Conduct Of Business Flashcards & Quizzes

FCA conduct of business and client asset sourcebooks

FCA conduct of business and client asset sourcebooks

Flashcard Maker: Luke Harding

108 Cards –

10 Decks –

2 Learners

Sample Decks: Section 1, Section 2, Section 3

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Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection

Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection

Flashcard Maker: Luke O'Mahoney

60 Cards –

8 Decks –

1 Learner

Sample Decks: Client Categorisation, COBS, Financial Promotions rules

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The FCA's Conduct of Business and Client Assets Sourcebooks

The FCA's Conduct of Business and Client Assets Sourcebooks

Flashcard Maker: Joseph Adams

73 Cards –

11 Decks –

1 Learner

Sample Decks: 1.) Application and General Provisions of COBS, 1.2) Firms Subject to COBS, 1.3) Activities Subject to COBS

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APC QS Civil Eng Pathway SRH

APC QS Civil Eng Pathway SRH

Flashcard Maker: Shannice R

1,309 Cards –

22 Decks –

62 Learners

Sample Decks: Sustainability, Procurement and Tendering, Accounting Principles and Procedures

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APC Commercial Real Estate 2021

APC Commercial Real Estate 2021

Flashcard Maker: Ola Alade

888 Cards –

27 Decks –

22 Learners

Sample Decks: Conduct rules, ethics and professional practice, Health & safety, Ethics

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CeMAP 1 (Unit two)

CeMAP 1 (Unit two)

Flashcard Maker: Grace Barritt

192 Cards –

9 Decks –

86 Learners

Sample Decks: Topic 17 (The FCA's aims and activities), Topic 18 (Regulating firms and individual), Topic 19 (Prudential supervision)

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Cemap unit 1

Cemap unit 1

Flashcard Maker: Molly Hill

818 Cards –

25 Decks –

641 Learners

Sample Decks: unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation

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All Notecards

All Notecards

Flashcard Maker: Alyssa Applegate

2,459 Cards –

32 Decks –

4 Learners

Sample Decks: U.S. Employment Laws and Regulations, Critical Evaluation, Business Acumen & Consultation

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UK FINANCIAL REGULATION

UK FINANCIAL REGULATION

Flashcard Maker: Ma Sha

288 Cards –

18 Decks –

78 Learners

Sample Decks: All definitions, OTHER DIRECT INVESTMENTS, COLLECTIVE INVESTMENTS

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APC +

APC +

Flashcard Maker: Sam Nicholson

3,015 Cards –

25 Decks –

271 Learners

Sample Decks: Hot Topics, Reference/RICS Documents, 1 - Definitions

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EHAPC

EHAPC

Flashcard Maker: Emily Hart

1,721 Cards –

41 Decks –

4 Learners

Sample Decks: Ethics, Rules of Conduct and Professionalism: RICS REQUIREMENTS, RICS Rules of Conduct, Professional Practice issues (Rules of Conduct, 2021)

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MCOB for cemap 2 and 3

MCOB for cemap 2 and 3

Flashcard Maker: steven carman

47 Cards –

2 Decks –

29 Learners

Sample Decks: Unit 2 Topic 20 - Conduct of business requirements I, Unit 2 Topic 21 - Conduct of business requirements 2

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SQE1 Volume 1

SQE1 Volume 1

Flashcard Maker: Jess Rees

3,225 Cards –

16 Decks –

14 Learners

Sample Decks: Legal System Of England & Wales, Constitutional and Administrative Law and EU Law, Ethics and Professional Conduct

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UK Financial Regulation

UK Financial Regulation

Flashcard Maker: Matthew MacKinnon

475 Cards –

7 Decks –

69 Learners

Sample Decks: The Regulatory Environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation

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SIE Exam Prep 2 -- SANDBOX

SIE Exam Prep 2 -- SANDBOX

Flashcard Maker: Andrew Cohen

1,499 Cards –

14 Decks –

60 Learners

Sample Decks: Equity Securities, Debt Securities, Types of Bonds

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CeMap

CeMap

Flashcard Maker: space man

781 Cards –

25 Decks –

418 Learners

Sample Decks: Unit 1 Topic 1 - Introducing the financial services industry, Unit 1 Topic 2 - Economic policy and financial regulation, Unit 1 Topic 3 - UK taxation I

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Building Surveying APC

Building Surveying APC

Flashcard Maker: Elliot Price

1,765 Cards –

32 Decks –

52 Learners

Sample Decks: Building Pathology, Ethics, rules of conduct and professionalism, Health and safety

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JW - CeMap 1 (2019/2020)

JW - CeMap 1 (2019/2020)

Flashcard Maker: J W

851 Cards –

25 Decks –

189 Learners

Sample Decks: Unit 1: Introduction to the Financial Services Environment and Products - Topic 1 - Introducing the financial services industry, Unit 1 - Topic 2 - Economic policy and financial regulation, Unit 1 - Topic 3 - UK taxation

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RICS

RICS

Flashcard Maker: srimanth kanakamedala

1,155 Cards –

16 Decks –

8 Learners

Sample Decks: Health & Safety, Business Planning, Accounting principles

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Max P - RICS APC

Max P - RICS APC

Flashcard Maker: maximillian parsonage

1,043 Cards –

27 Decks –

15 Learners

Sample Decks: Client Care, Design Economics & Cost Planning - General, Quantification & Costing

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APC KYRI

APC KYRI

Flashcard Maker: Kyriakos Papaioannou

770 Cards –

21 Decks –

7 Learners

Sample Decks: Conflict and avoidance, Accounting principles and procedures, Teamwork , Diversity and Inclusion

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RICS APC1

RICS APC1

Flashcard Maker: Anthony Moore

780 Cards –

18 Decks –

7 Learners

Sample Decks: Landlord & Tenant, Ethics, Rules of Conduct & Professionalism, Property Management

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FCA

FCA

Flashcard Maker: Christie Cheng

176 Cards –

6 Decks –

2 Learners

Sample Decks: FCA Regulatory, Takeovers, FCA Conduct of Business Sourcebook

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Business

Business

Flashcard Maker: Peter Oliver

509 Cards –

29 Decks –

3 Learners

Sample Decks: Income And Expenditure, Impact Of Organisations, Economic Growth

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Certified Financial Planner

Certified Financial Planner

Flashcard Maker: tony beth

797 Cards –

35 Decks –

17 Learners

Sample Decks: Law of Contracts, Agency, Professional Liability

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My APC - final

My APC - final

Flashcard Maker: Justyna Polston

1,074 Cards –

22 Decks –

5 Learners

Sample Decks: Accounting principles and procedures, Business planning, Client care

