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Learn Uk Financial Regulation

Study Uk Financial Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!

Top Uk Financial Regulation Flashcards Ranked by Quality

  • UK FINANCIAL REGULATION
    UK FINANCIAL REGULATION

    UK FINANCIAL REGULATION

    Flashcard Maker: Ma Sha
    288 Cards – 
    18 Decks – 
    78 Learners
    Sample Decks: All definitions, OTHER DIRECT INVESTMENTS, COLLECTIVE INVESTMENTS
    Show Class
  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    Flashcard Maker: Matthew MacKinnon
    475 Cards – 
    7 Decks – 
    69 Learners
    Sample Decks: The Regulatory Environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation
    Show Class
  • CISI UK Financial Regulations
    CISI UK Financial Regulations

    CISI UK Financial Regulations

    Flashcard Maker: Bethan Parfitt
    797 Cards – 
    6 Decks – 
    27 Learners
    Sample Decks: 1. The Regulatory Environment, 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3. Associate Legislation and Regulation
    Show Class
  • IOC - UK Financial Regulation
    IOC - UK Financial Regulation

    IOC - UK Financial Regulation

    Flashcard Maker: Radleigh Foster
    78 Cards – 
    5 Decks – 
    56 Learners
    Sample Decks: IOC - Regulatory Environment, IOC - FSMA 2000 FSA 2012, IOC - Legislation And Regulation
    Show Class
  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    Flashcard Maker: Jennie Acharjee
    49 Cards – 
    5 Decks – 
    7 Learners
    Sample Decks: FCA's COBS & CASS, Regulatory Environment, FSMA 2000 & Financial Services Act 2012
    Show Class
  • UK Financial Regulation Unit 1
    UK Financial Regulation Unit 1

    UK Financial Regulation Unit 1

    Flashcard Maker: Carmel Juanillo
    58 Cards – 
    16 Decks – 
    11 Learners
    Sample Decks: Topic 1, Topic 2, Topic 3
    Show Class
  • UK Financial Regulations
    UK Financial Regulations

    UK Financial Regulations

    Flashcard Maker: Andrea Ruiz
    175 Cards – 
    1 Decks – 
    1 Learner
    Sample Decks: COBS/CASS
    Show Class
  • Financial Services Diploma UK Regulation and Ethics
    Financial Services Diploma UK Regulation and Ethics

    Financial Services Diploma UK Regulation and Ethics

    Flashcard Maker: Harry Holt
    139 Cards – 
    1 Decks – 
    11 Learners
    Sample Decks: FCRE Structure of Fin Mkts
    Show Class
  • R01
    R01

    R01

    Flashcard Maker: Ellie Atkinson
    416 Cards – 
    10 Decks – 
    175 Learners
    Sample Decks: The UK Financial Services Industry: An Overview, Serving The Retail Customer, Principles And Rules Set Out In The Regulatory Framework
    Show Class
  • R01 Jan 2020
    R01 Jan 2020

    R01 Jan 2020

    Flashcard Maker: Jennifer Barker
    514 Cards – 
    13 Decks – 
    30 Learners
    Sample Decks: The Uk Financial Services Industry, Serving the retail customer, Laws & legal concepts relevant to financial advice
    Show Class
  • JW - CeMap 1 (2019/2020)
    JW - CeMap 1 (2019/2020)

    JW - CeMap 1 (2019/2020)

    Flashcard Maker: J W
    851 Cards – 
    25 Decks – 
    189 Learners
    Sample Decks: Unit 1: Introduction to the Financial Services Environment and Products - Topic 1 - Introducing the financial services industry, Unit 1 - Topic 2 - Economic policy and financial regulation, Unit 1 - Topic 3 - UK taxation
    Show Class
  • CeMAP 1 (Unit one)
    CeMAP 1 (Unit one)

    CeMAP 1 (Unit one)

    Flashcard Maker: Grace Barritt
    635 Cards – 
    16 Decks – 
    212 Learners
    Sample Decks: Topic 1 (The Financial Services Industry), Topic 10 (Pension Products), Topic 9 (Tax Wrappers)
    Show Class
  • CeMap
    CeMap

