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Learn Uk Financial Regulation

Study Uk Financial Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • UK FINANCIAL REGULATION
    UK FINANCIAL REGULATION

    UK FINANCIAL REGULATION

    By: Ma Sha
    All definitions, OTHER DIRECT INVESTMENTS, COLLECTIVE INVESTMENTS ...
    18
    Decks
    288
    Flashcards
    164
    Learners
  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    By: Matthew MacKinnon
    The Regulatory Environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation ...
    7
    Decks
    475
    Flashcards
    141
    Learners
  • CISI UK Financial Regulations
    CISI UK Financial Regulations

    CISI UK Financial Regulations

    By: Bethan Parfitt
    1. The Regulatory Environment, 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3. Associate Legislation and Regulation ...
    6
    Decks
    797
    Flashcards
    297
    Learners
  • CeMAP 1: UK Financial Regulation (UKFR)
    CeMAP 1: UK Financial Regulation (UKFR)

    CeMAP 1: UK Financial Regulation (UKFR)

    By: Steven Byne
    A new consumer duty, Topic 1: Introducing the financial services industry, Topic 2: Economic policy and financial regulation ...
    26
    Decks
    652
    Flashcards
    39
    Learners
  • IOC - UK Financial Regulation
    IOC - UK Financial Regulation

    IOC - UK Financial Regulation

    By: Radleigh Foster
    IOC - Regulatory Environment, IOC - FSMA 2000 FSA 2012, IOC - Legislation And Regulation ...
    5
    Decks
    78
    Flashcards
    70
    Learners
  • CISI: UK Financial Regulations
    CISI: UK Financial Regulations

    CISI: UK Financial Regulations

    By: Samuel Peterson
    Chapter 1: The Regulatory Environment, Chapter 2: The Financial Services and Markets Act 2000 & Financial Services Act 2012, Chapter 3: Associated Legislation and Regulation ...
    6
    Decks
    574
    Flashcards
    3
    Learners
  • CISI UK Financial Regulation 2025
    CISI UK Financial Regulation 2025

    CISI UK Financial Regulation 2025

    By: Jack Eden
    Last Minute Study / Past Paper Questions / AI Questions, Chapter 1: The Regulatory Environment, Chapter 4: The FCA Conduct of Business and Client Assets Sourcebooks
    3
    Decks
    313
    Flashcards
    16
    Learners
  • UK Financial Regulations
    UK Financial Regulations

    UK Financial Regulations

    By: Naimeh Sabourian
    Chapter 1: The Regulatory Environment, FSMA 2000 and FSA 2012, Conduct of Business ...
    6
    Decks
    410
    Flashcards
    2
    Learners
  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    By: Jennie Acharjee
    FCA's COBS & CASS, Regulatory Environment, FSMA 2000 & Financial Services Act 2012 ...
    5
    Decks
    49
    Flashcards
    10
    Learners
  • UK Financial Regulation Unit 1
    UK Financial Regulation Unit 1

    UK Financial Regulation Unit 1

    By: Carmel Juanillo
    Topic 1, Topic 2, Topic 3 ...
    16
    Decks
    58
    Flashcards
    14
    Learners
  • CISI UK Financial Regulation 2023/24
    CISI UK Financial Regulation 2023/24

    CISI UK Financial Regulation 2023/24

    By: Georgia Boddy
    1. The Regulatory Environment, 2. The Financial Services Markets Act 2000 and Financial Services Act 2012, 3. Associated Legislation Regulation ...
    6
    Decks
    224
    Flashcards
    14
    Learners
  • UK Financial Regulations
    UK Financial Regulations

    UK Financial Regulations

    By: Andrea Ruiz
    COBS/CASS
    1
    Decks
    175
    Flashcards
    3
    Learners
  • FCA Paper 3: UK Financial Regulation
    FCA Paper 3: UK Financial Regulation

    FCA Paper 3: UK Financial Regulation

    By: Tom Hill
    The regulatory environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation ...
    9
    Decks
    337
    Flashcards
    1
    Learner
  • Financial Services Diploma UK Regulation and Ethics
    Financial Services Diploma UK Regulation and Ethics

    Financial Services Diploma UK Regulation and Ethics

    By: Harry Holt
    FCRE Structure of Fin Mkts
    1
    Decks
    139
    Flashcards
    12
    Learners
  • CISI UK Financial Regulation
    CISI UK Financial Regulation

    CISI UK Financial Regulation

    By: A W
    Chapter 1. The Regulatory Environment, 4. The FCA’s Conduct of Business and Client Assets Sourcebooks, 3. Associated Legislation and Regulation ...
    6
    Decks
    124
    Flashcards
    2
    Learners
  • FCA 3: UK Financial Regulation
    FCA 3: UK Financial Regulation

    FCA 3: UK Financial Regulation

    By: Ebrima Jallow
    The Regulatory Environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation ...
    4
    Decks
    292
    Flashcards
    2
    Learners
  • CISI UK Financial Regulation (2024/25)
    CISI UK Financial Regulation (2024/25)