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CFP Exam - BIF Exam Prep

CFP Exam - BIF Exam Prep

Flashcard Maker: Casey Morford

693 Cards –

17 Decks –

18 Learners

Sample Decks: BU - CFP's Code of Ethics, BU - Formulas, BU - Standard of Conduct

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Cemap1 unit 1 and 2

Cemap1 unit 1 and 2

Flashcard Maker: Keesha Anderson

334 Cards –

25 Decks –

46 Learners

Sample Decks: 1. Introduction to financial services, 2. Economic Policy and financial regulation, 3. UK Taxation 1

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CFP

CFP

Flashcard Maker: ryan halvorson

1,030 Cards –

51 Decks –

224 Learners

Sample Decks: Rules of Conduct, Code of Ethics, Financial Planning Practice Standards

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IPP

IPP

Flashcard Maker: Hannah Moses

281 Cards –

8 Decks –

2 Learners

Sample Decks: Business Accounts, Succession Of Property, Inheritance Tax

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APC RG

APC RG

Flashcard Maker: Ruth Goldacre

3,522 Cards –

26 Decks –

7 Learners

Sample Decks: Hot Topics, Reference/RICS Documents, 1 - Definitions

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APC Building Surveying

APC Building Surveying

Flashcard Maker: Sarah Mallard

1,398 Cards –

25 Decks –

52 Learners

Sample Decks: Case Study, Measurement, Sustainability

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PCR

PCR

Flashcard Maker: Annie wood

336 Cards –

6 Decks –

7 Learners

Sample Decks: 1. MLR, 2.1 Code of Conduct: Chapters, 2.2 Code of Conduct: Third Parties

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SHRM

SHRM

Flashcard Maker: Channa VanBeek

862 Cards –

56 Decks –

5 Learners

Sample Decks: Globalization, Managing Global Assignments, Diversity & Inclusion

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APC Revision 2023

APC Revision 2023

Flashcard Maker: George Bagshaw

1,176 Cards –

34 Decks –

7 Learners

Sample Decks: Ethics, Rules of Conduct and Professionalism (Level 1), Client Care (Level 1), Ethics, Rules of Conduct and Professionalism (Level 2)

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APC Revision

APC Revision

Flashcard Maker: Andrew Gibson

801 Cards –

32 Decks –

80 Learners

Sample Decks: RICS Rules of Conduct, Conventional Valuation Methods And Their Application, Rules For Members

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CISI UK Financial Regulations

CISI UK Financial Regulations

Flashcard Maker: Bethan Parfitt

797 Cards –

6 Decks –

27 Learners

Sample Decks: 1. The Regulatory Environment, 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3. Associate Legislation and Regulation

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APC

APC

Flashcard Maker: Sammy Huberman

1,206 Cards –

31 Decks –

21 Learners

Sample Decks: IHT and CGT, CGT & IHT Rates and allowances, Conflicts of interest

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RICS APC Building Surveying - Mandatory Competencies

RICS APC Building Surveying - Mandatory Competencies

Flashcard Maker: Jamie Carter

672 Cards –

13 Decks –

7 Learners

Sample Decks: Ethics, Rules of Conduct & Professionalism, Health and Safety, Sustainability

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UKFR

UKFR

Flashcard Maker: Kelsey Phillips

1,071 Cards –

27 Decks –

1 Learner

Sample Decks: U1: T1 - INTRODUCING THE FINANCIAL SERVICES INDUSTRY, U1: T2 - ECONOMICS POLICY AND FINANCIAL REGULATION, U1: T3 - UK TAXATION I

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RICS-SY

RICS-SY

Flashcard Maker: Sion Yao

971 Cards –

17 Decks –

7 Learners

Sample Decks: Quantification and Costing of Construction Works, Contract Practice, Construction Technology

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RICS APC

RICS APC

Flashcard Maker: Georgie Park

890 Cards –

25 Decks –

3 Learners

Sample Decks: Ethics, Rules of Conduct and Professionalism - Part 1, Ethics, Rules of Conduct and Professionalism - Part 2, Ethics, Rules of Conduct and Professionalism - Part 3

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RICS APC Building Surveying

RICS APC Building Surveying

Flashcard Maker: Joe Woodington

451 Cards –

13 Decks –

32 Learners

Sample Decks: Accounting Principles and Procedures, Analysis of Client Requirements & Client Care, Building Pathology

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APC - Commercial Real Estate

APC - Commercial Real Estate

Flashcard Maker: Bola Bakare

891 Cards –

20 Decks –

5 Learners

Sample Decks: Ethics, rules of conduct and professionalism, Client care, Communication and negotiation

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RICS APC QS

RICS APC QS

Flashcard Maker: Matt Ward

756 Cards –

15 Decks –

196 Learners

Sample Decks: RICS APC Construction Tech, RICS Contract Admin & Contract Practice, Design Economics & Cost Planning

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General Knowledge

General Knowledge

Flashcard Maker: Josh Cauwood

822 Cards –

22 Decks –

45 Learners

Sample Decks: Legal & Statutory, Development/Project Briefs, Measurement

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APC Project Management

APC Project Management

Flashcard Maker: Oliver Murray

746 Cards –

26 Decks –

24 Learners

Sample Decks: Case Study, Ethics, Rules of Conduct and Professionalism, Client Care

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2021

2021

Flashcard Maker: Anna Logan

1,498 Cards –

22 Decks –

19 Learners

Sample Decks: Ethics, Rules of Conduct and Professionalism (L3M), Development Appraisals (L3C), Legal/Regulatory Compliance (L2C)

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UKFR

UKFR

Flashcard Maker: Lee Stapleton

288 Cards –

25 Decks –

2 Learners

Sample Decks: Intro financial Services Industry, Economic Policy And Financial Regulation, UK Taxation 1