    CeMap

    Flashcard Maker: space man
    781 Cards – 
    25 Decks – 
    418 Learners
    Sample Decks: Unit 1 Topic 1 - Introducing the financial services industry, Unit 1 Topic 2 - Economic policy and financial regulation, Unit 1 Topic 3 - UK taxation I
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  • Financial Markets And institutions
    Financial Markets And institutions

    Financial Markets And institutions

    Flashcard Maker: Theo McKibbin Malins-Smith
    777 Cards – 
    14 Decks – 
    24 Learners
    Sample Decks: 1.0 - Financial Markets And institutions, Key Terms And Figures, Ethics And Investment Professionalism
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  • R01: Financial Services, Regulation and Ethics
    R01: Financial Services, Regulation and Ethics

    R01: Financial Services, Regulation and Ethics

    Flashcard Maker: Jonathon Brand
    629 Cards – 
    9 Decks – 
    13 Learners
    Sample Decks: 1. The UK Financial Services Industry: An Overview, 2. Serving the Retail Consumer, 3. Laws and Legal Concepts Relevant to Financial Advice
    Show Class
  • Cemap1 unit 1 and 2
    Cemap1 unit 1 and 2

    Cemap1 unit 1 and 2

    Flashcard Maker: Keesha Anderson
    334 Cards – 
    25 Decks – 
    46 Learners
    Sample Decks: 1. Introduction to financial services, 2. Economic Policy and financial regulation, 3. UK Taxation 1
    Show Class
  • R01
    R01

    R01

    Flashcard Maker: James Coldwell
    377 Cards – 
    7 Decks – 
    7 Learners
    Sample Decks: Chapter 1 - UK Financial Services Overview, Exam extras, Chapter 3 - Laws And Legal Concepts
    Show Class
  • CII: R01 2020-21
    CII: R01 2020-21

    CII: R01 2020-21

    Flashcard Maker: Lucie Sudworth
    167 Cards – 
    9 Decks – 
    27 Learners
    Sample Decks: 1 - The UK Financial Services Industry: An Overview, 2 - Serving the retail consumer, 3 - Laws and Legal concepts relevant to financial advice
    Show Class
  • UKFR
    UKFR

    UKFR

    Flashcard Maker: Kelsey Phillips
    1,071 Cards – 
    27 Decks – 
    1 Learner
    Sample Decks: U1: T1 - INTRODUCING THE FINANCIAL SERVICES INDUSTRY, U1: T2 - ECONOMICS POLICY AND FINANCIAL REGULATION, U1: T3 - UK TAXATION I
    Show Class
  • Regulation & Compliance Chapter 1, 2 & 4
    Regulation & Compliance Chapter 1, 2 & 4

    Regulation & Compliance Chapter 1, 2 & 4

    Flashcard Maker: Luke O'Mahoney
    240 Cards – 
    14 Decks – 
    1 Learner
    Sample Decks: Overview of UK Financial Services Regulation, Regulated Activities, Authorisation and MIFID, Penalties for breaching FSMA 2000 & Collective Invest Scheme
    Show Class
  • UKFR
    UKFR

    UKFR

    Flashcard Maker: Lee Stapleton
    288 Cards – 
    25 Decks – 
    2 Learners
    Sample Decks: Intro financial Services Industry, Economic Policy And Financial Regulation, UK Taxation 1
    Show Class
  • IMC Chapter 3
    IMC Chapter 3

    IMC Chapter 3

    Flashcard Maker: Emily Havers
    340 Cards – 
    19 Decks – 
    7 Learners
    Sample Decks: MiFID/ MiFID II/ MiFIR, UCITS Directive/ AIFMD/ Additional, UK Regulation
    Show Class
  • R01 Study
    R01 Study

    R01 Study

    Flashcard Maker: Simon Large
    301 Cards – 
    11 Decks – 
    9 Learners
    Sample Decks: Chapter One: The UK Financial Services Industry: An Overview, Chapter Two: Serving the Retail Customer, Chapter Three: Laws & Legal Concepts
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  • R01 Karim
    R01 Karim

