Brainscape's Knowledge GenomeTM


Top Flashcards (Certified)
All Flashcards

Learn Financial Regulation

Study Financial Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
Brainscape Certified flashcards
(0)
Decks
Flashcards
Learners
User Generated flashcards
(30)
Decks
Flashcards
Learners
  • Cert In Mortgage
    Cert In Mortgage

    Cert In Mortgage

    By: Lee Stapleton
    Property And Morgage Markets, Types Of Borrower, Mortgage Regulation ...
    21
    Decks
    245
    Flashcards
    4
    Learners
  • A Mortgage Loan Originator 1978
    A Mortgage Loan Originator 1978

    A Mortgage Loan Originator 1978

    By: Antonio Rullo
    SAFE Act: Vocabulary, ☑️ Chapter 1: Mortgage Lending Overview, ☑️ Chapter 2: The Mortgage Lending Process ...
    18
    Decks
    1,978
    Flashcards
    8
    Learners
  • Economics REVISION 3 (Macro)
    Economics REVISION 3 (Macro)

    Economics REVISION 3 (Macro)

    By: hannah s
    Government Economic Policy, Financial Markets And Monetary Policy, Commerical Banks And Investment Banks ...
    32
    Decks
    459
    Flashcards
    5
    Learners
  • Year 13 A level Macroeconomics
    Year 13 A level Macroeconomics

    Year 13 A level Macroeconomics

    By: Jason Adjei
    Financial Markets and Monetary Policy, Economic performance, Fiscal and Supply side policies ...
    4
    Decks
    363
    Flashcards
    10
    Learners
  • BE
    BE

    BE

    By: Kat Watson
    Agency: Definition, Creation of the Contract of Agency, Contractual Capacity ...
    28
    Decks
    634
    Flashcards
    126
    Learners
  • CeMAP 2 and 3 my version
    CeMAP 2 and 3 my version

    CeMAP 2 and 3 my version

    By: steven carman
    Topic 2 - Types of Borrower, Topic 16- Financial Protection And Planning, Topic 9 -The Role Of A Mortgage Advisor ...
    27
    Decks
    481
    Flashcards
    201
    Learners
  • Theme 4
    Theme 4

    Theme 4

    By: james smith
    4.1.1 Globalisation, 4.1.2 Specialisation and trade, 4.1.3 Pattern of trade ...
    22
    Decks
    440
    Flashcards
    1
    Learner
  • A Level Economics: Macroeconomics
    A Level Economics: Macroeconomics

    A Level Economics: Macroeconomics

    By: Joe Power
    9.1 The Objectives Of Goverment Economic Policy, 9.2 Macroeconomics Indicators, 9.3 The Uses Of Index Numbers ...
    25
    Decks
    1,028
    Flashcards
    21
    Learners
  • AUD
    AUD

    AUD

    By: Catie Rodgerson
    1, Assessing the Risks of Material Misstatement, Attest Engagments ...
    33
    Decks
    650
    Flashcards
    9
    Learners
  • IMC Unit 1 -Chapter 3
    IMC Unit 1 -Chapter 3

    IMC Unit 1 -Chapter 3

    By: Sam Nota
    Section 3.1 - International Regulation: EU Directives, Regulation and Guidance, Section 3.2 - UK regulation, Section 3.3 - FCA Objectives and Standards ...
    8
    Decks
    166
    Flashcards
    10
    Learners
  • A Level Economics - Theme 4 (A global perspective)
    A Level Economics - Theme 4 (A global perspective)

    A Level Economics - Theme 4 (A global perspective)

    By: Jonny AB
    4.1.1 Globalisation, 4.1.2 Specialisation and trade, 4.1.3 Pattern of trade ...
    22
    Decks
    373
    Flashcards
    9
    Learners
  • Markets and Financial Investments
    Markets and Financial Investments

    Markets and Financial Investments

    By: Sara Silva
    Introduction to the Financial Markets, Investors, Investment Strategies and Regulation, Equilibrium in Financial Markets - Concepts and Two Views About Financial Markets ...
    7
    Decks
    216
    Flashcards
    1
    Learner
  • macroeconomics
    macroeconomics

    macroeconomics

    By: meg goodwin
    aggregate demand, circular flow of income, macroeconomics key terms ...
    31
    Decks
    561
    Flashcards
    2
    Learners
  • SQE1: Legal Services
    SQE1: Legal Services

    SQE1: Legal Services

    By: elena s
    Regulation of Legal Activities, Equality Act 2010, Financial Services ...
    6
    Decks
    148
    Flashcards
    5
    Learners
  • A311 Actuarial Risk Management (2024)
    A311 Actuarial Risk Management (2024)

    A311 Actuarial Risk Management (2024)

    By: Quentin Fourie
    Acronyms, Idea Generation, Ch 0: Introduction ...
    43
    Decks
    936
    Flashcards
    46
    Learners
  • Economics - Ethan Parmar
    Economics - Ethan Parmar