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Detailed FCA

Detailed FCA

Flashcard Maker: Laolu Ayeko

362 Cards –

7 Decks –

1 Learner

Sample Decks: The Regulatory Environment, FSMA 2000 and FSA 2012, Associated Legislation and Regulation

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PS - APC Commercial

PS - APC Commercial

Flashcard Maker: Phoebe Solan

877 Cards –

17 Decks –

1 Learner

Sample Decks: Property Management, Submission Questions, Landlord & Tenant

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RICS APC Competency Revision

RICS APC Competency Revision

Flashcard Maker: Olivia Ashby

608 Cards –

17 Decks –

4 Learners

Sample Decks: Accounting Principles and Procedures, Business Planning, Client Care

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DM

DM

Flashcard Maker: Mitch Smith

178 Cards –

12 Decks –

1,354 Learners

Sample Decks: Chapter 1 - The Role and Characteristics of the PADI Divemaster, Chapter 2 - Supervising Dive Activities, Chapter 3 - Assisting with Student Divers

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QS APC

QS APC

Flashcard Maker: Duncan Oliver

833 Cards –

18 Decks –

123 Learners

Sample Decks: M - Accounting Principles and Procedures, M - Business Planning, M - Client Care

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Test

Test

Flashcard Maker: Hayley Drever

1,171 Cards –

29 Decks –

138 Learners

Sample Decks: Level 3 - Conduct rules, Ethics and Professional Practice, Level 2 - Health and safety, Level 2 - Client care

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Novice Parliamentary Procedure

Novice Parliamentary Procedure

Flashcard Maker: Jeff Karcher

356 Cards –

6 Decks –

9 Learners

Sample Decks: Chapter 2 - The Conduct of Business in a Deliberative Assembly, Chapter 3 - Description of Motions in All Classifications, Chapter 5 - The Main Motion

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RICS APC JOC

RICS APC JOC

Flashcard Maker: James O'Connor

827 Cards –

23 Decks –

276 Learners

Sample Decks: 01 Professional Practice, 02 Insurance, 03 Complaints

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CISI Unit 1

CISI Unit 1

Flashcard Maker: Laurence Jones

379 Cards –

7 Decks –

30 Learners

Sample Decks: Unit 1 (Glossary), Unit 1 - 1. The Regulatory Environment, Unit 1 - 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012

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CFA Level I

CFA Level I

Flashcard Maker: Natalie Fabrizio

2,097 Cards –

45 Decks –

1 Learner

Sample Decks: Quant, Econ, FRA (I): 15 & 16

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3 - MI - Study Cards

3 - MI - Study Cards

Flashcard Maker: Sam Nicholson

1,161 Cards –

20 Decks –

3 Learners

Sample Decks: 1 - Accounting Principles, 2 - Communication and negotiation, 3 - Client Care

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APC 2023

APC 2023

Flashcard Maker: George Oldridge

1,473 Cards –

24 Decks –

4 Learners

Sample Decks: L- Case Study, L- CPD, L- Summary of Experience

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Business Studies

Business Studies

Flashcard Maker: Gemma Roche

552 Cards –

26 Decks –

15 Learners

Sample Decks: Chapter 1 - Income and Expenditure, Chapter 2- Financial Lifecycle, Smart Shopping- The Consumer Key Words

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Omar Assoc RICS prep

Omar Assoc RICS prep

Flashcard Maker: Omar Gawdat

1,012 Cards –

11 Decks –

5 Learners

Sample Decks: Sustainability, Risk Management, Conduct rules, ethics and professional practice

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APC - March 2022

APC - March 2022

Flashcard Maker: Emily Ratcliffe

712 Cards –

23 Decks –

3 Learners

Sample Decks: Ethics, Rules of Conduct and Professionalism, Project Finance, Programming and Planning

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CISI

CISI

Flashcard Maker: Shade Oyewole

225 Cards –

5 Decks –

2 Learners

Sample Decks: Unit 1 - The Regulatory environment, Unit 2 - FSMA and FSA, Unit 3 - Association and Legislation

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APC Project Management Revision Pack

APC Project Management Revision Pack

Flashcard Maker: Ashley Sutherland

625 Cards –

20 Decks –

20 Learners

Sample Decks: Client Care, Health & Safety, Dispute Resolution

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Maryland Law Exam

Maryland Law Exam

Flashcard Maker: Heather Clark

1,139 Cards –

24 Decks –

42 Learners

Sample Decks: Title 5, Title 7- 1, Title 7- 2

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RICS SL

RICS SL

Flashcard Maker: sam lankester

778 Cards –

20 Decks –

379 Learners

Sample Decks: Level 3 - Conduct rules, ethics and professional practice, Level 2 - Client Care, Level 2 - Communication and Negotiation

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APC

APC

Flashcard Maker: Tom Wood

822 Cards –

19 Decks –

1 Learner

Sample Decks: Ethics, Rules of Conduct & Professionalism, Health & Safety, Communication and Negotiation

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Business Law

Business Law

Flashcard Maker: Papri Basu

816 Cards –

29 Decks –

8 Learners

Sample Decks: Ch. 1: Introduction to Law, Ch. 2: Business Ethics, Ch. 3 Civil Dispute Resolution

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APC BS QUESTIONS

APC BS QUESTIONS

Flashcard Maker: Faye Harmey-McDonald

744 Cards –

31 Decks –

78 Learners

Sample Decks: CPD, Sustainability, Construction Tech & Enviro Services

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Insp CPK Aug 2022

Insp CPK Aug 2022

Flashcard Maker: Mike Knight

449 Cards –

21 Decks –

31 Learners

Sample Decks: Our Business, Prevention First, Te Huringa o Te Tai

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RICS

RICS

Flashcard Maker: Del Coulson

1,181 Cards –

30 Decks –

1 Learner

Sample Decks: Case Study - SPA, Case Study - Home Survey, Case Study - Commercial refurb

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APC

APC

Flashcard Maker: Murdo McAndrew

453 Cards –

27 Decks –

1 Learner

Sample Decks: Accounting Principles & Procedures, Business Planning, Conflict Avoidance

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No:1

No:1

Flashcard Maker: R T

410 Cards –

25 Decks –

3 Learners

Sample Decks: Topic 1 - FS Industry, Topic 2 - Economic Policy & Financial Regulation, Topic 3 - UK Taxation 1

