Set 28

Question 1

41以下哪些关于在香港联合交易所(“联交所”)卖空活动的规定是不正确的?

A.
Exchange Participants must indicate short sell orders when inputting the orders to the trading system.
交易所参与者在将指示输入系统时，须显示该指示为卖空交易。
B.
Exchange Participants must make stock borrowing arrangements for settlement during the trading hours on the day of the short sale.
交易所参与者必须在卖空当天交易时段内，为交收订立股份借入安排。
C.
A short sale cannot be made below the best current ask price during the Continuous Trading Session.
卖空不可在持续交易时段内以低于当时最佳沽盘价进行。
D.
Short selling may be undertaken only in securities designated by the SEHK.
仅可就联交所指定的证券进行卖空活动。

Answer 1

B