Conduct Of Business Flashcards & Quizzes

The FCA's Conduct of Business and Client Assets Sourcebooks

The FCA's Conduct of Business and Client Assets Sourcebooks

Flashcard Maker: Joseph Adams

73 Cards –

11 Decks –

1 Learner

Sample Decks: 1.) Application and General Provisions of COBS, 1.2) Firms Subject to COBS, 1.3) Activities Subject to COBS

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Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection

Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection

Flashcard Maker: Luke O'Mahoney

60 Cards –

8 Decks –

1 Learner

Sample Decks: Client Categorisation , COBS, Financial Promotions rules

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APC Quantity Surveying 2019/20

APC Quantity Surveying 2019/20

Flashcard Maker: Jacob Cordell

1,054 Cards –

15 Decks –

299 Learners

Sample Decks: Sustainability, Procurement and Tendering, Accounting Principles and Procedures

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All Notecards

All Notecards

Flashcard Maker: Alyssa Applegate

2,459 Cards –

32 Decks –

1 Learner

Sample Decks: U.S. Employment Laws and Regulations, Critical Evaluation, Business Acumen & Consultation

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APC QS Civil Eng Pathway SRH

APC QS Civil Eng Pathway SRH

Flashcard Maker: Shannice R

1,309 Cards –

22 Decks –

51 Learners

Sample Decks: Sustainability, Procurement and Tendering, Accounting Principles and Procedures

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SIE Exam Prep 2 -- SANDBOX

SIE Exam Prep 2 -- SANDBOX

Flashcard Maker: Andrew Cohen

1,499 Cards –

14 Decks –

42 Learners

Sample Decks: Equity Securities, Debt Securities, Types of Bonds

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Business

Business

Flashcard Maker: Peter Oliver

509 Cards –

29 Decks –

2 Learners

Sample Decks: Income And Expenditure, Impact Of Organisations, Economic Growth

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CeMap

CeMap

Flashcard Maker: space man

781 Cards –

25 Decks –

16 Learners

Sample Decks: Unit 1 Topic 1 - Introducing the financial services industry, Unit 1 Topic 2 - Economic policy and financial regulation, Unit 1 Topic 3 - UK taxation I

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CFP

CFP

Flashcard Maker: ryan halvorson

1,030 Cards –

51 Decks –

111 Learners

Sample Decks: Rules of Conduct, Code of Ethics, Financial Planning Practice Standards

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Financial Planning

Financial Planning

Flashcard Maker: Declan Iom

361 Cards –

5 Decks –

3 Learners

Sample Decks: Topic 1 Key Influences In UK Financial Services industry, Topic 2 : PRA & FCA, Topic 3 - Conduct Of Business Rules

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DM

DM

Flashcard Maker: Mitch Smith

178 Cards –

12 Decks –

786 Learners

Sample Decks: Chapter 1 - The Role and Characteristics of the PADI Divemaster, Chapter 2 - Supervising Dive Activities, Chapter 3 - Assisting with Student Divers

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Series 79 Test

Series 79 Test

Flashcard Maker: Sean Modjtehedi

1,456 Cards –

11 Decks –

57 Learners

Sample Decks: Chapter 1 - Financial Markets & the Economy, Chapter 2 - Securities and Exchanges, Chapter 3 - Evaluating the Corporate Structure

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QS APC

QS APC

Flashcard Maker: Duncan Oliver

833 Cards –

18 Decks –

59 Learners

Sample Decks: M - Accounting Principles and Procedures, M - Business Planning, M - Client Care