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Fund Management

Fund Management

Flashcard Maker: Do Wey Hwang

112 Cards –

4 Decks –

1 Learner

Sample Decks: Fund Management, Law of Tort, Relationship between fund management company and client

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Building Surveying

Building Surveying

Flashcard Maker: David Speller

845 Cards –

25 Decks –

38 Learners

Sample Decks: Procurement And Tendering, Fire Safety, Ethics, Conduct And Professional Practice

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Adam's APC Q&A

Adam's APC Q&A

Flashcard Maker: Adam Sheward

384 Cards –

20 Decks –

1 Learner

Sample Decks: Accounting Principles, Conduct Ethics - PI / Risk/Insurance/Liability, Conduct Ethics - Conflicts of Interest

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RICS APC - Mandatory Competencies

RICS APC - Mandatory Competencies

Flashcard Maker: James Martin

327 Cards –

11 Decks –

5 Learners

Sample Decks: Accounting principles and procedures, Business planning, Conflict avoidance, management and dispute resolution procedures

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APC

APC

Flashcard Maker: Jack Peacock

1,220 Cards –

18 Decks –

1 Learner

Sample Decks: Case Study, Ethics, Rules of Conduct and Professionalism, Client Care

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FCA - Regulations

FCA - Regulations

Flashcard Maker: Jack Bousfield

65 Cards –

4 Decks –

4 Learners

Sample Decks: Regulatory environment, Relevant Legislation, Conduct of Business

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APC QS 2022/23

APC QS 2022/23

Flashcard Maker: Andrew O'Nyan

450 Cards –

11 Decks –

3 Learners

Sample Decks: Communication and Negotiation, Client Care, Accounting Principles and Procedures

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RICS APC

RICS APC

Flashcard Maker: Ellie Baldwin

607 Cards –

22 Decks –

10 Learners

Sample Decks: Diversity, Inclusion & Teamworking Level 1, Procurement & Tendering Level 1, Contract Practice Level 1

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Sergeants CPK Exam

Sergeants CPK Exam

Flashcard Maker: Natana Collier-Repia

336 Cards –

19 Decks –

205 Learners

Sample Decks: Chapter 1 - CYFS, Chapter 2 - Family Violence, Chapter 2.1 - Police Safety Orders

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JU - APC

JU - APC

Flashcard Maker: Jemima Upton

810 Cards –

16 Decks –

3 Learners

Sample Decks: Ethics, rules of conduct and professionalism, Case Study Questions, Ethics (Submission)

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RICS APC PM

RICS APC PM

Flashcard Maker: james marks

569 Cards –

25 Decks –

2 Learners

Sample Decks: Accounting Principles, Rules of Conduct, Sustainability

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Inspectors Oct 21

Inspectors Oct 21

Flashcard Maker: Jaimie Leigh Bergman

305 Cards –

20 Decks –

3 Learners

Sample Decks: Our business, Te Huringa o Te Tai, Police High Performance Framework

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APC

APC

Flashcard Maker: Daniel Owens

548 Cards –

18 Decks –

1 Learner

Sample Decks: Landlord & Tenant, Property Management, Conflict Avoidance

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APC - Mandatory Competencies

APC - Mandatory Competencies

Flashcard Maker: Edward Morgan

498 Cards –

11 Decks –

1 Learner

Sample Decks: Accounting Principles, Business Planning, Conflict Avoidance, Management and Dispute Resolution Procedures

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Sgt CPK 2021

Sgt CPK 2021

Flashcard Maker: M H

319 Cards –

16 Decks –

68 Learners

Sample Decks: Chap one - Oranga Tamariki Act 1989, Chap One - Family Harm, Chap Two - Firearms & Taser Policy & Procedures - 2.1

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APC 2023 - Land and Resources

APC 2023 - Land and Resources

Flashcard Maker: Edward Adams

1,404 Cards –

18 Decks –

1 Learner

Sample Decks: Landlord and Tenant, Property Management, Measurement

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Vince's From Flashcardlet

Vince's From Flashcardlet

Flashcard Maker: Vincent Pitts

351 Cards –

26 Decks –

12 Learners

Sample Decks: CRC Exam, Interpeting Reliability and Comparability of Financial Statements Module 4, Understanding the Business

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Ethics

Ethics

Flashcard Maker: Henry Hayley

111 Cards –

10 Decks –

1 Learner

Sample Decks: New Rules of Conduct, Ethics, Health & Safety

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RICS APC 1001 Q&A

RICS APC 1001 Q&A

Flashcard Maker: Thomas Deveney

988 Cards –

24 Decks –

3 Learners

Sample Decks: 1 - RICS in General, 2 - Ethics, Rules of Conduct and Professionalism, 3 - Client Care

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APC Preparation - Valuation Pathway

APC Preparation - Valuation Pathway

Flashcard Maker: Zaura O

566 Cards –

19 Decks –

2 Learners

Sample Decks: Health and Safety, Client care, Communication and Negotiation

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CeMAP 1 - BigBoyPritch

CeMAP 1 - BigBoyPritch

Flashcard Maker: Rhys Pritchard

228 Cards –

10 Decks –

3 Learners

Sample Decks: Endowments, Inheritance Tax, State Benefits

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Rics

Rics

Flashcard Maker: Laura Evans

266 Cards –

14 Decks –

1 Learner

Sample Decks: L1 Ethics, Rules of Conduct and Professionalism, L2 Ethics, Rules of Conduct And Professionalism, L3 Ethics, Rules of Conduct and Professionalism

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Firearms Block 4

Firearms Block 4

Flashcard Maker: Rita O

65 Cards –

2 Decks –

2 Learners

Sample Decks: FFL, Conduct of Business IOI

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OLD_Shayan's Best SIE Exam Practice Test

OLD_Shayan's Best SIE Exam Practice Test

Flashcard Maker: shayan modjtehedi

881 Cards –

14 Decks –

1 Learner

Sample Decks: Chapter 1 - Equity Securities, Chapter 2 - Debt Securities, Chapter 3 - Types of Bonds

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RICS APC

RICS APC

Flashcard Maker: Agata Paliwoda

519 Cards –

18 Decks –

2 Learners

Sample Decks: Ethics, rules of conduct and professionalism, Health and Safety, Sustainability

