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SFC Paper 1

This class was created by Brainscape user Andy Lai Chung Yin. Visit their profile to learn more about the creator.

By: Andy Lai Chung Yin
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Decks in this class (22)

Set 1
1 75 1,
5 5 2,
6 3
42  cards
Set 3
1 1,
3 1 i ii iii iv a i and iii only ...,
4 1 a another type 3 licensee 3 b...
45  cards
Set 4
3 1,
6 2,
7 3
26  cards
Set 7
1 a 20 1,
9 a senior management should esta...,
10 i ii xc xc iii iv a i ii and i...
12  cards
Set 8
11 a a company may make loans to ...,
19 2,
22 3
12  cards
Set 9
1 1,
3 i ii iii iv a i ii and iii only...,
7 3
24  cards
Set 10
15 i ii iii iv a i ii and iii onl...,
17 a the intermediary must hold n...,
18 a can solicit investment banki...
7  cards
Set 11
2 i ii iii iv a i ii and iii only...,
5 iv 2,
7 a unifying the understanding of...
7  cards
Set 12
4 1,
7 i ii iii iv a i ii and iii only...,
16 3
4  cards
Set 14
2 45 10 5 5 1,
9 24 2,
20 a contracts notes and daily st...
10  cards
Set 15
7 1,
12 2,
13 i 12 6 ii 24 6 iii 2 iv 3 a ii...
7  cards
Set 16
5 a conducting the regulated acti...,
7 a licensed corporations adopt e...,
23 3
8  cards
Set 17
9 1,
11 a transactions conducted via t...,
15 i ii iii iv a i ii and iii onl...
11  cards
Set 18
5 a investor compensation levy b ...,
8 i ii iii iv a i ii and iii only...,
19 3
8  cards
Set 19
11 i ii iii iv a i ii and iii onl...,
36 2,
39 i ii iii iv a i ii and iii onl...
6  cards
Set 21
4 a corporate pis b trustee pis c...,
8 2,
44 i ii iii iv a ii and iii only ...
6  cards
Set 22
10 a direct market access dma b a...,
11 i ii iii iv 1 000 a i iii and ...,
12 i ii iii iv a i ii and iii onl...
4  cards
Set 23
18 002 1,
50 a the market misconduct tribun...
2  cards
Set 24
24 i ii iii iv a i and iv only i ...,
35 i ii iii iv a i ii and iii onl...
2  cards
Set 25
56 iva 1
1  cards
Set 26
3 1,
14 a to directly regulate corpora...,
20 1 3
5  cards
Set 28
41 1
1  cards

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SFC Paper 1

  • Class purpose General learning

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