Conduct Of Business Flashcards & Quizzes

FCA conduct of business and client asset sourcebooks

FCA conduct of business and client asset sourcebooks

Flashcard Maker: Luke Harding

102 Cards –

10 Decks –

1 Learner

Sample Decks: Section 1, Section 2, Section 3

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The FCA's Conduct of Business and Client Assets Sourcebooks

The FCA's Conduct of Business and Client Assets Sourcebooks

Flashcard Maker: Joseph Adams

73 Cards –

11 Decks –

1 Learner

Sample Decks: 1.) Application and General Provisions of COBS, 1.2) Firms Subject to COBS, 1.3) Activities Subject to COBS

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Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection

Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection

Flashcard Maker: Luke O'Mahoney

60 Cards –

8 Decks –

1 Learner

Sample Decks: Client Categorisation , COBS, Financial Promotions rules

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APC Quantity Surveying 2020/21

APC Quantity Surveying 2020/21

Flashcard Maker: Jacob Cordell

2,298 Cards –

33 Decks –

450 Learners

Sample Decks: Sustainability, Procurement and Tendering ss, Accounting Principles and Procedures ss

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RICS APC Commercial Pathway 2021

RICS APC Commercial Pathway 2021

Flashcard Maker: Maddi Ellis

998 Cards –

17 Decks –

23 Learners

Sample Decks: Ethics, Rules of Conduct and Professionalism, Health & Safety, Accounting Principles and Procedures

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APC QS Civil Eng Pathway SRH

APC QS Civil Eng Pathway SRH

Flashcard Maker: Shannice R

1,309 Cards –

22 Decks –

57 Learners

Sample Decks: Sustainability, Procurement and Tendering, Accounting Principles and Procedures

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My APC - final

My APC - final

Flashcard Maker: Justyna Polston

1,207 Cards –

27 Decks –

2 Learners

Sample Decks: Accounting principles and procedures, Business planning, Client care

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All Notecards

All Notecards

Flashcard Maker: Alyssa Applegate

2,459 Cards –

32 Decks –

1 Learner

Sample Decks: U.S. Employment Laws and Regulations, Critical Evaluation, Business Acumen & Consultation

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SIE Exam Prep 2 -- SANDBOX

SIE Exam Prep 2 -- SANDBOX

Flashcard Maker: Andrew Cohen

1,499 Cards –

14 Decks –

43 Learners

Sample Decks: Equity Securities, Debt Securities, Types of Bonds

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CeMAP 1 (Unit two)

CeMAP 1 (Unit two)

Flashcard Maker: Grace Barritt

192 Cards –

9 Decks –

15 Learners

Sample Decks: Topic 17 (The FCA's aims and activities), Topic 18 (Regulating firms and individual), Topic 19 (Prudential supervision)

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Business

Business

Flashcard Maker: Peter Oliver

509 Cards –

29 Decks –

3 Learners

Sample Decks: Income And Expenditure, Impact Of Organisations, Economic Growth

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UK FINANCIAL REGULATION

UK FINANCIAL REGULATION

Flashcard Maker: Ma Sha

288 Cards –

18 Decks –

1 Learner

Sample Decks: All definitions, OTHER DIRECT INVESTMENTS, COLLECTIVE INVESTMENTS

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APC KYRI

APC KYRI

Flashcard Maker: Kyriakos Papaioannou

664 Cards –

21 Decks –

2 Learners

Sample Decks: Conflict and avoidance, Accounting principles and procedures, Teamwork , Diversity and Inclusion

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CeMap

CeMap

Flashcard Maker: space man

781 Cards –

25 Decks –

46 Learners

Sample Decks: Unit 1 Topic 1 - Introducing the financial services industry, Unit 1 Topic 2 - Economic policy and financial regulation, Unit 1 Topic 3 - UK taxation I

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Certified Financial Planner

Certified Financial Planner

Flashcard Maker: tony beth

797 Cards –

35 Decks –

8 Learners

Sample Decks: Law of Contracts, Agency, Professional Liability

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CFP

CFP

Flashcard Maker: ryan halvorson

1,030 Cards –

51 Decks –

130 Learners

Sample Decks: Rules of Conduct, Code of Ethics, Financial Planning Practice Standards

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FCA

FCA

Flashcard Maker: Christie Cheng

199 Cards –

6 Decks –

1 Learner

Sample Decks: FCA Regulations, Takeovers, FCA Conduct of Business Sourcebook

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APC Project Management

APC Project Management

Flashcard Maker: S M

962 Cards –

33 Decks –

1 Learner

Sample Decks: Contract Practice, Development/ Project Briefs, Leading Projects, People & Teams (Level 3)

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UK Financial Regulation

UK Financial Regulation

Flashcard Maker: Matthew MacKinnon

475 Cards –

7 Decks –

9 Learners

Sample Decks: The Regulatory Environment, The Financial Services and Markets Act 2000 & Financial Services Act 2012, Associated Legislation and Regulation