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IOC - UK financial reg

IOC - UK financial reg

Flashcard Maker: Mark Patching

193 Cards –

6 Decks –

12 Learners

Sample Decks: IOC - UK Reg CH 1 - Regulatory Environment, IOC - UK Reg CH 2 - FSMA 2000 - FSA 2012, IOC - UK Reg CH 3 - Associated Legislation and Regulation

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APC - Building Surveying Pathway

APC - Building Surveying Pathway

Flashcard Maker: Stacey Sneddon

938 Cards –

26 Decks –

1 Learner

Sample Decks: SoE - Ethics, rules of conduct and professionalism, SoE - Client Care, SoE - Communication and negotiation

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CF

CF

Flashcard Maker: Andreas Avraam

536 Cards –

32 Decks –

1 Learner

Sample Decks: Excluded activity, Glossary, 1.5 Exempt Persons

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DJ

DJ

Flashcard Maker: Dan Johnson

497 Cards –

26 Decks –

3 Learners

Sample Decks: Case Study, Leasing And Letting, Inspection

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CM APC Questions

CM APC Questions

Flashcard Maker: Curtis Morgan

379 Cards –

22 Decks –

1 Learner

Sample Decks: Case Study Q&A, Need To Knows, Conduct Rules, Ethics And Professional Practice

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FSRE - Josh

FSRE - Josh

Flashcard Maker: Josh Freire-Mckinnell

407 Cards –

18 Decks –

18 Learners

Sample Decks: Topic 1 - The role and structure of financial markets, Topic 2 - The role of the Government, Topic 3 - Meeting customers needs and priorities

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Alton Powell APC

Alton Powell APC

Flashcard Maker: Alton Powell

321 Cards –

21 Decks –

1 Learner

Sample Decks: Construction Technology, Ethics, rules of conduct and professionalism, Client care

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FLK1

FLK1

Flashcard Maker: Nina Gibbins

727 Cards –

9 Decks –

2 Learners

Sample Decks: Constitutional Law, Legal System of England and Wales, Ethics and Professional Conduct

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AG APC

AG APC

Flashcard Maker: p Griffiths

935 Cards –

28 Decks –

10 Learners

Sample Decks: Level 3 - Conduct rules, Ethics and Professional Practice, JCT Sections, Level 2 - Health and safety

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Ethics and Rules of Conduct

Ethics and Rules of Conduct

Flashcard Maker: Tom Carter

121 Cards –

12 Decks –

3 Learners

Sample Decks: The RICS, The New Rules of Conduct, Requirements for registration

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SGTs CPK 20/21

SGTs CPK 20/21

Flashcard Maker: Matt Fage

455 Cards –

19 Decks –

11 Learners

Sample Decks: Chap one - Oranga Tamariki Act 1989, Chap One - Family Harm, Chap Two - Firearms & Taser Policy & Procedures - 2.1

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Ethics

Ethics

Flashcard Maker: Abby Debnam

231 Cards –

16 Decks –

3 Learners

Sample Decks: Chapter 1 - Principles, Chapter 2 - Threats, Sustainability

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Financial Planning

Financial Planning

Flashcard Maker: Declan Iom

361 Cards –

5 Decks –

3 Learners

Sample Decks: Topic 1 Key Influences In UK Financial Services industry, Topic 2 : PRA & FCA, Topic 3 - Conduct Of Business Rules

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RICS Investment and Finance Pathway

RICS Investment and Finance Pathway

Flashcard Maker: Oliver Boag

2,050 Cards –

54 Decks –

1 Learner

Sample Decks: Ethics, Rules of conduct and professionalism Level One, RICS in General, Health and Safety Level One

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APC - Building Surveying

APC - Building Surveying

Flashcard Maker: David Azouelos

809 Cards –

22 Decks –

1 Learner

Sample Decks: Global Rules of Conduct, Fire Safety, Health & Safety / CDM

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My APC

My APC

Flashcard Maker: Justyna Polston

493 Cards –

20 Decks –

1 Learner

Sample Decks: Ethics, Rules of Conduct and professionalism, Accounting principles and procedures, Business planning

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UK Regulation

UK Regulation

Flashcard Maker: Breeze On

471 Cards –

10 Decks –

4 Learners

Sample Decks: The UK Financial Services Sector (2/80), UK Financial Services and Consumer Relationships (4/80), UK Contract and Trust Legislation (2/80)

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APC Autum 2021

APC Autum 2021

Flashcard Maker: Jack Thorne

222 Cards –

16 Decks –

2 Learners

Sample Decks: Ethics, rules of conduct, professionalism, Health and Safety, Client Care

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ACC 453

ACC 453

Flashcard Maker: Danielle Cugliari

409 Cards –

17 Decks –

13 Learners

Sample Decks: Chapter 1: Assurance Services, Attestation Services and Financial Statement Audits, Chapter 2: Objective of a Financial Statement Audit, Chapter 3: Regulation of F/S Audits

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APE Interview

APE Interview

Flashcard Maker: Kate Rintoul

240 Cards –

23 Decks –

5 Learners

Sample Decks: THE PROFESSION, THE LAW, ARCHITECT'S ACT AND CODE OF CONDUCT, THE BUILDING INDUSTRY

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IMC environment

IMC environment

Flashcard Maker: Claire Constance

70 Cards –

5 Decks –

4 Learners

Sample Decks: The Regulatory Environment, Authorised And Approved Persons, Conduct Of Business And Client Asset Rules

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APC

APC

Flashcard Maker: Lewis Berg

70 Cards –

12 Decks –

1 Learner

Sample Decks: Ethics, Rules of conduct and Professionalism, Accounting Principles, Red Book

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My Cemap 1

My Cemap 1

Flashcard Maker: S B

112 Cards –

25 Decks –

8 Learners

Sample Decks: 1.1 Intro To Financial Services, 1.2 Economic policy, 1.3 Taxation

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CFA Level I

CFA Level I

Flashcard Maker: David Bissonnette

623 Cards –

55 Decks –

1 Learner

Sample Decks: Ethics and Trust in the Investment Profession, Code of Ethics and Standards of Professional Conduct, Guidance for Standards I–VII