    CISI UK Financial Regulation (2024/25)

    By: Daniel Adebayo
    Chapter 1: The Regulatory Environment, Chapter 2: The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chspter 3: Associated Legislation and Regulation ...
    6
    Decks
    32
    Flashcards
    1
    Learner
  • CISI UK Financial Regulations 2023-24
    CISI UK Financial Regulations 2023-24

    CISI UK Financial Regulations 2023-24

    By: Katrina Carter
    Chapter 1 - The Regulatory Environment, Chapter 2 - The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chapter 3 - Associated Legislation and Regulation ...
    5
    Decks
    36
    Flashcards
    1
    Learner
  • R01
    R01

    R01

    By: Ellie Atkinson
    The UK Financial Services Industry: An Overview, Serving The Retail Customer, Principles And Rules Set Out In The Regulatory Framework ...
    10
    Decks
    416
    Flashcards
    421
    Learners
  • R01 Jan 2020
    R01 Jan 2020

    R01 Jan 2020

    By: Jennifer Barker
    The Uk Financial Services Industry, Serving the retail customer, Laws & legal concepts relevant to financial advice ...
    13
    Decks
    514
    Flashcards
    40
    Learners
  • CeMAP 1 (Unit one)
    CeMAP 1 (Unit one)

    CeMAP 1 (Unit one)

    By: Grace Barritt
    Topic 1 (The Financial Services Industry), Topic 10 (Pension Products), Topic 9 (Tax Wrappers) ...
    16
    Decks
    635
    Flashcards
    302
    Learners
  • JW - CeMap 1 (2019/2020)
    JW - CeMap 1 (2019/2020)

    JW - CeMap 1 (2019/2020)

    By: J W
    Unit 1: Introduction to the Financial Services Environment and Products - Topic 1 - Introducing the financial services industry, Unit 1 - Topic 2 - Economic policy and financial regulation, Unit 1 - Topic 3 - UK taxation ...
    25
    Decks
    851
    Flashcards
    291
    Learners
  • RO1
    RO1

    RO1

    By: James S
    Chapter 1 (6 Exam Questions): The UK financial services industry in its European and global context, Chapter 2 (12 exam questions): How The Retail Consumer Is Served By The Financial Services Industry, Chapter 3 (9 exam questions): Legal concepts and considerations relevant to financial advice ...
    12
    Decks
    961
    Flashcards
    3
    Learners
  • CII R01 - Financial Services, Regulation & Ethics
    CII R01 - Financial Services, Regulation & Ethics

    CII R01 - Financial Services, Regulation & Ethics

    By: Karishma Hirani
    Pt 2. Serving the Retail Consumer - Budgeting, Managing Debt and Borrowing, Pt 2. Serving the Retail Consumer - Mortgages and Loans, Pt 2. Serving the Retail Consumer - Protection ...
    23
    Decks
    428
    Flashcards
    62
    Learners
  • Financial Markets And institutions
    Financial Markets And institutions

    Financial Markets And institutions

    By: Theo McKibbin Malins-Smith
    1.0 - Financial Markets And institutions, Key Terms And Figures, Ethics And Investment Professionalism ...
    14
    Decks
    777
    Flashcards
    31
    Learners
  • CeMap
    CeMap

    CeMap

    By: space man
    Unit 1 Topic 1 - Introducing the financial services industry, Unit 1 Topic 2 - Economic policy and financial regulation, Unit 1 Topic 3 - UK taxation I ...
    25
    Decks
    781
    Flashcards
    608
    Learners
  • R01: Financial Services, Regulation and Ethics
    R01: Financial Services, Regulation and Ethics

    R01: Financial Services, Regulation and Ethics

    By: Jonathon Brand
    1. The UK Financial Services Industry: An Overview, 2. Serving the Retail Consumer, 3. Laws and Legal Concepts Relevant to Financial Advice ...
    9
    Decks
    629
    Flashcards
    23
    Learners
  • CeMap 1
    CeMap 1

    CeMap 1

    By: Lucy Russell
    TOPIC 1 - Introducing the financial services industry, TOPIC 2 - Economic policy and financial regulation, TOPIC 4 - UK taxation II ...
    25
    Decks
    531
    Flashcards
    51
    Learners
  • Cemap1 unit 1 and 2
    Cemap1 unit 1 and 2

    Cemap1 unit 1 and 2

    By: Keesha Anderson
    1. Introduction to financial services, 2. Economic Policy and financial regulation, 3. UK Taxation 1 ...
    25
    Decks
    334
    Flashcards
    66
    Learners
  • CII: R01 2020-21
    CII: R01 2020-21

    CII: R01 2020-21

    By: Lucie Sudworth
    1 - The UK Financial Services Industry: An Overview, 2 - Serving the retail consumer, 3 - Laws and Legal concepts relevant to financial advice ...
    9
    Decks
    167
    Flashcards
    47
    Learners

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