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Learn Finra

Study Finra using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!

Top Finra Flashcards Ranked by Quality

  • FINRA - Series 10
    FINRA - Series 10

    FINRA - Series 10

    By: evan greer
    1,150 Cards – 
    6 Decks – 
    159 Learners
    Sample Decks: Chapter 1 - Sales Supervision, Chapter 2 - Account Basics, Chapter 3 - Primary/Secondary Markets
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  • FINRA Series 3 Exam Prep
    FINRA Series 3 Exam Prep

    FINRA Series 3 Exam Prep

    By: David bolt
    690 Cards – 
    7 Decks – 
    282 Learners
    Sample Decks: Practice Test 1, Practice Test 2, Practice Test 3
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  • FINRA Series 6
    FINRA Series 6

    FINRA Series 6

    By: Caroline Rando
    440 Cards – 
    6 Decks – 
    75 Learners
    Sample Decks: Unit 1: Securities Markets, Investment Securities & Economic Factors, Unit 2: Investment Company Securities & Variable Contracts, Unit 3: Securities & Tax Regulations
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  • FINRA Series 6
    FINRA Series 6

    FINRA Series 6

    By: Suzzane Young
    206 Cards – 
    6 Decks – 
    28 Learners
    Sample Decks: Unit 1, Unit 2, Misc
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  • FINRA
    FINRA

    FINRA

    By: Timothy Kocher
    103 Cards – 
    3 Decks – 
    4 Learners
    Sample Decks: Series 63 Definitions, Series 63 Securities, Series 63 Tade Practices
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  • SIE - Finra - Nasaa
    SIE - Finra - Nasaa

    SIE - Finra - Nasaa

    By: Mark Cohen
    28 Cards – 
    2 Decks – 
    4 Learners
    Sample Decks: Rambo, SIE Chapter 1
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  • FINRA Terms
    FINRA Terms

    FINRA Terms

    By: Evan Cypher
    26 Cards – 
    2 Decks – 
    1 Learner
    Sample Decks: Acronym P1, Acronym P2
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  • FINRA
    FINRA

    FINRA

    By: Frank Martinez
    82 Cards – 
    1 Decks – 
    2 Learners
    Sample Decks: Series 24
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  • FINRA Series 24
    FINRA Series 24

    FINRA Series 24

    By: carli doers
    33 Cards – 
    3 Decks – 
    5 Learners
    Sample Decks: Definitions, Chapter 1 - Section 1, Chapter 1 - Section 3
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  • FINRA Series 6
    FINRA Series 6

    FINRA Series 6

    By: Dustin Cable
    16 Cards – 
    1 Decks – 
    3 Learners
    Sample Decks: Section 2
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  • Fidelity FINRA Regulations
    Fidelity FINRA Regulations

    Fidelity FINRA Regulations

    By: Jordan Brock
    35 Cards – 
    1 Decks – 
    1 Learner
    Sample Decks: FINRA Rules
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  • FINRA MGMT
    FINRA MGMT

    FINRA MGMT

    By: Arnold James Granda
    43 Cards – 
    1 Decks – 
    1 Learner
    Sample Decks: FINRA MGMT
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  • MOD.7 FINRA
    MOD.7 FINRA

    MOD.7 FINRA

    By: Tsupitero TIBATIBA
    16 Cards – 
    1 Decks – 
    1 Learner
    Sample Decks: FINRA 1ST RETAKE CUTIE
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  • Series 65
    Series 65

    Series 65

    By: David L. Giles
    53 Cards – 
    39 Decks – 
    1 Learner
    Sample Decks: Domain 1: Economic Factors & Business Information (15%), 1.A Basic Economic Concepts, 1.B Financial Reporting
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  • SIE Exam Prep 2 -- SANDBOX
    SIE Exam Prep 2 -- SANDBOX

    SIE Exam Prep 2 -- SANDBOX

    By: Andrew Cohen
    1,499 Cards – 
    14 Decks – 
    61 Learners
    Sample Decks: Equity Securities, Debt Securities, Types of Bonds
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  • Series 7 Top Off Regulations
    Series 7 Top Off Regulations