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RICS APC AB

RICS APC AB

Flashcard Maker: arran bird

1,216 Cards –

21 Decks –

1 Learner

Sample Decks: Level 3 - Conduct rules, ethics and professional practice, Level 2 - Client Care, Level 2 - Communication and Negotiation

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IDC

IDC

Flashcard Maker: Jeffrey Scott

515 Cards –

16 Decks –

8 Learners

Sample Decks: 1 - Getting Started, 2) Dive Theory For Dive Leaders, 3) PADI System Overview

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RICS APC Q&As

RICS APC Q&As

Flashcard Maker: Alex Barnes

79 Cards –

18 Decks –

47 Learners

Sample Decks: Conduct Rules, Ethics and Professional Practice, Client Care, Communication & Negotiation

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APC commercial pathway

APC commercial pathway

Flashcard Maker: Danielle Clark

445 Cards –

25 Decks –

5 Learners

Sample Decks: Measurement (level 2), Inspection (Level 3), Ethics, professionalism and code of conduct (level 3)

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Career Foundry

Career Foundry

Flashcard Maker: Geon Oh

813 Cards –

47 Decks –

28 Learners

Sample Decks: Interview Questions, History of UX Design, Career

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Maryland State Exam

Maryland State Exam

Flashcard Maker: Steven East

202 Cards –

17 Decks –

7 Learners

Sample Decks: Hearing Procedures, Examination, Inspection Of Funeral Home and Funeral Service Businesses

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RICS APC

RICS APC

Flashcard Maker: Thomas Luke

270 Cards –

11 Decks –

2 Learners

Sample Decks: Client Care, Business Planning, Communication and Negotiation

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MyVARealEstateExam

MyVARealEstateExam

Flashcard Maker: Mike McCollum

525 Cards –

39 Decks –

2 Learners

Sample Decks: Lesson 1 Code of Virginia, Title 54.1 Chapter 21, Intro to Virginia Real Estate Board

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RICS APC GD

RICS APC GD

Flashcard Maker: Greg Donald

445 Cards –

21 Decks –

6 Learners

Sample Decks: Ethics, Rules of Conduct & Professionalism (Level 3), Client Care (Level 2), Communication & Negotiation (Level 2)

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APC

APC

Flashcard Maker: Greig Sigley

382 Cards –

19 Decks –

1 Learner

Sample Decks: Rules of Conduct, Rules of Conduct - Scenario Questions, Home Reports - General

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GA - APC

GA - APC

Flashcard Maker: George Andrews

496 Cards –

12 Decks –

1 Learner

Sample Decks: Ethics, rules of conduct and professionalism, Case Study Questions, Client Care/ Communication and Negotiation/ Health and Safety (Submission)

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CFA Level 2 2016

CFA Level 2 2016

Flashcard Maker: Scott George

543 Cards –

43 Decks –

75 Learners

Sample Decks: Equity #32 - Your Strategy Needs a Strategy, Equity #33 - Industry and Company Analysis, Equity #34 - Discounted Dividend Valuation

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Katie- APC Flashcards

Katie- APC Flashcards

Flashcard Maker: Katie Welsh

414 Cards –

23 Decks –

5 Learners

Sample Decks: Case Study, Ethics, rules of conduct and professionalism - Level 3, CLIENT CARE - Level 2

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Internal Auditing

Internal Auditing

Flashcard Maker: A Miles

274 Cards –

13 Decks –

6 Learners

Sample Decks: Chapter 8: Risk of Fraud & Illegal Acts, Chapter 9: Managing the Internal Audit Function, Chapter 10: Audit Evidence and Working Papers

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Mandatory Competencies (RP)

Mandatory Competencies (RP)

Flashcard Maker: Suzanna Thorpe

87 Cards –

12 Decks –

3 Learners

Sample Decks: Ethics, rules of conduct and professionalism, Sustainability, Accounting Principles and Procedures

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IAD Level 1

IAD Level 1

Flashcard Maker: Helen Chua

369 Cards –

17 Decks –

1 Learner

Sample Decks: Chapter 1: The UK Financial Services Sector, Chapter 2: UK Financial Services and Consumer Relationships, Chapter 3: UK Contract and Trust Legislation

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APC GC

APC GC

Flashcard Maker: George Carter

271 Cards –

18 Decks –

1 Learner

Sample Decks: Inclusive Environments, Sustainability, Client Care

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Insurance Adjuster Texas

Insurance Adjuster Texas

Flashcard Maker: Quinnon Thomas

340 Cards –

26 Decks –

10 Learners

Sample Decks: Section 1: Lesson 1 The role of an Insurance Adjuster Lesson 2: The Art and Practice of Adjusting, Section 1: Lesson 3 Claims Practices: The work of an Adjuster, Section 1: Lesson 4.1 Conducting Insurance Business in Texas

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APC

APC

Flashcard Maker: Ben White

195 Cards –

21 Decks –

1 Learner

Sample Decks: Accounting Principles & Procedures, Client Care, Communication and Negotiation

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APC Flashcards

APC Flashcards

Flashcard Maker: Max C

537 Cards –

34 Decks –

2 Learners

Sample Decks: Case Study APC, Accounting principles and procedures, Business Planning

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APC Project Management

APC Project Management

Flashcard Maker: Katie Grubb

382 Cards –

22 Decks –

1 Learner

Sample Decks: Level 1 Communication and Negotiation, Level 1 Leading People Projects and Teams, Level 1 Health and Safety

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APC KT 2023

APC KT 2023

Flashcard Maker: Kirsty Toye

297 Cards –

19 Decks –

1 Learner

Sample Decks: Sustainability L1, Inclusive Environments L1, D&I and Teamwork L1

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Welcome To Accounting

Welcome To Accounting

Flashcard Maker: Basim Abid

63 Cards –

6 Decks –

1 Learner

Sample Decks: Welcome To Accounting, Business Structures, AICPA Code of Professional Conduct

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Submission Revision Sections

Submission Revision Sections

Flashcard Maker: Andrew Gibson

409 Cards –

39 Decks –

1 Learner

Sample Decks: Business Planning - Level 1, Client Care - Level 1, Client Care - Level 2

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FSRE - DIPFA

FSRE - DIPFA

Flashcard Maker: Ned Clonan

175 Cards –

20 Decks –

32 Learners

Sample Decks: Topic 1 The role and structure of financial markets, Topic 2 The role of government, Topic 3 Financial services in the wider economy