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RICS APC JOC

RICS APC JOC

Flashcard Maker: James O'Connor

827 Cards –

23 Decks –

192 Learners

Sample Decks: 01 Professional Practice, 02 Insurance, 03 Complaints

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Maryland Law Exam

Maryland Law Exam

Flashcard Maker: Heather Clark

1,139 Cards –

24 Decks –

18 Learners

Sample Decks: Title 5, Title 7- 1, Title 7- 2

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General Knowledge

General Knowledge

Flashcard Maker: Josh Cauwood

905 Cards –

23 Decks –

1 Learner

Sample Decks: Legal & Statutory, Development/Project Briefs, Measurement

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Business Ethics

Business Ethics

Flashcard Maker: Cindy Michelle Lanticse

157 Cards –

4 Decks –

1 Learner

Sample Decks: Session 2: Nature and Forms of Business Organizations, Session 3: Corporate Governance and Core Principles, Session 4: Code of Ethics and Business Conduct

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FCA - Regulations

FCA - Regulations

Flashcard Maker: Jack Bousfield

65 Cards –

4 Decks –

4 Learners

Sample Decks: Regulatory environment , Relevant Legislation, Conduct of Business

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Test

Test

Flashcard Maker: Hayley Drever

1,171 Cards –

29 Decks –

73 Learners

Sample Decks: Level 3 - Conduct rules, Ethics and Professional Practice, Level 2 - Health and safety, Level 2 - Client care

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Business Studies

Business Studies

Flashcard Maker: Gemma Roche

552 Cards –

26 Decks –

12 Learners

Sample Decks: Chapter 1 - Income and Expenditure , Chapter 2- Financial Lifecycle, Smart Shopping- The Consumer Key Words

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RICS SL

RICS SL

Flashcard Maker: sam lankester

778 Cards –

20 Decks –

147 Learners

Sample Decks: Level 3 - Conduct rules, ethics and professional practice, Level 2 - Client Care, Level 2 - Communication and Negotiation

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Maryland State Exam

Maryland State Exam

Flashcard Maker: Steven East

202 Cards –

17 Decks –

6 Learners

Sample Decks: Hearing Procedures, Examination, Inspection Of Funeral Home and Funeral Service Businesses

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Sergeants CPK Exam

Sergeants CPK Exam

Flashcard Maker: Natana Collier-Repia

336 Cards –

19 Decks –

129 Learners

Sample Decks: Chapter 1 - CYFS , Chapter 2 - Family Violence, Chapter 2.1 - Police Safety Orders

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PCR

PCR

Flashcard Maker: Annie wood

336 Cards –

6 Decks –

1 Learner

Sample Decks: 1. MLR, 2.1 Code of Conduct: Chapters, 2.2 Code of Conduct: Third Parties

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APC BS QUESTIONS

APC BS QUESTIONS

Flashcard Maker: Faye Harmey-McDonald

744 Cards –

31 Decks –

8 Learners

Sample Decks: CPD , Sustainability , Construction Tech & Enviro Services

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AG APC

AG APC

Flashcard Maker: p Griffiths

935 Cards –

28 Decks –

3 Learners

Sample Decks: Level 3 - Conduct rules, Ethics and Professional Practice, JCT Sections, Level 2 - Health and safety

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Building Surveying

Building Surveying

Flashcard Maker: David Speller

845 Cards –

25 Decks –

4 Learners

Sample Decks: Procurement And Tendering , Fire Safety, Ethics, Conduct And Professional Practice

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CeMAP 1 (Unit two)

CeMAP 1 (Unit two)

Flashcard Maker: Grace Barritt

192 Cards –

9 Decks –

1 Learner

Sample Decks: Topic 17 (The FCA's aims and activities), Topic 18 (Regulating firms and individual), Topic 19 (Prudential supervision)

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Vince's From Flashcardlet

Vince's From Flashcardlet

Flashcard Maker: Vincent Pitts

351 Cards –

26 Decks –

8 Learners

Sample Decks: CRC Exam, Interpeting Reliability and Comparability of Financial Statements Module 4, Understanding the Business

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IMC environment

IMC environment

Flashcard Maker: Claire Constance

70 Cards –

5 Decks –

3 Learners

Sample Decks: The Regulatory Environment, Authorised And Approved Persons, Conduct Of Business And Client Asset Rules