    R01 Karim

    Flashcard Maker: Karim Mostafa
    154 Cards – 
    11 Decks – 
    3 Learners
    Sample Decks: Chapter 1 Summary Points, Chapter 2: How the retail consumer is served by the financial services industry, Chapter 3: Legal concepts and considerations relevant to financial advice
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  • R01 CS
    R01 CS

    R01 CS

    Flashcard Maker: Charlotte Scott
    219 Cards – 
    15 Decks – 
    2 Learners
    Sample Decks: Protection & Insurance, Types Of Client & Business, Regulatory Advice Process
    Show Class
  • FSRE - Josh
    FSRE - Josh

    FSRE - Josh

    Flashcard Maker: Josh Freire-Mckinnell
    407 Cards – 
    18 Decks – 
    18 Learners
    Sample Decks: Topic 1 - The role and structure of financial markets, Topic 2 - The role of the Government, Topic 3 - Meeting customers needs and priorities
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  • CII R01 - Financial Services, Regulation & Ethics
    CII R01 - Financial Services, Regulation & Ethics

    CII R01 - Financial Services, Regulation & Ethics

    Flashcard Maker: Karishma Hirani
    428 Cards – 
    23 Decks – 
    3 Learners
    Sample Decks: Pt 2. Serving the Retail Consumer - Budgeting, Managing Debt and Borrowing, Pt 2. Serving the Retail Consumer - Mortgages and Loans, Pt 2. Serving the Retail Consumer - Protection
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  • Investment Environment
    Investment Environment

    Investment Environment

    Flashcard Maker: Freddie Melvin
    493 Cards – 
    7 Decks – 
    6 Learners
    Sample Decks: Chapter 1 - Financial Markets and Institutions, Chapter 2 - Ethics and Investment Professionalism, Chapter 3 - The Regulation of Financial Markets and Institutions
    Show Class
  • CII RO1 Exam Flashcards
    CII RO1 Exam Flashcards

    CII RO1 Exam Flashcards

    Flashcard Maker: Nikita Phillips
    99 Cards – 
    4 Decks – 
    11 Learners
    Sample Decks: Unit 1 - The UK Financial Services Industry: An Overview, Unit 2 - Serving the Retail Consumer, Unit 3 - Laws and Legal Concepts Relevant To Financial Advice
    Show Class
  • R01 - Financial Services, Regulation and Ethics
    R01 - Financial Services, Regulation and Ethics

    R01 - Financial Services, Regulation and Ethics

    Flashcard Maker: Sam Cross
    367 Cards – 
    10 Decks – 
    5 Learners
    Sample Decks: Chapter 1A - Overview, Chapter 1B - UK Financial Services Structure, Chapter 1C - The Role and Structure of International Markets
    Show Class
  • Risk Management
    Risk Management

    Risk Management

    Flashcard Maker: O B
    854 Cards – 
    91 Decks – 
    7 Learners
    Sample Decks: 1.1 The global risk environment, 1.2 The importance of risk management: a stakeholder approach, 1.3 Reasons for risk management
    Show Class
  • IMC Unit 1
    IMC Unit 1

    IMC Unit 1

    Flashcard Maker: Ned Kearton
    186 Cards – 
    6 Decks – 
    1 Learner
    Sample Decks: Abbreviations, Financial Markets and Institutions, Ethics and Investment Professionalism
    Show Class
  • No:1
    No:1

    No:1

    Flashcard Maker: R T
    410 Cards – 
    25 Decks – 
    3 Learners
    Sample Decks: Topic 1 - FS Industry, Topic 2 - Economic Policy & Financial Regulation, Topic 3 - UK Taxation 1
    Show Class
  • LIBF - Certificate in Business Banking and Conduct
    LIBF - Certificate in Business Banking and Conduct

