Learn Uk Financial Regulation
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UK FINANCIAL REGULATION
UK FINANCIAL REGULATION
Flashcard Maker: Ma Sha
288 Cards –18 Decks –78 LearnersSample Decks: All definitions, OTHER DIRECT INVESTMENTS, COLLECTIVE INVESTMENTSShow Class -
UK Financial Regulation
UK Financial Regulation
Flashcard Maker: Matthew MacKinnon
475 Cards –7 Decks –69 LearnersSample Decks: The Regulatory Environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and RegulationShow Class -
CISI UK Financial Regulations
CISI UK Financial Regulations
Flashcard Maker: Bethan Parfitt
797 Cards –6 Decks –27 LearnersSample Decks: 1. The Regulatory Environment, 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3. Associate Legislation and RegulationShow Class -
IOC - UK Financial Regulation
IOC - UK Financial Regulation
Flashcard Maker: Radleigh Foster
78 Cards –5 Decks –56 LearnersSample Decks: IOC - Regulatory Environment, IOC - FSMA 2000 FSA 2012, IOC - Legislation And RegulationShow Class -
UK Financial Regulation
UK Financial Regulation
Flashcard Maker: Jennie Acharjee
49 Cards –5 Decks –7 LearnersSample Decks: FCA's COBS & CASS, Regulatory Environment, FSMA 2000 & Financial Services Act 2012Show Class -
UK Financial Regulation Unit 1
UK Financial Regulation Unit 1
Flashcard Maker: Carmel Juanillo
58 Cards –16 Decks –11 LearnersSample Decks: Topic 1, Topic 2, Topic 3Show Class -
UK Financial Regulations
UK Financial Regulations
Flashcard Maker: Andrea Ruiz
175 Cards –1 Decks –1 LearnerSample Decks: COBS/CASSShow Class -
Financial Services Diploma UK Regulation and Ethics
Financial Services Diploma UK Regulation and Ethics
Flashcard Maker: Harry Holt
139 Cards –1 Decks –11 LearnersSample Decks: FCRE Structure of Fin MktsShow Class -
R01
R01
Flashcard Maker: Ellie Atkinson
416 Cards –10 Decks –175 LearnersSample Decks: The UK Financial Services Industry: An Overview, Serving The Retail Customer, Principles And Rules Set Out In The Regulatory FrameworkShow Class -
R01 Jan 2020
R01 Jan 2020
Flashcard Maker: Jennifer Barker
514 Cards –13 Decks –30 LearnersSample Decks: The Uk Financial Services Industry, Serving the retail customer, Laws & legal concepts relevant to financial adviceShow Class -
JW - CeMap 1 (2019/2020)
JW - CeMap 1 (2019/2020)
Flashcard Maker: J W
851 Cards –25 Decks –189 LearnersSample Decks: Unit 1: Introduction to the Financial Services Environment and Products - Topic 1 - Introducing the financial services industry, Unit 1 - Topic 2 - Economic policy and financial regulation, Unit 1 - Topic 3 - UK taxationShow Class -
CeMAP 1 (Unit one)
CeMAP 1 (Unit one)
Flashcard Maker: Grace Barritt
635 Cards –16 Decks –212 LearnersSample Decks: Topic 1 (The Financial Services Industry), Topic 10 (Pension Products), Topic 9 (Tax Wrappers)Show Class -
CeMap
CeMap
Flashcard Maker: space man
781 Cards –25 Decks –418 LearnersSample Decks: Unit 1 Topic 1 - Introducing the financial services industry, Unit 1 Topic 2 - Economic policy and financial regulation, Unit 1 Topic 3 - UK taxation IShow Class -
Financial Markets And institutions
Financial Markets And institutions
Flashcard Maker: Theo McKibbin Malins-Smith
777 Cards –14 Decks –24 LearnersSample Decks: 1.0 - Financial Markets And institutions, Key Terms And Figures, Ethics And Investment ProfessionalismShow Class -
R01: Financial Services, Regulation and Ethics
R01: Financial Services, Regulation and Ethics
Flashcard Maker: Jonathon Brand
629 Cards –9 Decks –13 LearnersSample Decks: 1. The UK Financial Services Industry: An Overview, 2. Serving the Retail Consumer, 3. Laws and Legal Concepts Relevant to Financial AdviceShow Class -
Cemap1 unit 1 and 2
Cemap1 unit 1 and 2
Flashcard Maker: Keesha Anderson