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IPP

IPP

Flashcard Maker: Hannah Moses

227 Cards –

8 Decks –

1 Learner

Sample Decks: Business Accounts, Succession Of Property, Inheritance Tax

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SHRM

SHRM

Flashcard Maker: Channa VanBeek

862 Cards –

56 Decks –

1 Learner

Sample Decks: Globalization, Managing Global Assignments, Diversity & Inclusion

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Maryland Law Exam

Maryland Law Exam

Flashcard Maker: Heather Clark

1,139 Cards –

24 Decks –

22 Learners

Sample Decks: Title 5, Title 7- 1, Title 7- 2

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RICS-SY

RICS-SY

Flashcard Maker: Sion Yao

962 Cards –

17 Decks –

4 Learners

Sample Decks: Quantification and Costing of Construction Works, Contract Practice, Construction Technology

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APC Revision

APC Revision

Flashcard Maker: Andrew Gibson

789 Cards –

32 Decks –

13 Learners

Sample Decks: RICS Rules of Conduct, Conventional Valuation Methods And Their Application, Rules For Members

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Series 79 Test

Series 79 Test

Flashcard Maker: Sean Modjtehedi

1,456 Cards –

11 Decks –

79 Learners

Sample Decks: Chapter 1 - Financial Markets & the Economy, Chapter 2 - Securities and Exchanges, Chapter 3 - Evaluating the Corporate Structure

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JW - CeMap 1 (2019/2020)

JW - CeMap 1 (2019/2020)

Flashcard Maker: J W

851 Cards –

27 Decks –

2 Learners

Sample Decks: Unit 1: Introduction to the Financial Services Environment and Products - Topic 1 - Introducing the financial services industry, Unit 1 - Topic 2 - Economic policy and financial regulation, Unit 1 - Topic 3 - UK taxation

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APC

APC

Flashcard Maker: Sammy Huberman

1,065 Cards –

28 Decks –

1 Learner

Sample Decks: IHT and CGT, CGT & IHT Rates and allowances, Conflicts of interest

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APC Building Surveying

APC Building Surveying

Flashcard Maker: Sarah Mallard

1,398 Cards –

25 Decks –

1 Learner

Sample Decks: Case Study, Measurement, Sustainability

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Financial Planning

Financial Planning

Flashcard Maker: Declan Iom

361 Cards –

5 Decks –

3 Learners

Sample Decks: Topic 1 Key Influences In UK Financial Services industry, Topic 2 : PRA & FCA, Topic 3 - Conduct Of Business Rules

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Test

Test

Flashcard Maker: Hayley Drever

1,171 Cards –

29 Decks –

87 Learners

Sample Decks: Level 3 - Conduct rules, Ethics and Professional Practice, Level 2 - Health and safety, Level 2 - Client care

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RICS APC JOC

RICS APC JOC

Flashcard Maker: James O'Connor

827 Cards –

23 Decks –

212 Learners

Sample Decks: 01 Professional Practice, 02 Insurance, 03 Complaints

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General Knowledge

General Knowledge

Flashcard Maker: Josh Cauwood

805 Cards –

22 Decks –

7 Learners

Sample Decks: Legal & Statutory, Development/Project Briefs, Measurement

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Detailed FCA

Detailed FCA

Flashcard Maker: Laolu Ayeko

293 Cards –

7 Decks –

1 Learner

Sample Decks: The Regulatory Environment, FSMA 2000 and FSA 2012, Associated Legislation and Regulation

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QS APC

QS APC

Flashcard Maker: Duncan Oliver

833 Cards –

18 Decks –

82 Learners

Sample Decks: M - Accounting Principles and Procedures, M - Business Planning, M - Client Care

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DM

DM

Flashcard Maker: Mitch Smith

178 Cards –

12 Decks –

932 Learners

Sample Decks: Chapter 1 - The Role and Characteristics of the PADI Divemaster, Chapter 2 - Supervising Dive Activities, Chapter 3 - Assisting with Student Divers

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APC

APC

Flashcard Maker: Anna Logan

1,172 Cards –

22 Decks –

2 Learners

Sample Decks: Ethics, Rules of Conduct and Professionalism (L3M), Development Appraisals (L3C), Legal/Regulatory Compliance (L2C)

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Business Studies

Business Studies

Flashcard Maker: Gemma Roche

552 Cards –

26 Decks –

13 Learners

Sample Decks: Chapter 1 - Income and Expenditure , Chapter 2- Financial Lifecycle, Smart Shopping- The Consumer Key Words

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RICS APC QS

RICS APC QS

Flashcard Maker: Matt Ward

756 Cards –

15 Decks –

51 Learners

Sample Decks: RICS APC Construction Tech, RICS Contract Admin & Contract Practice, Design Economics & Cost Planning

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PCR

PCR

Flashcard Maker: Annie wood

336 Cards –

6 Decks –

2 Learners

Sample Decks: 1. MLR, 2.1 Code of Conduct: Chapters, 2.2 Code of Conduct: Third Parties

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RICS SL

RICS SL

Flashcard Maker: sam lankester

778 Cards –

20 Decks –

218 Learners

Sample Decks: Level 3 - Conduct rules, ethics and professional practice, Level 2 - Client Care, Level 2 - Communication and Negotiation

