & Regulation) ...
    5
    Decks
    126
    Flashcards
    1
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  • Review
    Review

    Review

    By: Rob Randall
    Supervision Audio- Session 15 (Master Review of Supervision), Supervision- Monster T/F Quizzer, LE Practices- MFP Digest Part 1 ...
    16
    Decks
    923
    Flashcards
    1
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  • Financial Planning
    Financial Planning

    Financial Planning

    By: Declan Iom
    Topic 1 Key Influences In UK Financial Services industry, Topic 2 : PRA & FCA, Topic 3 - Conduct Of Business Rules ...
    5
    Decks
    361
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    3
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  • UKFR
    UKFR

    UKFR

    By: Kelsey Phillips
    U1: T1 - INTRODUCING THE FINANCIAL SERVICES INDUSTRY, U1: T2 - ECONOMICS POLICY AND FINANCIAL REGULATION, U1: T3 - UK TAXATION I ...
    27
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    1,071
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    6
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  • Regulation & Compliance Chapter 1, 2 & 4
    Regulation & Compliance Chapter 1, 2 & 4

    Regulation & Compliance Chapter 1, 2 & 4

    By: Luke O'Mahoney
    Overview of UK Financial Services Regulation, Regulated Activities, Authorisation and MIFID, Penalties for breaching FSMA 2000 & Collective Invest Scheme ...
    14
    Decks
    240
    Flashcards
    5
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  • CeMap 1 (2019-2020)
    CeMap 1 (2019-2020)

    CeMap 1 (2019-2020)

    By: boo Boo
    Topic 1 - Introducing the financial services industry, Topic 2 - Economic policy and financial, Topic 3 - UK taxation Flashcards ...
    24
    Decks
    831
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    1
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  • UKFR
    UKFR

    UKFR

    By: Lee Stapleton
    Intro financial Services Industry, Economic Policy And Financial Regulation, UK Taxation 1 ...
    25
    Decks
    288
    Flashcards
    3
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  • IOC Financial Regulation
    IOC Financial Regulation

    IOC Financial Regulation

    By: Fraser Wright
    Chapter 3 - Assc Legislation and Regulation, Chapter 1 - Regulatory Environment, Chapter 2 - FSMA 200 and FSA 2012 ...
    5
    Decks
    172
    Flashcards
    1
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  • Chapter 3.4 - 3.5. The Regulation Of Financial Markets And Institutions
    Chapter 3.4 - 3.5. The Regulation Of Financial Markets And Institutions

    Chapter 3.4 - 3.5. The Regulation Of Financial Markets And Institutions

    By: Vemula Shravya
    Regulation Of Investment Exchanges And Clearing Houses, The London Stock Exchange, Ice Future Europe And Ice Clear Europe ...
    26
    Decks
    220
    Flashcards
    1
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  • Cemap Unit 1 + Unit 2 kam
    Cemap Unit 1 + Unit 2 kam

    Cemap Unit 1 + Unit 2 kam

    By: Meakes Manny
    unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation ...
    25
    Decks
    818
    Flashcards
    2
    Learners
  • R1 Psiquiatria
    R1 Psiquiatria

    R1 Psiquiatria

    By: Lucas Laurentino
    Psicopatologia, Bases Transtornos Psiquiatricos, Psicopato - CONSCIÊNCIA ...
    30
    Decks
    491
    Flashcards
    1
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  • CISI UK Financial Regulation
    CISI UK Financial Regulation

    CISI UK Financial Regulation

    By: A W
    Chapter 1. The Regulatory Environment, 4. The FCA’s Conduct of Business and Client Assets Sourcebooks, 3. Associated Legislation and Regulation ...
    6
    Decks
    170
    Flashcards
    2
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  • Class Name
    Class Name

    Class Name

    By: R T
    Topic 1 - FS Industry, Topic 2 - Economic Policy & Financial Regulation, Topic 3 - UK Taxation 1 ...
    25
    Decks
    410
    Flashcards
    8
    Learners
  • Diagnóstico Nutricional
    Diagnóstico Nutricional