    Economics - Ethan Parmar

    By: Ethan Parmar
    Macro - Topic 1, Topic 2, Topic 3 - Eco Growth ...
    73
    Decks
    1,596
    Flashcards
    6
    Learners
  • Legal Services
    Legal Services

    Legal Services

    By: Cameron Drummond
    Regulation Introduction, Equality Act 2010, Money Laundering ...
    6
    Decks
    177
    Flashcards
    1
    Learner
  • Business, Technology and Finance
    Business, Technology and Finance

    Business, Technology and Finance

    By: Santhous Sivasuntharam
    Chapter 1 Introduction to Business, Chapter 2 Managing Decks, Chapter 3 Organisation and business structures ...
    28
    Decks
    449
    Flashcards
    21
    Learners
  • economics
    economics

    economics

    By: Ruby Campbell
    perfect competition, imperfectly competitive markets and monopoly, labour market, monetary policy ...
    33
    Decks
    948
    Flashcards
    5
    Learners
  • SQE - LEGAL SYSTEM & Admin Law
    SQE - LEGAL SYSTEM & Admin Law

    SQE - LEGAL SYSTEM & Admin Law

    By: Lyndsay Poulsom
    Court Structure, Sources of law Primary Legislation, Sources of Law Statutory Interpretation ...
    15
    Decks
    471
    Flashcards
    4
    Learners
  • PCIAM - Dec 2021
    PCIAM - Dec 2021

    PCIAM - Dec 2021

    By: Liam Duffy
    Financial Advice Within a Regulated Environment, Financial Markets
    2
    Decks
    36
    Flashcards
    10
    Learners
  • AP3 Economics Revision
    AP3 Economics Revision

    AP3 Economics Revision

    By: Daniel Newton
    Money (Financial Markets & Regulation), The Financial Markets (Financial Markets & Regulation), Bonds (Financial Markets & Regulation) ...
    7
    Decks
    147
    Flashcards
    1
    Learner
  • CFP
    CFP

    CFP

    By: Matthew Moore
    Professional Conduct and Regulation, General Principles of Financial Planning, Risk Management and Insurance Planning ...
    9
    Decks
    1,444
    Flashcards
    7
    Learners
  • Group Health: Finance and Valuation
    Group Health: Finance and Valuation

    Group Health: Finance and Valuation

    By: Mike Yurkovic
    Objective 1 (A): Reserving, Objective 2 (A): Actuarial Appraisals, Objective 3 (C): Government Programs ...
    5
    Decks
    238
    Flashcards
    1
    Learner
  • ChFC HS 300: Financial Planning: Process and Environment
    ChFC HS 300: Financial Planning: Process and Environment

    ChFC HS 300: Financial Planning: Process and Environment

    By: Rollin Phillips
    Ch.2 - Communicating Effectively with Clients, Ch.1 - Financial Planning Process, Ch.3 - Ethics, Professionalism, and Practice Standards ...
    12
    Decks
    453
    Flashcards
    21
    Learners
  • CIPP-US
    CIPP-US

    CIPP-US

    By: Christina Russell
    Ch 1 - Intro to Privacy, Ch 2 - Structure of U.S. Law, Ch 3 - Fed & State Regulators ...
    14
    Decks
    1,111
    Flashcards
    180
    Learners
  • CeMAP 2: Mortgages (MORT)
    CeMAP 2: Mortgages (MORT)

    CeMAP 2: Mortgages (MORT)

    By: Steven Byne
    Topic 1: Property and Mortgage Markets, Topic 2: Types of borrower, Topic 3: Mortgage Regulation ...
    29
    Decks
    468
    Flashcards
    20
    Learners
  • Questions - Revision
    Questions - Revision

    Questions - Revision

    By: Maria B
    Questions Set 1, 1.1 The Scope and Nature of Occupational Health and Safety, Nobosh NGC2 ...
    39
    Decks
    1,339
    Flashcards
    25
    Learners
  • Economics AL Flashcards
    Economics AL Flashcards

    Economics AL Flashcards

    By: Jayan .
    T1.1- 1.1.4 -Models, PPF, Statements, Assumptions, FOP, T1.1.5 - 1.1.6: Economies, DOL and Specialisation, Theme 1 -Micro 1.2.1 ...
    24
    Decks
    658
    Flashcards
    12
    Learners
  • BSA 33P
    BSA 33P

    BSA 33P

    By: Angel Lea Regalado
    Chapter 1 [Quality Audit: Why It Matters], Chapter 5 [Professional Auditing Standards and the Audit Opinion Formulation Process], Chapter 2 [The Auditor’s Responsibilities Regarding Fraud and Mechanisms to Address Fraud: Regulation and Corporate Governance] ...
    21
    Decks
    1,801
    Flashcards
    12
    Learners

Knowledge Genome

Brainscape helps you reach your goals faster, through stronger study habits.
© 2025 Bold Learning Solutions. Terms and Conditions