Set 23 Flashcards

(2 cards)

1
Q

18根据《淡仓申报规则》,须申报淡仓指淡仓净值等于或高于指明的下限额,下限额指有关的法团已发行的指明股份的总数价值的0.02%与以下金额的较低者:

A.
HK$20 million
2,000万港元
B.
HK$10 million
1,000万港元
C.
HK$30 million
3,000万港元
D.
HK$50 million
5,000万港元

A

C

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2
Q

50
在《证券及期货条例》的范畴内,下列哪一句陈述正确地描述民事法与刑事法的差异之处?

A.
The Market Misconduct Tribunal adopts the burden of proof of criminal proceedings.
市场失当行为审裁处根据刑事法标准作出命令。
B.
The standard of proof of claim for civil cases is “beyond reasonable doubt”.
关于索偿的举证标准,民事案件要求「无合理疑点」。
C.
Civil law aims to punish the wrongdoer.
民事法旨在处罚违法者。
D.
Once a person has been convicted of a criminal offence, it may be possible to pursue the person under civil law for the same offence.
当某人被判刑事罪之后,有可能就相同的罪行而根据民事法追索该人

A

D

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