334 Cards –25 Decks –46 LearnersSample Decks: 1. Introduction to financial services, 2. Economic Policy and financial regulation, 3. UK Taxation 1Show Class -
R01
R01
Flashcard Maker: James Coldwell
377 Cards –7 Decks –7 LearnersSample Decks: Chapter 1 - UK Financial Services Overview, Exam extras, Chapter 3 - Laws And Legal ConceptsShow Class -
CII: R01 2020-21
CII: R01 2020-21
Flashcard Maker: Lucie Sudworth
167 Cards –9 Decks –27 LearnersSample Decks: 1 - The UK Financial Services Industry: An Overview, 2 - Serving the retail consumer, 3 - Laws and Legal concepts relevant to financial adviceShow Class -
UKFR
UKFR
Flashcard Maker: Kelsey Phillips
1,071 Cards –27 Decks –1 LearnerSample Decks: U1: T1 - INTRODUCING THE FINANCIAL SERVICES INDUSTRY, U1: T2 - ECONOMICS POLICY AND FINANCIAL REGULATION, U1: T3 - UK TAXATION IShow Class -
Regulation & Compliance Chapter 1, 2 & 4
Regulation & Compliance Chapter 1, 2 & 4
Flashcard Maker: Luke O'Mahoney
240 Cards –14 Decks –1 LearnerSample Decks: Overview of UK Financial Services Regulation, Regulated Activities, Authorisation and MIFID, Penalties for breaching FSMA 2000 & Collective Invest SchemeShow Class -
UKFR
UKFR
Flashcard Maker: Lee Stapleton
288 Cards –25 Decks –2 LearnersSample Decks: Intro financial Services Industry, Economic Policy And Financial Regulation, UK Taxation 1Show Class -
IMC Chapter 3
IMC Chapter 3
Flashcard Maker: Emily Havers
340 Cards –19 Decks –7 LearnersSample Decks: MiFID/ MiFID II/ MiFIR, UCITS Directive/ AIFMD/ Additional, UK RegulationShow Class -
R01 Study
R01 Study
Flashcard Maker: Simon Large
301 Cards –11 Decks –9 LearnersSample Decks: Chapter One: The UK Financial Services Industry: An Overview, Chapter Two: Serving the Retail Customer, Chapter Three: Laws & Legal ConceptsShow Class -
R01 Karim
R01 Karim
Flashcard Maker: Karim Mostafa
154 Cards –11 Decks –3 LearnersSample Decks: Chapter 1 Summary Points, Chapter 2: How the retail consumer is served by the financial services industry, Chapter 3: Legal concepts and considerations relevant to financial adviceShow Class -
R01 CS
R01 CS
Flashcard Maker: Charlotte Scott
219 Cards –15 Decks –2 LearnersSample Decks: Protection & Insurance, Types Of Client & Business, Regulatory Advice ProcessShow Class -
FSRE - Josh
FSRE - Josh
Flashcard Maker: Josh Freire-Mckinnell
407 Cards –18 Decks –18 LearnersSample Decks: Topic 1 - The role and structure of financial markets, Topic 2 - The role of the Government, Topic 3 - Meeting customers needs and prioritiesShow Class -
CII R01 - Financial Services, Regulation & Ethics
CII R01 - Financial Services, Regulation & Ethics
Flashcard Maker: Karishma Hirani
428 Cards –23 Decks –3 LearnersSample Decks: Pt 2. Serving the Retail Consumer - Budgeting, Managing Debt and Borrowing, Pt 2. Serving the Retail Consumer - Mortgages and Loans, Pt 2. Serving the Retail Consumer - ProtectionShow Class -
Investment Environment
Investment Environment
Flashcard Maker: Freddie Melvin
493 Cards –7 Decks –6 LearnersSample Decks: Chapter 1 - Financial Markets and Institutions, Chapter 2 - Ethics and Investment Professionalism, Chapter 3 - The Regulation of Financial Markets and InstitutionsShow Class -
CII RO1 Exam Flashcards
CII RO1 Exam Flashcards
Flashcard Maker: Nikita Phillips
99 Cards –4 Decks –11 LearnersSample Decks: Unit 1 - The UK Financial Services Industry: An Overview, Unit 2 - Serving the Retail Consumer, Unit 3 - Laws and Legal Concepts Relevant To Financial AdviceShow Class -
R01 - Financial Services, Regulation and Ethics
R01 - Financial Services, Regulation and Ethics
Flashcard Maker: Sam Cross
367 Cards –10 Decks –5 LearnersSample Decks: Chapter 1A - Overview, Chapter 1B - UK Financial Services Structure, Chapter 1C - The Role and Structure of International MarketsShow Class -
