Finra Flashcards & Quizzes

SIE Exam

SIE Exam

Brainscape Certified Class

1,499 Cards –

14 Decks –

4,023 Learners

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FINRA - Series 10

FINRA - Series 10

Flashcard Maker: evan greer

1,150 Cards –

6 Decks –

59 Learners

Sample Decks: Chapter 1 - Sales Supervision, Chapter 2 - Account Basics, Chapter 3 - Primary/Secondary Markets

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FINRA Series 3 Exam Prep

FINRA Series 3 Exam Prep

Flashcard Maker: David bolt

690 Cards –

7 Decks –

121 Learners

Sample Decks: Practice Test 1, Practice Test 2, Practice Test 3

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FINRA Series 6

FINRA Series 6

Flashcard Maker: Caroline Rando

440 Cards –

6 Decks –

42 Learners

Sample Decks: Unit 1: Securities Markets, Investment Securities & Economic Factors, Unit 2: Investment Company Securities & Variable Contracts, Unit 3: Securities & Tax Regulations

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FINRA Series 6

FINRA Series 6

Flashcard Maker: Suzzane Young

206 Cards –

6 Decks –

21 Learners

Sample Decks: Unit 1, Unit 2, Misc

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FINRA

FINRA

Flashcard Maker: Timothy Kocher

103 Cards –

3 Decks –

2 Learners

Sample Decks: Series 63 Definitions, Series 63 Securities, Series 63 Tade Practices

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FINRA

FINRA

Flashcard Maker: Frank Martinez

82 Cards –

1 Decks –

1 Learner

Sample Decks: Series 24

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FINRA Series 6

FINRA Series 6

Flashcard Maker: Dustin Cable

16 Cards –

1 Decks –

3 Learners

Sample Decks: Section 2

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FINRA Series 24

FINRA Series 24

Flashcard Maker: carli doers

33 Cards –

3 Decks –

1 Learner

Sample Decks: Definitions, Chapter 1 - Section 1, Chapter 1 - Section 3

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FINA 3770 - Finance

FINA 3770 - Finance

Flashcard Maker: Amy Horton

263 Cards –

5 Decks –

44 Learners

Sample Decks: Chapter 1 , Chapter 2 , Chapter 3

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copy

copy

Flashcard Maker: Carrie L

2,062 Cards –

21 Decks –

1 Learner

Sample Decks: Unit 3- Extension of Credit, Unit 1- Uniform Net Capital Rules, Unit 2- Record Keeping & Reporting Responsibilities

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Fina Accting Exam 1

Fina Accting Exam 1

Flashcard Maker: capenson@uh.edu Penson

204 Cards –

10 Decks –

3 Learners

Sample Decks: Chapter 10 Test 1, Chapter 1 Test 1, Chapter 2 Test 1

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SIE Exam Prep 2 -- SANDBOX

SIE Exam Prep 2 -- SANDBOX

Flashcard Maker: Andrew Cohen

1,499 Cards –

14 Decks –

33 Learners

Sample Decks: Equity Securities, Debt Securities, Types of Bonds

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Series 65

Series 65

Flashcard Maker: Cullen Criswell

1,129 Cards –

15 Decks –

29 Learners

Sample Decks: Investment Vehicle Characteristics, Investment Recommendations - Clients, Investment Recommendations - Risk and Returns

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Test Questions

Test Questions

Flashcard Maker: Spencer Willhite

2,400 Cards –

34 Decks –

55 Learners

Sample Decks: Series 7 Exam Preparation - Practice Exam 1, Series 7 Exam Preparation - Practice Exam 2, Series 7 Exam Preparation - Practice Exam 3

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Series 27 Questions

Series 27 Questions

Flashcard Maker: Chase Robison

718 Cards –

7 Decks –

43 Learners

Sample Decks: Unit 1- Uniform Net Capital Rules, Unit 2- Record Keeping & Reporting Responsibilities, Unit 3- Extension of Credit

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FINA 6144

FINA 6144

Flashcard Maker: John Garrigues

67 Cards –

4 Decks –

1 Learner

Sample Decks: Intro, Chapter 1 - Intro To Finance, Chapter 2 -

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Series 27/28- by topic

Series 27/28- by topic

Flashcard Maker: Chase Robison

263 Cards –

7 Decks –

50 Learners

Sample Decks: Net Capital Requirements, Customer Protection Rule, Net Capital Computation

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Series 7 Flashcards

Series 7 Flashcards

Flashcard Maker: Spencer Willhite

744 Cards –

10 Decks –

15 Learners

Sample Decks: Module 14 - FINRA Rules, Module 1 - Equities, Module 2 - Corporate Debt Securities

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HSOC 201 Fina Review

HSOC 201 Fina Review

Flashcard Maker: Amanda Schneider

63 Cards –

3 Decks –

3 Learners

Sample Decks: Population & Public Health, Social Sciences and Paraphrasing, Anthropology sociology, economic, political science, epidemiology, geography, psychology,