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Maryland Real Estate Practice

Maryland Real Estate Practice

Flashcard Maker: Unknown Unknown

43 Cards –

3 Decks –

3 Learners

Sample Decks: MD Brokerage Relationship & Disclosure, Ethical Practices and Fair Housing, Maryland Regulation of Business Conduct

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Chapter 5 : Law of Agency

Chapter 5 : Law of Agency

Flashcard Maker: andres pujazon

24 Cards –

7 Decks –

1 Learner

Sample Decks: Law of Agency, Duties of an Insurance Agent to the Principal, Duties of the Principal to an Insurance Agent

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Business Studies

Business Studies

Flashcard Maker: Seke Castiano

76 Cards –

9 Decks –

1 Learner

Sample Decks: CH 10-UNIT 1-Creative thinking & business success, UNIT 2-Problem solving, UNIT 3-Techniques for problem solving

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Audit Part 2

Audit Part 2

Flashcard Maker: Mandy Henderson

700 Cards –

33 Decks –

3 Learners

Sample Decks: Chap 7 Audit Evidence, Chapter 7 Audit Evidence Decisions, Chap 7 Persuasiveness of evidence

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CFP - FUNDAMENTALS

CFP - FUNDAMENTALS

Flashcard Maker: Jerod Yee

148 Cards –

9 Decks –

1 Learner

Sample Decks: Ethics, Laws, Code of Ethics (L1), A. Duties Owed to the Client (Standard of Conduct), Registered Investment Advisors (L2)

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APC

APC

Flashcard Maker: James Dodd

332 Cards –

19 Decks –

1 Learner

Sample Decks: Property Management, Valuation, Data Management

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IMC Unit 1 - Investment Environment

IMC Unit 1 - Investment Environment

Flashcard Maker: Maya Odubanjo

73 Cards –

10 Decks –

4 Learners

Sample Decks: Chapter 1 : The Regulatory Environment, Chapter 2: Authorised and Approved Persons, Chapter 3 - Conduct of Business and Client Asset Rules

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Policies Section E

Policies Section E

Flashcard Maker: Jimmy Taylor

407 Cards –

25 Decks –

18 Learners

Sample Decks: E101.4 Operations Division Staffing (01/08/2017), E102.2 Reporting On- and Off-Duty (02/25/2016), E103.4 Leave (10/13/2016)

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Divemaster

Divemaster

Flashcard Maker: Sarah Kime

18 Cards –

9 Decks –

16 Learners

Sample Decks: Chapter 1 - The Role And Characteristics, Chapter 2 - Supervising Diving Activities, Chapter 7 - The Business Of Diving And Your Career

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APC Submission

APC Submission

Flashcard Maker: luke Freeman

21 Cards –

19 Decks –

13 Learners

Sample Decks: Conduct Rules, Ethics and Professional Practice, Client Care, Communication and Negotiation

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APC Mandatory Competencies

APC Mandatory Competencies

Flashcard Maker: Marcus Parsons

113 Cards –

7 Decks –

1 Learner

Sample Decks: Ethics, Rules of Conduct and Professionalism, Hot Topics, Business Planning and Accounting Principles

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GN - Competency Questions

GN - Competency Questions

Flashcard Maker: G E

162 Cards –

12 Decks –

1 Learner

Sample Decks: Sustainability, Inclusive Environments, Diversity, Inclusion and team working

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F210 GPM

F210 GPM

Flashcard Maker: Thandeka Mokoena

123 Cards –

18 Decks –

4 Learners

Sample Decks: Chapter 1: Financial Institutions, Chapter 2: Insurance contracts, Chapter 3: The investment framework of the institution

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SC Exam Study

SC Exam Study

Flashcard Maker: Ehlana Hoff

364 Cards –

46 Decks –

2 Learners

Sample Decks: Code Of Conduct, Corporate Business Plane 2020-23, Diversity And Inclusion Action Plan 2021

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Core 1

Core 1

Flashcard Maker: Sean Stenning

736 Cards –

66 Decks –

2 Learners

Sample Decks: Set 1 - AU Chapter 1 - Assurance Handbook and Regulatory Handbook, Set 1 - AU Chapter 2 - Fundamental Concepts, Set 1 - AU Chapter 3 - Client Acceptance

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CeMap - Holt's

CeMap - Holt's

Flashcard Maker: Perform fit fit

106 Cards –

11 Decks –

1 Learner

Sample Decks: Topic 10, Lesson 1 - Introducing the financial services industry, Life Assurance

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IMC - Investment Environment

IMC - Investment Environment

Flashcard Maker: Damian Zalabardo

101 Cards –

9 Decks –

1 Learner

Sample Decks: 1 - The Regulatory Environment, 2 - Authorised & Approved persons, 4 - Complaints and Redress

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Final Prog

Final Prog

Flashcard Maker: Steven Rising

141 Cards –

28 Decks –

2 Learners

Sample Decks: Intro to ICS, Coast Guard Organization, Performance Appraisals and Counseling

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FLK 1 Revision

FLK 1 Revision

Flashcard Maker: Nina Gibbins

164 Cards –

17 Decks –

1 Learner

Sample Decks: Legal Services Revision, Constitutional Law Revision, Legal System of England and Wales Revision

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My AUD study cards

My AUD study cards

Flashcard Maker: Maria S

454 Cards –

58 Decks –

2 Learners

Sample Decks: Code of Professional Conduct, Title Choices, MIPPs Into and Framework

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Assessment of Professional Competency

Assessment of Professional Competency

Flashcard Maker: Jordan Cornish

96 Cards –

12 Decks –

1 Learner

Sample Decks: Accounting Principles and Procedures, Business Planning, Client Care

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NM MPJE

NM MPJE

Flashcard Maker: Victoria Martinez

533 Cards –

39 Decks –

12 Learners

Sample Decks: Ch 19 P 4 Pharmacist, Ch 19 P 5 Internship training program, Ch 19 P 5.9 Summary of objectives for last year pharmacy students in the rural health clinic setting

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Certified Financial Planner Prep

Certified Financial Planner Prep

Flashcard Maker: David L. Giles

376 Cards –

78 Decks –

2 Learners

Sample Decks: A. Professional Conduct and Regulation (8%), A.1 CFP Board’s Code of Ethics and Standards of Conduct, A.2 CFP Board’s Procedural Rules