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ACC 453

ACC 453

Flashcard Maker: Danielle Cugliari

409 Cards –

17 Decks –

9 Learners

Sample Decks: Chapter 1: Assurance Services, Attestation Services and Financial Statement Audits, Chapter 2: Objective of a Financial Statement Audit, Chapter 3: Regulation of F/S Audits

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RICS APC Q&As

RICS APC Q&As

Flashcard Maker: Alex Barnes

79 Cards –

18 Decks –

29 Learners

Sample Decks: Conduct Rules, Ethics and Professional Practice, Client Care, Communication & Negotiation

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APC Revision

APC Revision

Flashcard Maker: Andrew Gibson

131 Cards –

13 Decks –

2 Learners

Sample Decks: RICS Rules of Conduct, Rules For Members, Rules of Conduct for Firms

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IOC - UK financial reg

IOC - UK financial reg

Flashcard Maker: Mark Patching

193 Cards –

6 Decks –

4 Learners

Sample Decks: IOC - UK Reg CH 1 - Regulatory Environment, IOC - UK Reg CH 2 - FSMA 2000 - FSA 2012, IOC - UK Reg CH 3 - Associated Legislation and Regulation

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CFA Level 2 2016

CFA Level 2 2016

Flashcard Maker: Scott George

543 Cards –

43 Decks –

66 Learners

Sample Decks: Equity #32 - Your Strategy Needs a Strategy, Equity #33 - Industry and Company Analysis, Equity #34 - Discounted Dividend Valuation

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UK Financial Regulation

UK Financial Regulation

Flashcard Maker: Matthew MacKinnon

314 Cards –

6 Decks –

1 Learner

Sample Decks: The Regulatory Environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation

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Business

Business

Flashcard Maker: Natalia Joseph

114 Cards –

15 Decks –

1 Learner

Sample Decks: Starting An Enterprise (Starting a Business), Choosing The Appropriate Legal Structure (Starting a Business) , Marketing

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Audit Part 2

Audit Part 2

Flashcard Maker: Mandy Kruse

700 Cards –

33 Decks –

2 Learners

Sample Decks: Chap 7 Audit Evidence, Chapter 7 Audit Evidence Decisions, Chap 7 Persuasiveness of evidence

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Policies Section E

Policies Section E

Flashcard Maker: Jimmy Taylor

407 Cards –

25 Decks –

17 Learners

Sample Decks: E101.4 Operations Division Staffing (01/08/2017), E102.2 Reporting On- and Off-Duty (02/25/2016), E103.4 Leave (10/13/2016)

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APC Submission

APC Submission

Flashcard Maker: luke Freeman

21 Cards –

19 Decks –

11 Learners

Sample Decks: Conduct Rules, Ethics and Professional Practice , Client Care, Communication and Negotiation

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My AUD study cards

My AUD study cards

Flashcard Maker: Maria S

454 Cards –

58 Decks –

1 Learner

Sample Decks: Code of Professional Conduct, Title Choices, MIPPs Into and Framework

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F210 GPM

F210 GPM

Flashcard Maker: Thandeka Mokoena

123 Cards –

18 Decks –

2 Learners

Sample Decks: Chapter 1: Financial Institutions, Chapter 2: Insurance contracts, Chapter 3: The investment framework of the institution

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Final Prog

Final Prog

Flashcard Maker: Steven Rising

91 Cards –

28 Decks –

1 Learner

Sample Decks: Intro to ICS, Coast Guard Organization, Performance Appraisals and Counseling

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NM MPJE

NM MPJE

Flashcard Maker: Victoria Martinez

533 Cards –

39 Decks –

2 Learners

Sample Decks: Ch 19 P 4 Pharmacist, Ch 19 P 5 Internship training program, Ch 19 P 5.9 Summary of objectives for last year pharmacy students in the rural health clinic setting

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GBC_Policies Section E

GBC_Policies Section E

Flashcard Maker: Gottfried Chatfield

407 Cards –

25 Decks –

1 Learner

Sample Decks: E101.4 Operations Division Staffing (01/08/2017), E102.2 Reporting On- and Off-Duty (02/25/2016), E103.4 Leave (10/13/2016)