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FINA-101 Intro To Fine Arts

FINA-101 Intro To Fine Arts

Flashcard Maker: John Lewis

141 Cards –

3 Decks –

1 Learner

Sample Decks: Chapter 3, Chapter 4, Chapter 2

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History Fina

History Fina

Flashcard Maker: Emily rosati

158 Cards –

1 Decks –

1 Learner

Sample Decks: History Final

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Series 79 Test

Series 79 Test

Flashcard Maker: Sean Modjtehedi

1,456 Cards –

11 Decks –

73 Learners

Sample Decks: Chapter 1 - Financial Markets & the Economy, Chapter 2 - Securities and Exchanges, Chapter 3 - Evaluating the Corporate Structure

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JG ser 24

JG ser 24

Flashcard Maker: Matt Griffith

315 Cards –

7 Decks –

2 Learners

Sample Decks: C1 S1 FINRA STRUCTURE AND MEMBERSHIP PROVISIONS, Ch 1 S2 Registration of Personnel, Ch 2 S1 Broker-Dealer supervision

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Series 7 Top Off Regulations

Series 7 Top Off Regulations

Flashcard Maker: Candace Houghton

409 Cards –

7 Decks –

2 Learners

Sample Decks: Securities Exchange Act of 1933, Securities Exchange Act of 1934, Other Federal and State Regulations

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Series 6 Securities Training Corp 2017

Series 6 Securities Training Corp 2017

Flashcard Maker: Mee-Thlen Moy

169 Cards –

9 Decks –

56 Learners

Sample Decks: Equity Securities, Debt Securities , Equity & Debt Securities

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ANTHRO 33 FINLA

ANTHRO 33 FINLA

Flashcard Maker: Lauren Rueff

42 Cards –

5 Decks –

1 Learner

Sample Decks: 7b, 7a, W8

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Series 7

Series 7

Flashcard Maker: Ben Gurley

1,212 Cards –

34 Decks –

14 Learners

Sample Decks: Customer Accounts, Margin Rules, Long Margin Accounts

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FINA 3001

FINA 3001

Flashcard Maker: sabel peterson

41 Cards –

1 Decks –

1 Learner

Sample Decks: Quiz 1

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FINA

FINA

Flashcard Maker: Ashly Rodriguez

18 Cards –

1 Decks –

1 Learner

Sample Decks: Ch 10

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FINA 338

FINA 338

Flashcard Maker: Lexi Giddings

53 Cards –

1 Decks –

1 Learner

Sample Decks: Exam 1

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Chapter 3 -Supervision of Customer- Related Activities

Chapter 3 -Supervision of Customer- Related Activities

Flashcard Maker: Studying Alot

130 Cards –

11 Decks –

1 Learner

Sample Decks: Chapter 3 - Day-trading Accounts ( FINRA Rule 2130), Chapter 3 - Account Verification/USA PATRIOT ACT, Chapter 3 - Misc topics

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Regulations

Regulations

Flashcard Maker: trey abc

200 Cards –

6 Decks –

1 Learner

Sample Decks: Securities Act of 1933, Securities Act of 1934, Other Federal and State Regulations

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FINA 3313

FINA 3313

Flashcard Maker: Abimael Perez

85 Cards –

2 Decks –

2 Learners

Sample Decks: FINA Ch. 01 - 04, FINA Exam 2. Ch. 6, 7, 11, & 12

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Fina 402

Fina 402

Flashcard Maker: Untold Stories

18 Cards –

1 Decks –

1 Learner

Sample Decks: Treasury Management

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Pharm fina

Pharm fina

Flashcard Maker: Abby Krause

78 Cards –

1 Decks –

2 Learners

Sample Decks: pharm test 3

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Customer Accounts

Customer Accounts

Flashcard Maker: Isaac Kerry

142 Cards –

8 Decks –

2 Learners

Sample Decks: Account Basics, Margin Rules, Long Margin Rules

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Neurological aspects fina;

Neurological aspects fina;

Flashcard Maker: Tim Nichols

30 Cards –

4 Decks –

1 Learner

Sample Decks: SCI, TBI, Energy conservation

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marketing fina;

marketing fina;