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APC BS QUESTIONS

APC BS QUESTIONS

Flashcard Maker: Faye Harmey-McDonald

744 Cards –

31 Decks –

18 Learners

Sample Decks: CPD , Sustainability , Construction Tech & Enviro Services

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Sergeants CPK Exam

Sergeants CPK Exam

Flashcard Maker: Natana Collier-Repia

336 Cards –

19 Decks –

139 Learners

Sample Decks: Chapter 1 - CYFS , Chapter 2 - Family Violence, Chapter 2.1 - Police Safety Orders

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Building Surveying

Building Surveying

Flashcard Maker: David Speller

845 Cards –

25 Decks –

10 Learners

Sample Decks: Procurement And Tendering , Fire Safety, Ethics, Conduct And Professional Practice

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FCA - Regulations

FCA - Regulations

Flashcard Maker: Jack Bousfield

65 Cards –

4 Decks –

4 Learners

Sample Decks: Regulatory environment , Relevant Legislation, Conduct of Business

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APC Project Management Revision Pack

APC Project Management Revision Pack

Flashcard Maker: Ashley Sutherland

625 Cards –

20 Decks –

4 Learners

Sample Decks: Client Care, Health & Safety, Dispute Resolution

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CISI Unit 1

CISI Unit 1

Flashcard Maker: Laurence Jones

356 Cards –

7 Decks –

1 Learner

Sample Decks: Unit 1 (Glossary), Unit 1 - 1. The Regulatory Environment, Unit 1 - 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012

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RICS APC Building Surveying

RICS APC Building Surveying

Flashcard Maker: Joe Woodington

434 Cards –

13 Decks –

1 Learner

Sample Decks: Accounting Principles and Procedures, Analysis of Client Requirements & Client Care, Building Pathology

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Inspectors Oct 21

Inspectors Oct 21

Flashcard Maker: Jaimie Leigh Bergman

305 Cards –

20 Decks –

1 Learner

Sample Decks: Our business, Te Huringa o Te Tai, Police High Performance Framework

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DJ

DJ

Flashcard Maker: Dan Johnson

497 Cards –

26 Decks –

1 Learner

Sample Decks: Case Study, Leasing And Letting, Inspection

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AG APC

AG APC

Flashcard Maker: p Griffiths

935 Cards –

28 Decks –

7 Learners

Sample Decks: Level 3 - Conduct rules, Ethics and Professional Practice, JCT Sections, Level 2 - Health and safety

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Brainscape's Knowledge GenomeTM

Learn Conduct Of Business

Top Conduct Of Business Flashcards Ranked by Quality

FCA conduct of business and client asset sourcebooks

Flashcard Maker: Luke Harding

The FCA's Conduct of Business and Client Assets Sourcebooks

Flashcard Maker: Joseph Adams

Chapter 10 - FCA and PRA conduct of Business, Fair Treatment and Client Money protection

Flashcard Maker: Luke O'Mahoney

APC Quantity Surveying 2020/21

Flashcard Maker: Jacob Cordell

RICS APC Commercial Pathway 2021

Flashcard Maker: Maddi Ellis

APC QS Civil Eng Pathway SRH

Flashcard Maker: Shannice R

My APC - final

Flashcard Maker: Justyna Polston

All Notecards

Flashcard Maker: Alyssa Applegate

SIE Exam Prep 2 -- SANDBOX

Flashcard Maker: Andrew Cohen

CeMAP 1 (Unit two)

Flashcard Maker: Grace Barritt

Business

Flashcard Maker: Peter Oliver

UK FINANCIAL REGULATION

Flashcard Maker: Ma Sha

APC KYRI

Flashcard Maker: Kyriakos Papaioannou

CeMap

Flashcard Maker: space man

Certified Financial Planner

Flashcard Maker: tony beth

CFP

Flashcard Maker: ryan halvorson

FCA

Flashcard Maker: Christie Cheng

APC Project Management

Flashcard Maker: S M

UK Financial Regulation

Flashcard Maker: Matthew MacKinnon

IPP

Flashcard Maker: Hannah Moses

SHRM

Flashcard Maker: Channa VanBeek

Maryland Law Exam

Flashcard Maker: Heather Clark

RICS-SY

Flashcard Maker: Sion Yao

APC Revision

Flashcard Maker: Andrew Gibson

Series 79 Test

Flashcard Maker: Sean Modjtehedi

JW - CeMap 1 (2019/2020)

Flashcard Maker: J W

APC

Flashcard Maker: Sammy Huberman

APC Building Surveying

Flashcard Maker: Sarah Mallard

Financial Planning

Flashcard Maker: Declan Iom

Test

Flashcard Maker: Hayley Drever

RICS APC JOC

Flashcard Maker: James O'Connor

General Knowledge

Flashcard Maker: Josh Cauwood

Detailed FCA

Flashcard Maker: Laolu Ayeko

QS APC

Flashcard Maker: Duncan Oliver

DM

Flashcard Maker: Mitch Smith

APC

Flashcard Maker: Anna Logan

Business Studies

Flashcard Maker: Gemma Roche

RICS APC QS

Flashcard Maker: Matt Ward

PCR

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