    Diagnóstico Nutricional

    By: Karol Cavazos
    Antropometría, Composición corporal, Bioimpedancia ...
    12
    Decks
    92
    Flashcards
    1
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  • Regs
    Regs

    Regs

    By: Simran Cheema
    Chapter 3 Associated Legislation and Regulation, Chapter 4 The FCA Conduct of Business and Client Asset Sourcebooks, Chapter 5 Complaints and Redress ...
    6
    Decks
    228
    Flashcards
    1
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  • Regs UK
    Regs UK

    Regs UK

    By: shan gopaul
    1) The Regulatory Environment, 2) The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3) Associated Legislation and Regulation ...
    5
    Decks
    798
    Flashcards
    1
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  • Hindi - Apr 25
    Hindi - Apr 25

    Hindi - Apr 25

    By: Arnav Kotwal
    Deck, FCA Securities Revision
    2
    Decks
    31
    Flashcards
    1
    Learner
  • CII R01
    CII R01

    CII R01

    By: Adam Bradbury
    8. Client Advising Skills, 7. The Regulatory Advice Framework, 6. Principles & Rules as Set out in the Regulatory Framework ...
    10
    Decks
    60
    Flashcards
    34
    Learners
  • Corporate Finance Regulation
    Corporate Finance Regulation

    Corporate Finance Regulation

    By: Phil Moore
    1. Regulatory Infrastructure, 2. The Role of the FCA and the PRA, 3. Company Law 4. AML and CTF ...
    25
    Decks
    724
    Flashcards
    1
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  • Session. 14
    Session. 14

    Session. 14

    By: Rob Randall
    PTS Code Words- Session 14, Frequent Law Questions (CPL,PL,FCA,VTL)- Session 14, VTL- Final Quizzer PT 1- Session 14 ...
    6
    Decks
    289
    Flashcards
    1
    Learner
  • SA2 Acronyms
    SA2 Acronyms

    SA2 Acronyms

    By: First Last
    Critical illness, Critical illness anti selection mitigation, Critical illness needs met ...
    38
    Decks
    318
    Flashcards
    31
    Learners
  • R01 Karim
    R01 Karim

    R01 Karim

    By: Karim Mostafa
    Chapter 1 Summary Points, Chapter 2: How the retail consumer is served by the financial services industry, Chapter 3: Legal concepts and considerations relevant to financial advice ...
    11
    Decks
    154
    Flashcards
    4
    Learners
  • Fin Markets & Institutions
    Fin Markets & Institutions

    Fin Markets & Institutions

    By: Mσиιкα Ƙ
    Integrity Ethics, Uk Regulatory Infastructure, PRA & FCA ...
    10
    Decks
    59
    Flashcards
    1
    Learner
  • interview practice
    interview practice

    interview practice

    By: Kita Mistry
    Competency Questions, FCA INTERVIEW, Financial Ombudsman ...
    7
    Decks
    71
    Flashcards
    1
    Learner
  • Unit 1 Regulations
    Unit 1 Regulations

    Unit 1 Regulations

    By: Fernando De Roda
    01 The Regulatory Environment, 02 FSMA 2000 & FSMA 2012, 03 Associated Legislation & Regulation ...
    7
    Decks
    302
    Flashcards
    1
    Learner
  • CISI UK Financial Regulation (2024/25)
    CISI UK Financial Regulation (2024/25)

    CISI UK Financial Regulation (2024/25)

    By: Daniel Adebayo
    Chapter 1: The Regulatory Environment, Chapter 2: The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chspter 3: Associated Legislation and Regulation ...
    6
    Decks
    32
    Flashcards
    2
    Learners
  • CISI
    CISI

    CISI

    By: soeoak kyaw
    Chapter 1 - The Financial Services Industry, Chapter 2 - UK Financial Services And Consumer Relationships, Chapter 3 - Uk Contract And Trust Legislation ...
    10
    Decks
    26
    Flashcards
    2
    Learners

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