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PKMC M1

PKMC M1

Flashcard Maker: Arielle Lim

158 Cards –

15 Decks –

1 Learner

Sample Decks: C1. Code of Conduct for Malaysia Wholesale Financial Markets, C2. Business Hours and Personal Conduct, C3. The Front Office — Dealers and Dealing Practices

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BAR - Community Property

BAR - Community Property

Flashcard Maker: Kate Pritchard

50 Cards –

11 Decks –

2 Learners

Sample Decks: 1.A. Initial Matters & Presumptions, 2. Presumptions of Title, 3.A Difficult to Classify (Business Increases in Value)

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GBC_Section E

GBC_Section E

Flashcard Maker: Gottfried Chatfield

407 Cards –

29 Decks –

1 Learner

Sample Decks: E101.4 Operations Division Staffing (01/08/2017), E102.2 Reporting On- and Off-Duty (02/25/2016), E103.4 Leave (10/13/2016)

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APC - Building Surveying

APC - Building Surveying

Flashcard Maker: Jessica Heggs

170 Cards –

22 Decks –

1 Learner

Sample Decks: Ethics, Rules of Conduct & Professionalism, Client Care, Communication & Negotiation

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CFA LEVEL 1 NOTES

CFA LEVEL 1 NOTES

Flashcard Maker: Benson Peters

375 Cards –

63 Decks –

2 Learners

Sample Decks: Reading 1: Ethics and Trust in the Investment Profession, Reading 2: Code of Ethics and Standards of Professional Conduct, Reading 3: Standard 1 (Professionalism)

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Business

Business

Flashcard Maker: Natalia Joseph

114 Cards –

15 Decks –

1 Learner

Sample Decks: Starting An Enterprise (Starting a Business), Choosing The Appropriate Legal Structure (Starting a Business), Marketing

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CeMAP 1, 2 & 3

CeMAP 1, 2 & 3

Flashcard Maker: Storm Wheatley

35 Cards –

55 Decks –

42 Learners

Sample Decks: CeMAP 1 UKFR 20/21 - Unit 1 - Topic 1 Introduction to the Financial Service Industry, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 2 Economic Policy and Financial Regulation, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 3 UK Taxation 1

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Gen 2

Gen 2

Flashcard Maker: Aditya Legal

99 Cards –

8 Decks –

2 Learners

Sample Decks: 2. Functions And Responsibilities Of the Union And State, Issues And Challenges Pertainting To Federal Structure, Devolution Of Powers And Finances Up To Local Levels And Challenges There In., 4. Comparison Of The Indian Constitutional Scheme With That Of Other Countries, 5. Parliament And State Legislatures- Structure, Functioning, Conduct Of Business, Powers And Privileges And Issues Arising Out Of It

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UK Regulation

UK Regulation

Flashcard Maker: Ella Statham

54 Cards –

5 Decks –

1 Learner

Sample Decks: Regulatory Environment, FSMA 2000 And FSA 2012, Associated Legislation And Regulation

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GA Jurisprudence Test

GA Jurisprudence Test

Flashcard Maker: Dana Formon

162 Cards –

15 Decks –

1 Learner

Sample Decks: Professions and Business (43-39-1 to 43-39-20), Crimes and Offenses - Sex Offenses (16-6-5.1), Crimes and Offenses - Controlled Substances (16-13-110 to 16-13-114)

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Building Surveying APC LM

Building Surveying APC LM

Flashcard Maker: Leigh M

22 Cards –

20 Decks –

2 Learners

Sample Decks: Ethics, Rules Of Conduct And Professionalism, Client Care, Communication and Negotiation

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CISI

CISI

Flashcard Maker: soeoak kyaw

26 Cards –

10 Decks –

2 Learners

Sample Decks: Chapter 1 - The Financial Services Industry, Chapter 2 - UK Financial Services And Consumer Relationships, Chapter 3 - Uk Contract And Trust Legislation

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Rural - APC 2022

Rural - APC 2022

Flashcard Maker: Rachel Urquhart

66 Cards –

18 Decks –

1 Learner

Sample Decks: Ethics, Rules of Conduct and Professionalism, Basic Accounting Principles and Procedures, Management of the Natural Environment and Landscape

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APC Assessment

APC Assessment

Flashcard Maker: Sarah Palmer

158 Cards –

22 Decks –

1 Learner

Sample Decks: Case Study, CPD Record, Ethics, Rules of Conduct & Professional - Level 1

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UK Regulation and Professional Integrity

UK Regulation and Professional Integrity

Flashcard Maker: joshua hale

148 Cards –

12 Decks –

1 Learner

Sample Decks: Glossary, Chapter 1 The UK Financial Services Sector, Chapter 2 UK Financial Services and Consumer Relationships

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APC Project Management

APC Project Management

Flashcard Maker: charmaine b

101 Cards –

23 Decks –

1 Learner

Sample Decks: 1 - Ethics, rules of conduct and professionalism, 2 - Client care, 3 - Communication and negotiation

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APC Mandatory

APC Mandatory

Flashcard Maker: Aaron Bennett

15 Cards –

11 Decks –

1 Learner

Sample Decks: Ethics, Rules of Conduct and Professionalism, Client Care, Communication and Negotiation

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Regulatory Requirements

Regulatory Requirements

Flashcard Maker: Sarah Williams

35 Cards –

6 Decks –

1 Learner

Sample Decks: The Structure Of Courts In Aus, Negligence Claims, Contracts

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AF - APC

AF - APC

Flashcard Maker: Andrew Forrest

29 Cards –

17 Decks –

1 Learner

Sample Decks: M - Conduct Rules, Ethics & Professional Practice (3), M - Health & Safety (2), M - Client Care (2)

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Agency and Partnerships

Agency and Partnerships

Flashcard Maker: Charlotte Armour

60 Cards –

18 Decks –

1 Learner

Sample Decks: Nature of Agency Relationships, Creation of an Agency Relationship, Duties of Agents and Principals

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CPA

CPA

Flashcard Maker: Josue Elizalde

16 Cards –

16 Decks –

1 Learner

Sample Decks: Overview, Principles Code Of Professional Conduct, Rules Of Conduct

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