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Assessment of Professional Competency

Assessment of Professional Competency

Flashcard Maker: Jordan Cornish

84 Cards –

12 Decks –

1 Learner

Sample Decks: Accounting Principles and Procedures, Business Planning, Client Care

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FSRE - DIPFA

FSRE - DIPFA

Flashcard Maker: Ned Clonan

175 Cards –

20 Decks –

1 Learner

Sample Decks: Topic 1 The role and structure of financial markets, Topic 2 The role of government, Topic 3 Financial services in the wider economy

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Agency and Partnerships

Agency and Partnerships

Flashcard Maker: Charlotte Armour

60 Cards –

18 Decks –

1 Learner

Sample Decks: Nature of Agency Relationships, Creation of an Agency Relationship, Duties of Agents and Principals

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CISI

CISI

Flashcard Maker: soeoak kyaw

26 Cards –

10 Decks –

1 Learner

Sample Decks: Chapter 1 - The Financial Services Industry , Chapter 2 - UK Financial Services And Consumer Relationships, Chapter 3 - Uk Contract And Trust Legislation

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Regulatory Requirements

Regulatory Requirements

Flashcard Maker: Sarah Williams

35 Cards –

6 Decks –

1 Learner

Sample Decks: The Structure Of Courts In Aus, Negligence Claims, Contracts

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Learn Conduct Of Business

Top Conduct Of Business Flashcards Ranked by Quality

The FCA's Conduct of Business and Client Assets Sourcebooks

Flashcard Maker: Joseph Adams

Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection

Flashcard Maker: Luke O'Mahoney

APC Quantity Surveying 2019/20

Flashcard Maker: Jacob Cordell

All Notecards

Flashcard Maker: Alyssa Applegate

APC QS Civil Eng Pathway SRH

Flashcard Maker: Shannice R

SIE Exam Prep 2 -- SANDBOX

Flashcard Maker: Andrew Cohen

Business

Flashcard Maker: Peter Oliver

CeMap

Flashcard Maker: space man

CFP

Flashcard Maker: ryan halvorson

Financial Planning

Flashcard Maker: Declan Iom

DM

Flashcard Maker: Mitch Smith

Series 79 Test

Flashcard Maker: Sean Modjtehedi

QS APC

Flashcard Maker: Duncan Oliver

RICS APC JOC

Flashcard Maker: James O'Connor

Maryland Law Exam

Flashcard Maker: Heather Clark

General Knowledge

Flashcard Maker: Josh Cauwood

Business Ethics

Flashcard Maker: Cindy Michelle Lanticse

FCA - Regulations

Flashcard Maker: Jack Bousfield

Test

Flashcard Maker: Hayley Drever

Business Studies

Flashcard Maker: Gemma Roche

RICS SL

Flashcard Maker: sam lankester

Maryland State Exam

Flashcard Maker: Steven East

Sergeants CPK Exam

Flashcard Maker: Natana Collier-Repia

PCR

Flashcard Maker: Annie wood

APC BS QUESTIONS

Flashcard Maker: Faye Harmey-McDonald

AG APC

Flashcard Maker: p Griffiths

Building Surveying

Flashcard Maker: David Speller

CeMAP 1 (Unit two)

Flashcard Maker: Grace Barritt

Vince's From Flashcardlet

Flashcard Maker: Vincent Pitts

IMC environment

Flashcard Maker: Claire Constance

ACC 453

Flashcard Maker: Danielle Cugliari

RICS APC Q&As

Flashcard Maker: Alex Barnes

APC Revision

Flashcard Maker: Andrew Gibson

IOC - UK financial reg

Flashcard Maker: Mark Patching

CFA Level 2 2016

Flashcard Maker: Scott George

UK Financial Regulation

Flashcard Maker: Matthew MacKinnon

Business

Flashcard Maker: Natalia Joseph

Audit Part 2

Flashcard Maker: Mandy Kruse

Knowledge Genome^TM