Risk Management
Risk Management
Flashcard Maker: O B
854 Cards –91 Decks –7 LearnersSample Decks: 1.1 The global risk environment, 1.2 The importance of risk management: a stakeholder approach, 1.3 Reasons for risk managementShow Class -
IMC Unit 1
IMC Unit 1
Flashcard Maker: Ned Kearton
186 Cards –6 Decks –1 LearnerSample Decks: Abbreviations, Financial Markets and Institutions, Ethics and Investment ProfessionalismShow Class -
No:1
No:1
Flashcard Maker: R T
410 Cards –25 Decks –3 LearnersSample Decks: Topic 1 - FS Industry, Topic 2 - Economic Policy & Financial Regulation, Topic 3 - UK Taxation 1Show Class -
LIBF - Certificate in Business Banking and Conduct
LIBF - Certificate in Business Banking and Conduct
Flashcard Maker: James Bloor
90 Cards –16 Decks –4 LearnersSample Decks: Corporate Responsibility and Banking Regulation, The UK Business Banking Sector, TaxationShow Class -
Chapter 3 - Regulation of financial markets and institutions
Chapter 3 - Regulation of financial markets and institutions
Flashcard Maker: Tunji Adeniyi
99 Cards –7 Decks –1 LearnerSample Decks: 3.2: UK REGULATION, 3.3: FCA: OBJECTIVES AND HIGH-LEVEL STANDARDS, 3.4: REGULATION OF INVESTMENT EXCHANGESShow Class -
CII R01
CII R01
Flashcard Maker: Adam Bradbury
60 Cards –10 Decks –28 LearnersSample Decks: 8. Client Advising Skills, 7. The Regulatory Advice Framework, 6. Principles & Rules as Set out in the Regulatory FrameworkShow Class -
3. Regulation of Financial Markets and Institutions
3. Regulation of Financial Markets and Institutions
Flashcard Maker: ed stringer
199 Cards –14 Decks –3 LearnersSample Decks: International and European Union Directives, Regulation and Guidance, FCA BS: Investment Research, FCA BS - Product Governance and Disclosure RequirementsShow Class -
Interpreting Financial & Accounting Information
Interpreting Financial & Accounting Information
Flashcard Maker: O B
916 Cards –161 Decks –18 LearnersSample Decks: 1.1 Regulatory framework - introduction, 1.2 The need for a regulatory framework, 1.3 Agency theory and the role of corporate governanceShow Class -
CF
CF
Flashcard Maker: Andreas Avraam
536 Cards –32 Decks –1 LearnerSample Decks: Excluded activity, Glossary, 1.5 Exempt PersonsShow Class -
R01
R01
Flashcard Maker: Jemma Trezza
31 Cards –2 Decks –1 LearnerSample Decks: Chapter 1 - The UK financial services industry: an overview, Chapter 5.1 Responsibilities and Approach to RegulationShow Class -
FSRE - DIPFA
FSRE - DIPFA
Flashcard Maker: Ned Clonan
175 Cards –20 Decks –32 LearnersSample Decks: Topic 1 The role and structure of financial markets, Topic 2 The role of government, Topic 3 Financial services in the wider economyShow Class -
CeMAP 1, 2 & 3
CeMAP 1, 2 & 3
Flashcard Maker: Storm Wheatley
35 Cards –55 Decks –42 LearnersSample Decks: CeMAP 1 UKFR 20/21 - Unit 1 - Topic 1 Introduction to the Financial Service Industry, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 2 Economic Policy and Financial Regulation, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 3 UK Taxation 1Show Class -
My CeMap 1
My CeMap 1
Flashcard Maker: Joel Mitchell
149 Cards –17 Decks –18 LearnersSample Decks: Topic 1: Introducing the Financial Industry, Topic 2: Economic policy and financial regulation, Topic 3: UK Taxation 1Show Class -
R01
R01
Flashcard Maker: Jacob Graham
79 Cards –4 Decks –1 LearnerSample Decks: Chapter 1 - UK Financial Services (European & Global Context), Chapter 4 - Financial Services Regulation, Chapter 3 - Legal Concepts And ConsiderationsShow Class -
Regulation
Regulation
Flashcard Maker: Ellie Ricou
72 Cards –8 Decks –1 LearnerSample Decks: Insider Dealing, Market Abuse, The Retail Distribution ReviewShow Class