    LIBF - Certificate in Business Banking and Conduct

    Flashcard Maker: James Bloor
    90 Cards – 
    16 Decks – 
    4 Learners
    Sample Decks: Corporate Responsibility and Banking Regulation, The UK Business Banking Sector, Taxation
    Show Class
  • Chapter 3 - Regulation of financial markets and institutions
    Chapter 3 - Regulation of financial markets and institutions

    Chapter 3 - Regulation of financial markets and institutions

    Flashcard Maker: Tunji Adeniyi
    99 Cards – 
    7 Decks – 
    1 Learner
    Sample Decks: 3.2: UK REGULATION, 3.3: FCA: OBJECTIVES AND HIGH-LEVEL STANDARDS, 3.4: REGULATION OF INVESTMENT EXCHANGES
    Show Class
  • CII R01
    CII R01

    CII R01

    Flashcard Maker: Adam Bradbury
    60 Cards – 
    10 Decks – 
    28 Learners
    Sample Decks: 8. Client Advising Skills, 7. The Regulatory Advice Framework, 6. Principles & Rules as Set out in the Regulatory Framework
    Show Class
  • 3. Regulation of Financial Markets and Institutions
    3. Regulation of Financial Markets and Institutions

    3. Regulation of Financial Markets and Institutions

    Flashcard Maker: ed stringer
    199 Cards – 
    14 Decks – 
    3 Learners
    Sample Decks: International and European Union Directives, Regulation and Guidance, FCA BS: Investment Research, FCA BS - Product Governance and Disclosure Requirements
    Show Class
  • Interpreting Financial & Accounting Information
    Interpreting Financial & Accounting Information

    Interpreting Financial & Accounting Information

    Flashcard Maker: O B
    916 Cards – 
    161 Decks – 
    18 Learners
    Sample Decks: 1.1 Regulatory framework - introduction, 1.2 The need for a regulatory framework, 1.3 Agency theory and the role of corporate governance
    Show Class
  • CF
    CF

    CF

    Flashcard Maker: Andreas Avraam
    536 Cards – 
    32 Decks – 
    1 Learner
    Sample Decks: Excluded activity, Glossary, 1.5 Exempt Persons
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  • R01
    R01

    R01

    Flashcard Maker: Jemma Trezza
    31 Cards – 
    2 Decks – 
    1 Learner
    Sample Decks: Chapter 1 - The UK financial services industry: an overview, Chapter 5.1 Responsibilities and Approach to Regulation
    Show Class
  • FSRE - DIPFA
    FSRE - DIPFA

    FSRE - DIPFA

    Flashcard Maker: Ned Clonan
    175 Cards – 
    20 Decks – 
    32 Learners
    Sample Decks: Topic 1 The role and structure of financial markets, Topic 2 The role of government, Topic 3 Financial services in the wider economy
    Show Class
  • CeMAP 1, 2 & 3
    CeMAP 1, 2 & 3

    CeMAP 1, 2 & 3

    Flashcard Maker: Storm Wheatley
    35 Cards – 
    55 Decks – 
    42 Learners
    Sample Decks: CeMAP 1 UKFR 20/21 - Unit 1 - Topic 1 Introduction to the Financial Service Industry, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 2 Economic Policy and Financial Regulation, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 3 UK Taxation 1
    Show Class
  • My CeMap 1
    My CeMap 1

    My CeMap 1

    Flashcard Maker: Joel Mitchell
    149 Cards – 
    17 Decks – 
    18 Learners
    Sample Decks: Topic 1: Introducing the Financial Industry, Topic 2: Economic policy and financial regulation, Topic 3: UK Taxation 1
    Show Class
  • R01
    R01

    R01

    Flashcard Maker: Jacob Graham
    79 Cards – 
    4 Decks – 
    1 Learner
    Sample Decks: Chapter 1 - UK Financial Services (European & Global Context), Chapter 4 - Financial Services Regulation, Chapter 3 - Legal Concepts And Considerations
    Show Class
  • Regulation
    Regulation

    Regulation

    Flashcard Maker: Ellie Ricou
    72 Cards – 
    8 Decks – 
    1 Learner
    Sample Decks: Insider Dealing, Market Abuse, The Retail Distribution Review
    Show Class

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