    Series 7 Top Off Regulations

    By: Candace Houghton
    409 Cards – 
    7 Decks – 
    97 Learners
    Sample Decks: Securities Exchange Act of 1933, Securities Exchange Act of 1934, Other Federal and State Regulations
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  • copy
    copy

    copy

    By: Carrie L
    2,062 Cards – 
    21 Decks – 
    5 Learners
    Sample Decks: Unit 3- Extension of Credit, Unit 1- Uniform Net Capital Rules, Unit 2- Record Keeping & Reporting Responsibilities
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  • Series 27/28- by topic
    Series 27/28- by topic

    Series 27/28- by topic

    By: Chase Robison
    263 Cards – 
    7 Decks – 
    78 Learners
    Sample Decks: Net Capital Requirements, Customer Protection Rule, Net Capital Computation
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  • Series 27 Questions
    Series 27 Questions

    Series 27 Questions

    By: Chase Robison
    718 Cards – 
    7 Decks – 
    122 Learners
    Sample Decks: Unit 1- Uniform Net Capital Rules, Unit 2- Record Keeping & Reporting Responsibilities, Unit 3- Extension of Credit
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  • Series 7 Flashcards
    Series 7 Flashcards

    Series 7 Flashcards

    By: Spencer Willhite
    744 Cards – 
    10 Decks – 
    30 Learners
    Sample Decks: Module 14 - FINRA Rules, Module 1 - Equities, Module 2 - Corporate Debt Securities
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  • Series 6
    Series 6

    Series 6

    By: Tela Gerber
    456 Cards – 
    8 Decks – 
    2 Learners
    Sample Decks: Types Of Funds, Unit 3, Unit 4
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  • Series 6 Securities Training Corp 2017
    Series 6 Securities Training Corp 2017

    Series 6 Securities Training Corp 2017

    By: Mee-Thlen Moy
    169 Cards – 
    9 Decks – 
    54 Learners
    Sample Decks: Equity Securities, Debt Securities, Equity & Debt Securities
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  • Series 27
    Series 27

    Series 27

    By: Courtney Ritter
    507 Cards – 
    9 Decks – 
    1 Learner
    Sample Decks: Chapter 1 - Accounting Basics, Chapter 2 - BD Operations, Chapter 3 - Margin
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  • JG ser 24
    JG ser 24

    JG ser 24

    By: Matt Griffith
    315 Cards – 
    7 Decks – 
    4 Learners
    Sample Decks: C1 S1 FINRA STRUCTURE AND MEMBERSHIP PROVISIONS, Ch 1 S2 Registration of Personnel, Ch 2 S1 Broker-Dealer supervision
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  • CFP Code and Standards
    CFP Code and Standards

    CFP Code and Standards

    By: Tom Anichini
    19 Cards – 
    3 Decks – 
    1 Learner
    Sample Decks: Code of Ethics, Common FINRA Licenses, General Financial Planning
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  • OLD_Shayan's Best SIE Exam Practice Test
    OLD_Shayan's Best SIE Exam Practice Test

    OLD_Shayan's Best SIE Exam Practice Test

    By: shayan modjtehedi
    881 Cards – 
    14 Decks – 
    1 Learner
    Sample Decks: Chapter 1 - Equity Securities, Chapter 2 - Debt Securities, Chapter 3 - Types of Bonds
    Show Class
  • SIE
    SIE

    SIE

    By: Darius joseph
    729 Cards – 
    12 Decks – 
    3 Learners
    Sample Decks: Chapter 1 Exam, Chapter 2 Equity Securities, SIE PRACTICE TEST (Mometrix)
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  • Regulations
    Regulations

    Regulations

    By: trey abc
    200 Cards – 
    6 Decks – 
    2 Learners
    Sample Decks: Securities Act of 1933, Securities Act of 1934, Other Federal and State Regulations
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  • Series 7
    Series 7

    Series 7

    By: Ben Gurley
    1,212 Cards – 
    34 Decks – 
    28 Learners
    Sample Decks: Customer Accounts, Margin Rules, Long Margin Accounts
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  • Chapter 3 -Supervision of Customer- Related Activities
    Chapter 3 -Supervision of Customer- Related Activities

    Chapter 3 -Supervision of Customer- Related Activities

    By: Studying Alot
    130 Cards – 
    11 Decks – 
    2 Learners
    Sample Decks: Chapter 3 - Day-trading Accounts ( FINRA Rule 2130), Chapter 3 - Account Verification/USA PATRIOT ACT, Chapter 3 - Misc topics
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