Flashcard Maker: Matt Daggs

78 Cards –

1 Decks –

1 Learner

Sample Decks: Final

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FH Linz

FH Linz

Flashcard Maker: Michael Huemer

1,224 Cards –

23 Decks –

53 Learners

Sample Decks: SHG1B, FIN1A, GBW1A

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Anatomia

Anatomia

Flashcard Maker: Hans Ketelhohn

337 Cards –

27 Decks –

2 Learners

Sample Decks: Talamo, Hormonas hipotalamicas, Origen de hormonas hipotalamicas

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8th Grade Spanish

8th Grade Spanish

Flashcard Maker: Reed Milnor

419 Cards –

14 Decks –

2 Learners

Sample Decks: a la escuela/oficina, los días de la semana, los colores

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Bases de nutrición II

Bases de nutrición II

Flashcard Maker: Sofìa Celis

286 Cards –

4 Decks –

5 Learners

Sample Decks: Vitaminas y minerales, Macromoléculas, Agua

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Spanish

Spanish

Flashcard Maker: David Mathus

372 Cards –

12 Decks –

1 Learner

Sample Decks: Mi familia, 31-100, la finca - farm

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Spanish

Spanish

Flashcard Maker: Sophia Suchomski

243 Cards –

12 Decks –

1 Learner

Sample Decks: Los Colores, Los Dias De La Semana, Los Meses

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Spanish

Spanish

Flashcard Maker: Raeleigh Forester

420 Cards –

18 Decks –

1 Learner

Sample Decks: a la escuela- at school, Los Colores-colors, Los Días De La Semana- The Days Of The Week

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Day to Day Words I Gather

Day to Day Words I Gather

Flashcard Maker: Alicia Knox

125 Cards –

4 Decks –

1 Learner

Sample Decks: July 2012, August 2013, Finca Life 2015

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Fiziologie: Cardiovascular

Fiziologie: Cardiovascular

Flashcard Maker: Jacqueline Ionescu

152 Cards –

6 Decks –

15 Learners

Sample Decks: 1: Noțiuni generale I, 2. Noțiuni generale II, Potențialul membranar de repaus

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Neuroanatomia

Neuroanatomia

Flashcard Maker: Nicte Perez

73 Cards –

6 Decks –

2 Learners

Sample Decks: Embriologia e hidtologia, Fibras y medula espinal, Tallo Cerebral

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NEUROANATOMÍA-snell 8ºEd

NEUROANATOMÍA-snell 8ºEd

Flashcard Maker: Martha B

111 Cards –

4 Decks –

2 Learners

Sample Decks: 1. Introducción & Organización del SN, Medula Espinal y tractos, Inervación segmentaria de la piel & tono muscular

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1. Fisiologia Beraud Primer Parcial.

1. Fisiologia Beraud Primer Parcial.

Flashcard Maker: Luis Perez

167 Cards –

15 Decks –

7 Learners

Sample Decks: Fisiología Generalidades., Transporte Célular., Ciclo Célular.

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Who Is It For?

Learn Finra

Top Finra Flashcards Ranked by Quality

SIE Exam

Brainscape Certified Class

FINRA - Series 10

Flashcard Maker: evan greer

FINRA Series 3 Exam Prep

Flashcard Maker: David bolt

FINRA Series 6

Flashcard Maker: Caroline Rando

FINRA Series 6

Flashcard Maker: Suzzane Young

FINRA

Flashcard Maker: Timothy Kocher

FINRA

Flashcard Maker: Frank Martinez

FINRA Series 6

Flashcard Maker: Dustin Cable

FINRA Series 24

Flashcard Maker: carli doers

FINA 3770 - Finance

Flashcard Maker: Amy Horton

copy

Flashcard Maker: Carrie L

Fina Accting Exam 1

Flashcard Maker: capenson@uh.edu Penson

SIE Exam Prep 2 -- SANDBOX

Flashcard Maker: Andrew Cohen

Series 65

Flashcard Maker: Cullen Criswell

Test Questions

Flashcard Maker: Spencer Willhite

Series 27 Questions

Flashcard Maker: Chase Robison

FINA 6144

Flashcard Maker: John Garrigues

Series 27/28- by topic

Flashcard Maker: Chase Robison

Series 7 Flashcards

Flashcard Maker: Spencer Willhite

HSOC 201 Fina Review

Flashcard Maker: Amanda Schneider

FINA-101 Intro To Fine Arts

Flashcard Maker: John Lewis

History Fina

Flashcard Maker: Emily rosati

Series 79 Test

Flashcard Maker: Sean Modjtehedi

JG ser 24

Flashcard Maker: Matt Griffith

Series 7 Top Off Regulations

Flashcard Maker: Candace Houghton

Series 6 Securities Training Corp 2017

Flashcard Maker: Mee-Thlen Moy

ANTHRO 33 FINLA

Flashcard Maker: Lauren Rueff

Series 7

Flashcard Maker: Ben Gurley

FINA 3001

Flashcard Maker: sabel peterson

FINA

Flashcard Maker: Ashly Rodriguez

FINA 338

Flashcard Maker: Lexi Giddings

Chapter 3 -Supervision of Customer- Related Activities

Flashcard Maker: Studying Alot

Regulations

Flashcard Maker: trey abc

FINA 3313

Flashcard Maker: Abimael Perez

Fina 402

Flashcard Maker: Untold Stories

Pharm fina

Flashcard Maker: Abby Krause

Customer Accounts

Flashcard Maker: Isaac Kerry

Neurological aspects fina;

Flashcard Maker: Tim Nichols

marketing fina;